REG - Goldman Sachs (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP
24/05/2024 11:45
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RNS Number : 8640P GoldmanSachs International 24 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for ANGLO AMERICAN PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 510,280 23.4105 GBP 23.0600 GBP
484,629
46.2400 AUD
44.6068 AUD
Ordinary NPV Sales 490,558 23.4105 GBP 23.0450 GBP
484,277
46.2400 AUD
44.8921 AUD
ADR / (1.00 : 2.00) Purchases 27,815 (55,630) 58.9300 USD 58.7240 USD
ADR / (1.00 : 2.00) Sales 27,815 (55,630) 58.7730 USD 58.7440 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Reducing a long position 2,000 23.0787 GBP
Ordinary NPV CFD Reducing a long position 80 23.1133 GBP
Ordinary NPV CFD Reducing a long position 120 23.1134 GBP
Ordinary NPV CFD Reducing a long position 131 23.1142 GBP
Ordinary NPV CFD Reducing a long position 48 23.1142 GBP
Ordinary NPV CFD Reducing a long position 97 23.1143 GBP
Ordinary NPV CFD Reducing a long position 143 23.1147 GBP
Ordinary NPV CFD Reducing a long position 93 23.1204 GBP
Ordinary NPV CFD Reducing a long position 134 23.1255 GBP
Ordinary NPV CFD Reducing a long position 144 23.1267 GBP
Ordinary NPV CFD Reducing a long position 45 23.1267 GBP
Ordinary NPV CFD Opening a short position 1,799 23.1317 GBP
Ordinary NPV CFD Reducing a long position 2,905 23.1351 GBP
Ordinary NPV CFD Reducing a long position 901 23.1351 GBP
Ordinary NPV CFD Reducing a long position 86 23.1351 GBP
Ordinary NPV CFD Reducing a long position 37 23.1351 GBP
Ordinary NPV CFD Increasing a short position 100 23.1363 GBP
Ordinary NPV CFD Reducing a short position 1,799 23.1498 GBP
Ordinary NPV CFD Opening a short position 400 23.1528 GBP
Ordinary NPV CFD Reducing a long position 221 23.1535 GBP
Ordinary NPV CFD Reducing a long position 69 23.1535 GBP
Ordinary NPV CFD Increasing a long position 12,200 23.1556 GBP
Ordinary NPV CFD Reducing a long position 11,660 23.1578 GBP
Ordinary NPV CFD Reducing a long position 3,618 23.1578 GBP
Ordinary NPV CFD Reducing a long position 357 23.1578 GBP
Ordinary NPV CFD Reducing a long position 153 23.1578 GBP
Ordinary NPV CFD Reducing a long position 6,038 23.1604 GBP
Ordinary NPV CFD Reducing a long position 75,397 23.1771 GBP
Ordinary NPV CFD Reducing a long position 83 23.1903 GBP
Ordinary NPV CFD Reducing a short position 4,200 23.2067 GBP
Ordinary NPV CFD Opening a long position 10,800 23.2067 GBP
Ordinary NPV CFD Reducing a long position 1,364 23.2396 GBP
Ordinary NPV CFD Reducing a long position 423 23.2396 GBP
Ordinary NPV CFD Reducing a long position 41 23.2396 GBP
Ordinary NPV CFD Reducing a long position 16 23.2396 GBP
Ordinary NPV CFD Reducing a long position 1,084 23.2459 GBP
Ordinary NPV CFD Reducing a long position 336 23.2459 GBP
Ordinary NPV CFD Reducing a long position 35 23.2459 GBP
Ordinary NPV CFD Reducing a long position 50 23.3550 GBP
Ordinary NPV CFD Reducing a long position 16 23.3550 GBP
Ordinary NPV CFD Reducing a short position 68 23.3550 GBP
Ordinary NPV CFD Reducing a long position 1 23.3550 GBP
Ordinary NPV CFD Reducing a long position 1 23.3550 GBP
Ordinary NPV CFD Increasing a long position 350 23.3798 GBP
Ordinary NPV CFD Reducing a short position 744 44.6711 AUD
Ordinary NPV CFD Reducing a short position 1,027 44.6711 AUD
Ordinary NPV CFD Increasing a long position 87 44.6800 AUD
Ordinary NPV CFD Reducing a long position 1,771 44.6800 AUD
Ordinary NPV CFD Reducing a long position 118 44.6827 AUD
Ordinary NPV CFD Reducing a long position 36 44.6827 AUD
Ordinary NPV CFD Increasing a short position 87 44.6889 AUD
Ordinary NPV CFD Reducing a long position 318 44.7050 AUD
Ordinary NPV CFD Reducing a long position 9 44.7050 AUD
Ordinary NPV CFD Reducing a long position 5 44.7050 AUD
Ordinary NPV CFD Reducing a long position 99 44.7050 AUD
Ordinary NPV CFD Reducing a short position 74 44.7791 AUD
Ordinary NPV CFD Reducing a long position 57 44.7858 AUD
Ordinary NPV CFD Reducing a long position 17 44.7858 AUD
Ordinary NPV CFD Increasing a long position 266 44.7976 AUD
Ordinary NPV CFD Increasing a long position 474 44.7976 AUD
