REG - Goldman Sachs (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group
17/05/2024 12:00
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RNS Number : 9418O GoldmanSachs International 17 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for ANGLO AMERICAN PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 213,068 23.5900 GBP 23.3600 GBP
176,061
44.6525 AUD
44.5075 AUD
Ordinary NPV Sales 203,907 23.6100 GBP 23.3600 GBP
132,785
44.6423 AUD
37.8764 AUD
ADR / (1.00 : 2.00) Purchases 89,755 (179,510) 60.6992 USD 59.7000 USD
ADR / (1.00 : 2.00) Sales 59,755 (119,510) 60.2634 USD 60.0700 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Increasing a long position 70 23.4098 GBP
Ordinary NPV CFD Reducing a long position 624 23.4285 GBP
Ordinary NPV CFD Reducing a long position 8 23.4285 GBP
Ordinary NPV CFD Reducing a long position 193 23.4285 GBP
Ordinary NPV CFD Reducing a long position 19 23.4285 GBP
Ordinary NPV CFD Increasing a short position 18 23.4635 GBP
Ordinary NPV CFD Opening a long position 41,296 23.4738 GBP
Ordinary NPV CFD Increasing a long position 11,400 23.4953 GBP
Ordinary NPV CFD Increasing a long position 118 23.5084 GBP
Ordinary NPV CFD Increasing a long position 382 23.5084 GBP
Ordinary NPV CFD Increasing a short position 1,268 23.5109 GBP
Ordinary NPV CFD Increasing a long position 145 23.5165 GBP
Ordinary NPV CFD Increasing a long position 470 23.5165 GBP
Ordinary NPV CFD Reducing a long position 3,148 23.5202 GBP
Ordinary NPV CFD Increasing a long position 35 23.5293 GBP
Ordinary NPV CFD Increasing a long position 350 23.5293 GBP
Ordinary NPV CFD Increasing a long position 1,126 23.5293 GBP
Ordinary NPV CFD Increasing a long position 14 23.5293 GBP
Ordinary NPV CFD Opening a long position 3,148 23.5337 GBP
Ordinary NPV CFD Increasing a long position 107 23.5390 GBP
Ordinary NPV CFD Increasing a long position 983 23.5390 GBP
Ordinary NPV CFD Increasing a long position 3,164 23.5390 GBP
Ordinary NPV CFD Increasing a long position 41 23.5390 GBP
Ordinary NPV CFD Increasing a long position 46,479 23.5402 GBP
Ordinary NPV CFD Reducing a long position 101,712 23.5524 GBP
Ordinary NPV CFD Reducing a long position 14,987 23.5524 GBP
Ordinary NPV CFD Opening a short position 974 29.7399 USD
Ordinary NPV CFD Reducing a short position 150 29.8408 USD
Ordinary NPV CFD Reducing a short position 974 29.8408 USD
Ordinary NPV CFD Reducing a short position 1,317 44.0900 AUD
Ordinary NPV CFD Reducing a long position 1,317 44.0900 AUD
Ordinary NPV CFD Reducing a long position 12,791 44.0900 AUD
Ordinary NPV CFD Reducing a long position 4,619 44.0900 AUD
Ordinary NPV CFD Reducing a long position 5,600 44.0900 AUD
Ordinary NPV CFD Reducing a long position 100 44.0900 AUD
Ordinary NPV CFD Opening a long position 5,600 44.0900 AUD
Ordinary NPV CFD Increasing a long position 4,619 44.0900 AUD
Ordinary NPV CFD Reducing a short position 100 44.0900 AUD
Ordinary NPV CFD Reducing a short position 8,845 44.0900 AUD
Ordinary NPV CFD Reducing a long position 974 44.0900 AUD
Ordinary NPV CFD Reducing a short position 29,823 44.0900 AUD
Ordinary NPV CFD Reducing a long position 29,823 44.0900 AUD
Ordinary NPV CFD Reducing a short position 974 44.0900 AUD
Ordinary NPV CFD Reducing a short position 12,791 44.0900 AUD
Ordinary NPV CFD Reducing a short position 78 44.0900 AUD
