REG - Goldman Sachs (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP
23/05/2024 11:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240523:nRSW6770Pa&default-theme=true
RNS Number : 6770P GoldmanSachs International 23 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for ANGLO AMERICAN PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 777,428 24.1450 GBP 23.2600 GBP
1,920,364
46.3233 AUD
46.2073 AUD
Ordinary NPV Sales 826,074 24.1600 GBP 23.2400 GBP
1,918,916
46.2950 AUD
38.4527 AUD
ADR / (1.00 : 2.00) Purchases 93,975 (187,950) 60.3762 USD 58.7100 USD
ADR / (1.00 : 2.00) Sales 80,495 (160,990) 59.9901 USD 58.7750 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Reducing a long position 3 23.2807 GBP
Ordinary NPV CFD Reducing a long position 2 23.2807 GBP
Ordinary NPV CFD Increasing a long position 26 23.2865 GBP
Ordinary NPV CFD Increasing a long position 11 23.2865 GBP
Ordinary NPV CFD Increasing a long position 259 23.2865 GBP
Ordinary NPV CFD Increasing a long position 838 23.2865 GBP
Ordinary NPV CFD Increasing a long position 66,000 23.2865 GBP
Ordinary NPV CFD Increasing a long position 66,000 23.2865 GBP
Ordinary NPV CFD Increasing a long position 92 23.3233 GBP
Ordinary NPV CFD Reducing a long position 4,003 23.4050 GBP
Ordinary NPV CFD Reducing a short position 5,600 23.5225 GBP
Ordinary NPV CFD Reducing a long position 8 23.6109 GBP
Ordinary NPV CFD Reducing a long position 3,452 23.6600 GBP
Ordinary NPV CFD Reducing a long position 1,071 23.6600 GBP
Ordinary NPV CFD Reducing a long position 106 23.6600 GBP
Ordinary NPV CFD Reducing a long position 42 23.6600 GBP
Ordinary NPV CFD Opening a long position 4,003 23.7321 GBP
Ordinary NPV CFD Reducing a long position 1,592 23.7783 GBP
Ordinary NPV CFD Reducing a long position 494 23.7783 GBP
Ordinary NPV CFD Reducing a long position 47 23.7783 GBP
Ordinary NPV CFD Reducing a long position 18 23.7783 GBP
Ordinary NPV CFD Reducing a short position 13,519 23.8067 GBP
Ordinary NPV CFD Reducing a short position 56,379 23.8067 GBP
Ordinary NPV CFD Reducing a short position 17,499 23.8067 GBP
Ordinary NPV CFD Opening a long position 12,878 23.8067 GBP
Ordinary NPV CFD Opening a short position 17,499 23.8177 GBP
Ordinary NPV CFD Reducing a long position 25,697 23.8177 GBP
Ordinary NPV CFD Reducing a long position 6,365 23.8177 GBP
Ordinary NPV CFD Reducing a long position 77 23.8439 GBP
Ordinary NPV CFD Reducing a long position 24 23.8439 GBP
Ordinary NPV CFD Reducing a long position 12,178 23.8736 GBP
Ordinary NPV CFD Reducing a long position 1,794 23.8736 GBP
Ordinary NPV CFD Increasing a long position 7,300 23.8984 GBP
Ordinary NPV CFD Reducing a long position 2 23.9376 GBP
Ordinary NPV CFD Reducing a long position 5 23.9406 GBP
Ordinary NPV CFD Reducing a long position 6 23.9426 GBP
Ordinary NPV CFD Reducing a long position 3 23.9426 GBP
Ordinary NPV CFD Reducing a long position 2 23.9526 GBP
Ordinary NPV CFD Reducing a long position 27 23.9907 GBP
Ordinary NPV CFD Reducing a long position 1 23.9907 GBP
Ordinary NPV CFD Reducing a long position 28,498 24.0306 GBP
Ordinary NPV CFD Reducing a long position 9,892 24.0306 GBP
Ordinary NPV CFD Opening a short position 13,519 24.0306 GBP
Ordinary NPV CFD Reducing a long position 1,192 24.0306 GBP
