REG - BNP Paribas London BHP Group Limited - Form 8.3 - BHP Group Limited

BHPAnnouncement

29/05/2024 11:30

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RNS Number : 2914Q  BNP Paribas London  29 May 2024

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 

  (a)  Full name of discloser:                                                    BNP Paribas SA

  (b)  Owner or controller of interests and short positions disclosed, if
 different from 1(a):

        The naming of nominee or vehicle companies is insufficient. For a
 trust, the trustee(s), settlor and beneficiaries must be named.
  (c)  Name of offeror/offeree in relation to whose relevant securities this      BHP Group Limited
 form relates:

        Use a separate form for each offeror/offeree
  (d)  If an exempt fund manager connected with an offeror/offeree, state
 this and specify identity of offeror/offeree:
  (e)  Date position held/dealing undertaken:                                     27/05/2024

        For an opening position disclosure, state the latest practicable
 date prior to the disclosure
  (f)  In addition to the company in 1(c) above, is the discloser making          Yes: Anglo American plc
 disclosures in respect of any other party to the offer?

        If it is a cash offer or possible cash offer, state "N/A"

 

 2.  POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

 If there are positions or rights to subscribe to disclose in more than one
 class of relevant securities of the offeror or offeree named in 1(c), copy
 table 2(a) or (b) (as appropriate) for each additional class of relevant
 security.

 

 (a)  Interests and short positions in the relevant securities of the offeror or
      offeree to which the disclosure relates following the dealing (if any)

 

 Class of relevant security:  AU000000BHP4 (Ordinary NPV), US0886061086 (ADR)

 

      Interests  Short Positions

 

                                                                         Number                          %           Number                         %
   (1) Relevant securities owned and/or controlled:                                21,131,274                .42              -16,528,830              -.33
   (2) Cash-settled derivatives:                                                    3,119,418                .06               -1,318,221              -.03

   (3) Stock-settled derivatives (including options) and agreements to              1,560,795                .03               -5,526,721              -.11
 purchase/sell:
        TOTAL:                                                                     25,811,487                .51              -23,373,772              -.46

 

 All interests and all short positions should be disclosed.

 

 Details of any open stock-settled derivative positions (including traded
 options), or agreements to purchase or sell relevant securities, should be
 given on a Supplemental Form 8 (Open Positions).

 

 (b)  Rights to subscribe for new securities (including directors'' and other
      employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 3.  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

 Where there have been dealings in more than one class of relevant securities
 of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
 appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 (a)  Purchases and sales

 

 Class of relevant  Purchase/sale  Number of                               Price per unit

 security                          securities
 AU000000BHP4       Purchase                        292                                  45.1500 AUD
 AU000000BHP4       Purchase                        139                                  45.1500 AUD
 AU000000BHP4       Purchase                        774                                  45.1500 AUD
 AU000000BHP4       Sale                             -1                                  45.1500 AUD
 AU000000BHP4       Purchase                        201                                  45.1500 AUD
 AU000000BHP4       Purchase                         10                                  45.1500 AUD
 AU000000BHP4       Sale                            -64                                  45.1500 AUD
 AU000000BHP4       Sale                             -7                                  45.1500 AUD
 AU000000BHP4       Purchase                      1,367                                  45.1500 AUD
 AU000000BHP4       Purchase                        124                                  45.1500 AUD
 AU000000BHP4       Sale                         -1,843                                  45.1500 AUD
 AU000000BHP4       Purchase                        109                                  45.1500 AUD
 AU000000BHP4       Purchase                     96,926                                  45.1500 AUD
 AU000000BHP4       Sale                           -546                                  45.1500 AUD
 AU000000BHP4       Purchase                        443                                  45.1500 AUD
 AU000000BHP4       Sale                           -124                                  45.1500 AUD
 AU000000BHP4       Purchase                          1                                  23.2900 GBP
 AU000000BHP4       Sale                        -12,341                                  45.1500 AUD
 AU000000BHP4       Sale                         -5,232                                  45.1500 AUD
 AU000000BHP4       Sale                             -8                                  45.1500 AUD
 AU000000BHP4       Purchase                        495                                  45.1500 AUD
 AU000000BHP4       Purchase                         11                                  45.1500 AUD
 AU000000BHP4       Sale                             -1                                  23.2900 GBP
 AU000000BHP4       Purchase                      7,840                                  45.1500 AUD
 AU000000BHP4       Purchase                        502                                  45.1500 AUD
 AU000000BHP4       Sale                             -7                                  45.1500 AUD