Ordinary NPV CFD Reducing a long position 8,845 44.0900 AUD
Ordinary NPV CFD Reducing a long position 78 44.0900 AUD
Ordinary NPV CFD Reducing a short position 288 44.4696 AUD
Ordinary NPV CFD Opening a short position 288 44.4697 AUD
Ordinary NPV CFD Reducing a short position 242 44.5311 AUD
Ordinary NPV CFD Reducing a short position 442 44.5311 AUD
Ordinary NPV CFD Reducing a short position 2,698 44.5333 AUD
Ordinary NPV CFD Increasing a long position 156 44.5333 AUD
Ordinary NPV CFD Increasing a long position 407 44.5333 AUD
Ordinary NPV CFD Reducing a short position 11,631 44.5362 AUD
Ordinary NPV CFD Opening a short position 100 44.5400 AUD
Ordinary NPV CFD Increasing a long position 974 44.5400 AUD
Ordinary NPV CFD Opening a long position 5,756 44.5400 AUD
Ordinary NPV CFD Reducing a long position 11,631 44.5400 AUD
Ordinary NPV CFD Reducing a short position 100 44.5400 AUD
Ordinary NPV CFD Increasing a short position 643 44.5400 AUD
Ordinary NPV CFD Opening a short position 8,845 44.5400 AUD
Ordinary NPV CFD Increasing a long position 6,421 44.5400 AUD
Ordinary NPV CFD Reducing a short position 643 44.5400 AUD
Ordinary NPV CFD Reducing a short position 3,089 44.5400 AUD
Ordinary NPV CFD Opening a long position 52,184 44.5419 AUD
Ordinary NPV CFD Reducing a short position 122,670 44.5419 AUD
Ordinary NPV CFD Increasing a short position 6,421 44.5422 AUD
Ordinary NPV CFD Increasing a short position 174,854 44.5442 AUD
Ordinary NPV CFD Reducing a short position 106 44.5467 AUD
Ordinary NPV CFD Reducing a long position 106 44.5523 AUD
Ordinary NPV CFD Reducing a short position 517 44.5603 AUD
Ordinary NPV CFD Reducing a short position 217,742 44.5608 AUD
Ordinary NPV CFD Reducing a long position 95,072 44.5631 AUD
Ordinary NPV CFD Opening a short position 122,670 44.5631 AUD
Ordinary NPV CFD Reducing a long position 517 44.5643 AUD
Ordinary NPV CFD Reducing a short position 4,895 44.5645 AUD
Ordinary NPV CFD Increasing a short position 1,374 44.5646 AUD
Ordinary NPV CFD Reducing a long position 4,895 44.5701 AUD
Ordinary NPV CFD Increasing a long position 252 44.5717 AUD
Ordinary NPV CFD Increasing a long position 809 44.5717 AUD
Ordinary NPV CFD Increasing a long position 42 44.5750 AUD
Ordinary NPV CFD Increasing a long position 180 44.5750 AUD
Ordinary NPV CFD Increasing a long position 589 44.5750 AUD
Ordinary NPV CFD Opening a long position 5,600 44.5866 AUD
Ordinary NPV CFD Reducing a short position 2 44.5868 AUD
Ordinary NPV CFD Reducing a short position 15 44.5868 AUD
Ordinary NPV CFD Reducing a short position 139 44.5868 AUD
Ordinary NPV CFD Reducing a long position 156 44.5868 AUD
Ordinary NPV CFD Increasing a long position 5,756 44.5876 AUD
Ordinary NPV CFD Reducing a long position 5,756 44.5876 AUD
Ordinary NPV CFD Increasing a long position 90 44.5896 AUD
Ordinary NPV CFD Increasing a long position 27 44.5912 AUD
Ordinary NPV CFD Increasing a long position 9 44.5912 AUD
Ordinary NPV CFD Increasing a long position 281 44.5912 AUD
Ordinary NPV CFD Increasing a long position 917 44.5912 AUD
Ordinary NPV CFD Opening a long position 78 44.5924 AUD
Ordinary NPV CFD Reducing a long position 78 44.5924 AUD
Ordinary NPV CFD Reducing a short position 124 44.5964 AUD
Ordinary NPV CFD Opening a long position 1,317 44.5969 AUD
Ordinary NPV CFD Reducing a short position 288 44.5969 AUD
Ordinary NPV CFD Reducing a long position 124 44.5998 AUD