Ordinary NPV CFD Reducing a long position 5,321 24.0306 GBP
Ordinary NPV CFD Opening a short position 56,379 24.0306 GBP
Ordinary NPV CFD Reducing a long position 4,199 24.0306 GBP
Ordinary NPV CFD Increasing a short position 229 24.0686 GBP
Ordinary NPV CFD Increasing a short position 34 24.0686 GBP
Ordinary NPV CFD Reducing a long position 1,925 24.0836 GBP
Ordinary NPV CFD Reducing a long position 598 24.0836 GBP
Ordinary NPV CFD Reducing a long position 58 24.0836 GBP
Ordinary NPV CFD Increasing a short position 8,200 24.0877 GBP
Ordinary NPV CFD Reducing a long position 20 24.0936 GBP
Ordinary NPV CFD Reducing a long position 302 24.1002 GBP
Ordinary NPV CFD Reducing a long position 391 24.1005 GBP
Ordinary NPV CFD Reducing a long position 121 24.1005 GBP
Ordinary NPV CFD Reducing a long position 12 24.1005 GBP
Ordinary NPV CFD Reducing a long position 5 24.1005 GBP
Ordinary NPV CFD Reducing a long position 4,438 24.1139 GBP
Ordinary NPV CFD Reducing a short position 1,242 30.7257 USD
Ordinary NPV CFD Reducing a short position 792 30.7257 USD
Ordinary NPV CFD Opening a short position 792 30.8051 USD
Ordinary NPV CFD Opening a short position 1,242 30.8051 USD
Ordinary NPV CFD Reducing a long position 16,837 46.0400 AUD
Ordinary NPV CFD Reducing a short position 412 46.0400 AUD
Ordinary NPV CFD Reducing a short position 2,000 46.0400 AUD
Ordinary NPV CFD Reducing a short position 1,408 46.0400 AUD
Ordinary NPV CFD Reducing a long position 1,408 46.0400 AUD
Ordinary NPV CFD Reducing a short position 2,034 46.0400 AUD
Ordinary NPV CFD Reducing a short position 15,000 46.0400 AUD
Ordinary NPV CFD Reducing a long position 30,713 46.0400 AUD
Ordinary NPV CFD Reducing a long position 233 46.0400 AUD
Ordinary NPV CFD Reducing a short position 16,837 46.0400 AUD
Ordinary NPV CFD Reducing a long position 2,034 46.0400 AUD
Ordinary NPV CFD Reducing a short position 30,713 46.0400 AUD
Ordinary NPV CFD Reducing a long position 2,000 46.0400 AUD
Ordinary NPV CFD Reducing a long position 412 46.0400 AUD
Ordinary NPV CFD Increasing a long position 233 46.0400 AUD
Ordinary NPV CFD Opening a short position 15,000 46.0400 AUD
Ordinary NPV CFD Reducing a long position 2,086 46.1263 AUD
Ordinary NPV CFD Reducing a short position 2,086 46.1263 AUD
Ordinary NPV CFD Opening a long position 2,691 46.1277 AUD
Ordinary NPV CFD Opening a short position 2,691 46.1300 AUD
Ordinary NPV CFD Opening a short position 2,034 46.1300 AUD
Ordinary NPV CFD Increasing a long position 406 46.1350 AUD
Ordinary NPV CFD Increasing a short position 124 46.1442 AUD
Ordinary NPV CFD Increasing a short position 132 46.1442 AUD
Ordinary NPV CFD Increasing a short position 150 46.1442 AUD
Ordinary NPV CFD Reducing a long position 329 46.1794 AUD
Ordinary NPV CFD Reducing a long position 9 46.1794 AUD
Ordinary NPV CFD Reducing a long position 102 46.1794 AUD
Ordinary NPV CFD Increasing a long position 216 46.1933 AUD
Ordinary NPV CFD Increasing a short position 216 46.1933 AUD
Ordinary NPV CFD Opening a long position 15,000 46.1934 AUD
Ordinary NPV CFD Opening a short position 15,000 46.1934 AUD
Ordinary NPV CFD Reducing a long position 382 46.2037 AUD
Ordinary NPV CFD Reducing a long position 12 46.2037 AUD