 

 (b)  Cash-settled derivative transactions

 

 Class of      Product                  Nature of dealing          Number of                             Price per

 relevant      description              e.g. opening/closing a     references                            unit

 security      e.g. CFD                 long/short position        securities

                                        increasing/reducing a

                                        long/short position
 AU000000BHP4  Contract for Difference  Increasing Long Position                    395                                45.1500 AUD
 AU000000BHP4  Contract for Difference  Increasing Long Position                  4,251                                45.1500 AUD
 AU000000BHP4  Contract for Difference  Increasing Long Position                    586                                45.1500 AUD
 AU000000BHP4  Contract for Difference  Increasing Short Position                -7,840                                45.1500 AUD
 AU000000BHP4  Contract for Difference  Reducing Long Position                     -201                                45.1500 AUD

 

 (c)  Stock-settled derivative transactions (including options)

 

 (i)  Writing, selling, purchasing or varying

 

 Class         Product           Writing,                  Number                    Exercise                                Type       Expiry      Option

 of            description       purchasing,               of                        price                                   e.g.       date        money

 relevant      e.g. call         selling,                  securities                per unit                                American               paid/

 security      option            varying etc.              to which                                                          European               received

                                                           option                                                            etc.                   per unit

                                                           relates
 AU000000BHP4  Short Put Option  Increasing Long Position           750,000                        45.1500 AUD               european   27/05/2024
 AU000000BHP4  Long Put Option   Reducing Long Position            -250,000                        45.1500 AUD               european   10/07/2024

 

 (ii)  Exercise

 

 Class of   Product            Exercising/  Number of    Exercise price

 relevant   description        exercised    securities   per unit

 security   e.g. call option   against

 

 (d)  Other dealings (including subscribing for new securities)

 

 Class of relevant  Nature of dealing               Details  Price per unit (if

 security           e.g. subscription, conversion            applicable)

 

 4.  Other Information

 

 (a)  Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 

 (b)  Indemnity and other dealing arrangements

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)  the voting rights or future acquisition or disposal of any relevant
 securities to which

       any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 

 (c)  Attachments

 

 Is a supplemental Form 8 (Open Positions) attached?  Yes

 

 

 Date of Disclosure:       29/05/2024

 Contact Name              Compliance Control Room

 Telephone Number:         0207 595 9695

 

 Public disclosures under Rule 8 of the Code must be made to a Regulatory
 Information Service.

 

 The Panel's Market Surveillance Unit is available for consultation in relation
 to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

 *If the discloser is a natural person, a telephone number does not need to be
 included, provided contact information has been provided to the Panel's Market
 Surveillance Unit.

 

 The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 (http://www.thetakeoverpanel.org.uk)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,

AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 

  Full name of person making disclosure:         BNP Paribas SA

  Name of offeror/offeree in relation to whose   BHP Group Limited

  relevant securities the disclosure relates:

 

 2.  STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 Class of                     Product       Written or  Number of     Exercise          Type        Expiry

 relevant                     description   purchased   securities    price             e.g.        date

 security                     e.g. call                 to which      per unit          American,

                              option                    option or                       European

                                                        derivative                      etc.