Ordinary NPV CFD Reducing a long position 674 44.6014 AUD
Ordinary NPV CFD Opening a short position 931 44.6014 AUD
Ordinary NPV CFD Opening a long position 4,775 44.6023 AUD
Ordinary NPV CFD Increasing a short position 17 44.6023 AUD
Ordinary NPV CFD Increasing a short position 4,758 44.6023 AUD
Ordinary NPV CFD Opening a short position 1,488 44.6045 AUD
Ordinary NPV CFD Opening a short position 2,485 44.6045 AUD
Ordinary NPV CFD Opening a short position 1,627 44.6045 AUD
Ordinary NPV CFD Increasing a long position 29,253 44.6064 AUD
Ordinary NPV CFD Increasing a short position 29,253 44.6086 AUD
Ordinary NPV CFD Reducing a short position 3,533 44.6113 AUD
Ordinary NPV CFD Opening a long position 30,445 44.6113 AUD
Ordinary NPV CFD Reducing a long position 33,356 44.6135 AUD
Ordinary NPV CFD Opening a short position 622 44.6135 AUD
Ordinary NPV CFD Reducing a long position 15 44.6400 AUD
Ordinary NPV CFD Reducing a short position 15 44.6400 AUD
Ordinary NPV CFD Increasing a long position 151 44.6971 AUD
Ordinary NPV CFD Increasing a long position 3,533 44.6976 AUD
Ordinary NPV CFD Reducing a short position 12,791 44.6978 AUD
Ordinary NPV CFD Opening a short position 3,533 44.6999 AUD
Ordinary NPV CFD Opening a short position 974 44.7000 AUD
Ordinary NPV CFD Reducing a long position 150 44.7000 AUD
Ordinary NPV CFD Opening a short position 12,791 44.7000 AUD
Ordinary NPV CFD Increasing a short position 118 44.7060 AUD
Ordinary NPV CFD Increasing a short position 20 44.7060 AUD
Ordinary NPV CFD Increasing a short position 13 44.7060 AUD
Ordinary NPV CFD Increasing a long position 1,077 545.3818 ZAR
Ordinary NPV SWAP Increasing a short position 917 23.4574 GBP
Ordinary NPV SWAP Increasing a short position 4,387 28.5260 USD
Ordinary NPV SWAP Reducing a short position 2,133 29.5572 USD
Ordinary NPV SWAP Reducing a short position 2,133 44.0900 AUD
Ordinary NPV SWAP Opening a short position 70 44.0900 AUD
Ordinary NPV SWAP Opening a long position 70 44.0900 AUD
Ordinary NPV SWAP Reducing a long position 2,133 44.0900 AUD
Ordinary NPV SWAP Reducing a long position 242 44.5311 AUD
Ordinary NPV SWAP Reducing a long position 442 44.5311 AUD
Ordinary NPV SWAP Reducing a long position 2,698 44.5333 AUD
Ordinary NPV SWAP Increasing a long position 212,645 44.5400 AUD
Ordinary NPV SWAP Reducing a long position 70 44.5720 AUD
Ordinary NPV SWAP Opening a short position 2,133 44.6105 AUD
Ordinary NPV SWAP Reducing a long position 43,472 44.6745 AUD
Ordinary NPV SWAP Increasing a long position 7 537.3057 ZAR
Ordinary NPV SWAP Reducing a long position 1,077 545.5454 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 30 (6,000) 65.0000 USD AMERICAN 21/06/2024 0.2340 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 30 (6,000) 62.5000 USD AMERICAN 21/06/2024 0.7340 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 60 (12,000) 47.5000 USD AMERICAN 21/06/2024 0.0463 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 3 (600) 60.0000 USD AMERICAN 16/08/2024 2.5000 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Selling 60 (12,000) 52.5000 USD AMERICAN 21/06/2024 0.1963 USD
Ordinary NPV Forward Purchasing 240 N/A N/A N/A 37.8764 AUD
Ordinary NPV Forward Purchasing 240 N/A N/A N/A 38.8479 AUD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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