Ordinary NPV CFD Reducing a long position 118 46.2037 AUD
Ordinary NPV CFD Reducing a short position 16,837 46.2052 AUD
Ordinary NPV CFD Opening a short position 16,837 46.2075 AUD
Ordinary NPV CFD Increasing a long position 794 46.2139 AUD
Ordinary NPV CFD Reducing a short position 761 46.2139 AUD
Ordinary NPV CFD Increasing a short position 794 46.2139 AUD
Ordinary NPV CFD Opening a long position 110,343 46.2377 AUD
Ordinary NPV CFD Reducing a short position 70,373 46.2377 AUD
Ordinary NPV CFD Increasing a short position 180,716 46.2400 AUD
Ordinary NPV CFD Reducing a long position 1,196,400 46.2400 AUD
Ordinary NPV CFD Increasing a long position 6,018 46.2400 AUD
Ordinary NPV CFD Opening a long position 2,034 46.2400 AUD
Ordinary NPV CFD Reducing a long position 520,000 46.2400 AUD
Ordinary NPV CFD Increasing a long position 1,876 46.2400 AUD
Ordinary NPV CFD Increasing a short position 6,018 46.2439 AUD
Ordinary NPV CFD Reducing a short position 106,414 46.2467 AUD
Ordinary NPV CFD Reducing a long position 160 46.2481 AUD
Ordinary NPV CFD Reducing a long position 50 46.2481 AUD
Ordinary NPV CFD Reducing a long position 36,041 46.2490 AUD
Ordinary NPV CFD Opening a short position 70,373 46.2490 AUD
Ordinary NPV CFD Reducing a long position 68 46.2607 AUD
Ordinary NPV CFD Reducing a long position 5 46.2607 AUD
Ordinary NPV CFD Reducing a long position 21 46.2607 AUD
Ordinary NPV CFD Reducing a short position 888 46.2700 AUD
Ordinary NPV CFD Reducing a short position 581 46.2700 AUD
Ordinary NPV CFD Reducing a short position 531 46.2700 AUD
Ordinary NPV CFD Reducing a short position 11,920 46.2726 AUD
Ordinary NPV CFD Reducing a long position 11,920 46.2772 AUD
Ordinary NPV CFD Increasing a long position 6,984 46.2814 AUD
Ordinary NPV CFD Reducing a short position 6,984 46.2835 AUD
Ordinary NPV CFD Opening a long position 30,713 46.2835 AUD
Ordinary NPV CFD Opening a short position 6,984 46.2837 AUD
Ordinary NPV CFD Reducing a long position 37,697 46.2858 AUD
Ordinary NPV CFD Increasing a long position 2 46.2881 AUD
Ordinary NPV CFD Increasing a long position 6 46.2881 AUD
Ordinary NPV CFD Opening a short position 2,000 46.2885 AUD
Ordinary NPV CFD Increasing a long position 30,478 46.2889 AUD
Ordinary NPV CFD Increasing a long position 1,408 46.2907 AUD
Ordinary NPV CFD Increasing a short position 30,478 46.2912 AUD
Ordinary NPV CFD Increasing a long position 8 46.2950 AUD
Ordinary NPV CFD Increasing a short position 8 46.2950 AUD
Ordinary NPV CFD Increasing a short position 8 46.2950 AUD
Ordinary NPV CFD Increasing a short position 24 46.2950 AUD
Ordinary NPV CFD Reducing a short position 17 46.2950 AUD
Ordinary NPV CFD Reducing a short position 15 46.2950 AUD
Ordinary NPV CFD Reducing a long position 17 46.2950 AUD
Ordinary NPV CFD Reducing a long position 15 46.2950 AUD
Ordinary NPV CFD Increasing a long position 24 46.2950 AUD
Ordinary NPV CFD Increasing a long position 461 46.2966 AUD
Ordinary NPV CFD Increasing a short position 461 46.3001 AUD
Ordinary NPV CFD Reducing a short position 24 46.3023 AUD
Ordinary NPV CFD Reducing a short position 155 46.3023 AUD
Ordinary NPV CFD Reducing a long position 179 46.3023 AUD
Ordinary NPV CFD Reducing a long position 5 46.3029 AUD
Ordinary NPV CFD Reducing a long position 32 46.3052 AUD