                                                        relates
 ADR (US0886061086)           Put Option    P           -56400        60.3677355954858  american    15/11/2024
 ADR (US0886061086)           Put Option    P           -13500        60.3677355954858  american    21/06/2024
 ADR (US0886061086)           Put Option    P           -158400       60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Put Option    P           -12000        60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Put Option    P           -30000        60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Put Option    P           -6000         60.3677355954858  american    21/06/2024
 ADR (US0886061086)           Put Option    W           17500         60.3677355954858  american    21/06/2024
 ADR (US0886061086)           Put Option    P           -63800        60.3677355954858  american    21/06/2024
 ADR (US0886061086)           Call Option   P           6000          60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Call Option   P           18000         60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Call Option   P           6000          60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Call Option   P           3800          60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Call Option   P           16800         60.3677355954858  american    17/01/2025
 ADR (US0886061086)           Call Option   W           -3500         60.3677355954858  american    21/06/2024
 ADR (US0886061086)           Call Option   P           6000          60.3677355954858  american    21/06/2024
 ADR (US0886061086)           Put Option    P           -21100        60.3677355954858  american    17/01/2025
 Ordinary NPV (AU000000BHP4)  Put Option    P           -550000       45.15             european    28/05/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -200000       45.15             european    15/07/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -8000         23.29             american    20/06/2025
 Ordinary NPV (AU000000BHP4)  Put Option    W           80000         23.29             american    20/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           200000        23.29             american    20/06/2025
 Ordinary NPV (AU000000BHP4)  Put Option    W           12000         45.15             american    19/09/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           11200         45.15             american    19/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           30000         45.15             american    19/06/2025
 Ordinary NPV (AU000000BHP4)  Put Option    W           10000         45.15             american    19/09/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           38080         45.15             american    19/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           11200         45.15             american    19/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -4600         39.5415           european    07/08/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -6200         37.9215           european    13/08/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -4600         39.4695           european    07/08/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           125000        23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -9000         23.29             american    20/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -63000        23.29             american    20/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -32000        23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -64000        23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -9000         23.29             american    20/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -16000        23.29             american    20/12/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -24000        23.29             american    19/12/2025
 Ordinary NPV (AU000000BHP4)  Put Option    P           -250000       45.15             european    10/07/2024
 Ordinary NPV (AU000000BHP4)  Put Option    W           0             45.15             european    27/05/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -1000000      45.15             european    20/06/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -460000       45.15             european    04/07/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -500000       45.15             european    27/06/2024
 Ordinary NPV (AU000000BHP4)  Put Option    P           -800000       45.15             european    19/09/2024
 Ordinary NPV (AU000000BHP4)  Call Option   P           72000         23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Call Option   P           36000         23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Call Option   P           32000         23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Call Option   P           32000         23.29             american    21/06/2024
 Ordinary NPV (AU000000BHP4)  Unknown       W           -304340.4     40.9596           european    14/01/2025
 Ordinary NPV (AU000000BHP4)  Unknown       P           522557.28     48.9732           european    11/09/2024
 Ordinary NPV (AU000000BHP4)  Unknown       W           -496374.4704  46.8092           european    18/06/2024
 Ordinary NPV (AU000000BHP4)  Unknown       P           181799.1      26.1372           european    21/05/2025
 Ordinary NPV (AU000000BHP4)  Unknown       P           92858.5728    25.794            european    23/05/2025
 Ordinary NPV (AU000000BHP4)  Forward       W           -63200        22.71             european    18/12/2026
 Ordinary NPV (AU000000BHP4)  Unknown       W           -297706.5     40.8189           european    13/01/2025

 

 3.  AGREEMENTS TO PURCHASE OR SELL ETC.

 

 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

 It is not necessary to provide details on a Supplemental Form (Open Positions)
 with regard to cash-settled derivatives.

 

 The currency of all prices and other monetary amounts should be stated.

 

 The Panel's Market Surveillance Unit is available for consultation in relation
 to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

 The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 (http://www.thetakeoverpanel.org.uk)

 

 

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