Ordinary NPV CFD Reducing a long position 3 46.3052 AUD
Ordinary NPV CFD Reducing a long position 10 46.3052 AUD
Ordinary NPV CFD Reducing a long position 82 46.3332 AUD
Ordinary NPV CFD Reducing a long position 4 46.3332 AUD
Ordinary NPV CFD Reducing a long position 25 46.3332 AUD
Ordinary NPV CFD Reducing a long position 575 46.3528 AUD
Ordinary NPV CFD Reducing a long position 177 46.3528 AUD
Ordinary NPV CFD Opening a long position 412 46.3549 AUD
Ordinary NPV CFD Reducing a long position 412 46.3549 AUD
Ordinary NPV CFD Reducing a short position 438 46.3717 AUD
Ordinary NPV CFD Reducing a long position 438 46.3717 AUD
Ordinary NPV CFD Reducing a short position 734 544.1722 ZAR
Ordinary NPV SWAP Increasing a short position 458 23.8291 GBP
Ordinary NPV SWAP Reducing a short position 446 24.0185 GBP
Ordinary NPV SWAP Reducing a short position 12,062 30.8449 USD
Ordinary NPV SWAP Reducing a short position 33,261 46.0400 AUD
Ordinary NPV SWAP Reducing a long position 33,261 46.0400 AUD
Ordinary NPV SWAP Reducing a short position 1,800 46.0400 AUD
Ordinary NPV SWAP Reducing a long position 1,800 46.0400 AUD
Ordinary NPV SWAP Reducing a short position 1,716,400 46.0400 AUD
Ordinary NPV SWAP Reducing a long position 1,716,400 46.0400 AUD
Ordinary NPV SWAP Opening a short position 1,800 46.2400 AUD
Ordinary NPV SWAP Increasing a long position 4,880 46.2400 AUD
Ordinary NPV SWAP Opening a long position 1,716,400 46.2400 AUD
Ordinary NPV SWAP Increasing a short position 12,062 46.2590 AUD
Ordinary NPV SWAP Reducing a long position 5,000 46.3381 AUD
Ordinary NPV SWAP Reducing a long position 734 544.3356 ZAR
Ordinary NPV SWAP Increasing a long position 15,402 550.6872 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 50 (10,000) 65.0000 USD AMERICAN 21/06/2024 0.2608 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 50 (10,000) 65.0000 USD AMERICAN 21/06/2024 0.2160 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 25 (5,000) 65.0000 USD AMERICAN 21/06/2024 0.2612 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 25 (5,000) 62.5000 USD AMERICAN 21/06/2024 0.7804 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 50 (10,000) 62.5000 USD AMERICAN 21/06/2024 0.7848 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 25 (5,000) 62.5000 USD AMERICAN 21/06/2024 0.7112 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 25 (5,000) 62.5000 USD AMERICAN 21/06/2024 0.6720 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 50 (10,000) 52.5000 USD AMERICAN 21/06/2024 0.1346 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 50 (10,000) 55.0000 USD AMERICAN 21/06/2024 0.2740 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 25 (5,000) 55.0000 USD AMERICAN 21/06/2024 0.3168 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 23 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERQKNBBKBKDPPBRecent news on BHP
See all newsREG - BHP Group Limited - Notice of Dividend Currency Exchange Rates
AnnouncementREG - Official List - Official List Notice
AnnouncementREG - Stock Exch Notice - Admission to Trading - 04/09/2025
AnnouncementREG - BHP Group Limited - BHP Prices US Bond Offer
AnnouncementREG - BHP Billiton Fin Ltd - Publication of Final Terms for EMTN Bond Offer
Announcement