Ordinary NPV CFD Increasing a long position 113 44.7976 AUD
Ordinary NPV CFD Increasing a long position 231 44.7976 AUD
Ordinary NPV CFD Increasing a long position 3,935 44.8042 AUD
Ordinary NPV CFD Increasing a long position 13,119 44.8042 AUD
Ordinary NPV CFD Increasing a long position 40 44.8042 AUD
Ordinary NPV CFD Increasing a long position 163 44.8042 AUD
Ordinary NPV CFD Increasing a short position 1,542 44.8125 AUD
Ordinary NPV CFD Increasing a long position 2,290 44.8367 AUD
Ordinary NPV CFD Reducing a short position 52,000 44.8500 AUD
Ordinary NPV CFD Increasing a long position 2,070 44.8576 AUD
Ordinary NPV CFD Opening a short position 52,000 44.8590 AUD
Ordinary NPV CFD Increasing a short position 33,600 44.8637 AUD
Ordinary NPV CFD Opening a long position 9,295 44.8665 AUD
Ordinary NPV CFD Opening a short position 9,295 44.8698 AUD
Ordinary NPV CFD Reducing a long position 178 44.8806 AUD
Ordinary NPV CFD Reducing a long position 56 44.8806 AUD
Ordinary NPV CFD Reducing a short position 710 44.8836 AUD
Ordinary NPV CFD Reducing a short position 465 44.8836 AUD
Ordinary NPV CFD Reducing a short position 425 44.8836 AUD
Ordinary NPV CFD Reducing a long position 1,090 44.8844 AUD
Ordinary NPV CFD Reducing a long position 28 44.8844 AUD
Ordinary NPV CFD Reducing a long position 15 44.8844 AUD
Ordinary NPV CFD Reducing a long position 338 44.8844 AUD
Ordinary NPV CFD Reducing a long position 15,000 44.8923 AUD
Ordinary NPV CFD Opening a long position 15,000 44.8923 AUD
Ordinary NPV CFD Increasing a long position 123,828 44.8985 AUD
Ordinary NPV CFD Reducing a short position 57 44.9002 AUD
Ordinary NPV CFD Opening a short position 19,074 44.9008 AUD
Ordinary NPV CFD Reducing a long position 104,754 44.9008 AUD
Ordinary NPV CFD Opening a short position 1,600 44.9016 AUD
Ordinary NPV CFD Increasing a long position 162 44.9033 AUD
Ordinary NPV CFD Increasing a long position 524 44.9033 AUD
Ordinary NPV CFD Increasing a long position 40 44.9033 AUD
Ordinary NPV CFD Reducing a short position 8,410 44.9055 AUD
Ordinary NPV CFD Reducing a long position 57 44.9058 AUD
Ordinary NPV CFD Reducing a short position 6,765 44.9062 AUD
Ordinary NPV CFD Reducing a long position 4,446 44.9064 AUD
Ordinary NPV CFD Reducing a short position 4,446 44.9064 AUD
Ordinary NPV CFD Increasing a long position 5,974 44.9078 AUD
Ordinary NPV CFD Increasing a long position 145 44.9082 AUD
Ordinary NPV CFD Increasing a long position 444 44.9082 AUD
Ordinary NPV CFD Increasing a long position 12 44.9082 AUD
Ordinary NPV CFD Increasing a long position 27 44.9082 AUD
Ordinary NPV CFD Opening a short position 8,410 44.9091 AUD
Ordinary NPV CFD Reducing a short position 2,451 44.9100 AUD
Ordinary NPV CFD Increasing a short position 5,974 44.9100 AUD
Ordinary NPV CFD Reducing a long position 1,030 44.9100 AUD
Ordinary NPV CFD Opening a long position 58 44.9100 AUD
Ordinary NPV CFD Opening a short position 109,708 44.9100 AUD
Ordinary NPV CFD Reducing a long position 6,765 44.9100 AUD
Ordinary NPV CFD Reducing a short position 109,708 44.9100 AUD
Ordinary NPV CFD Opening a short position 2,509 44.9100 AUD
Ordinary NPV CFD Increasing a long position 49 44.9103 AUD
Ordinary NPV CFD Reducing a short position 16 44.9123 AUD
Ordinary NPV CFD Opening a long position 33,469 44.9131 AUD
Ordinary NPV CFD Reducing a short position 93,506 44.9131 AUD
Ordinary NPV CFD Increasing a short position 49 44.9143 AUD
Ordinary NPV CFD Opening a short position 126,975 44.9153 AUD
Ordinary NPV CFD Reducing a long position 16 44.9156 AUD
Ordinary NPV CFD Increasing a long position 71,285 44.9159 AUD
Ordinary NPV CFD Reducing a long position 58 44.9165 AUD
Ordinary NPV CFD Increasing a long position 58 44.9166 AUD
Ordinary NPV CFD Reducing a long position 71,285 44.9181 AUD
Ordinary NPV CFD Increasing a long position 250 44.9241 AUD
Ordinary NPV CFD Increasing a long position 803 44.9241 AUD
Ordinary NPV CFD Increasing a short position 1,488 44.9284 AUD
Ordinary NPV CFD Reducing a short position 26,796 44.9325 AUD
Ordinary NPV CFD Reducing a short position 47 44.9330 AUD
Ordinary NPV CFD Opening a short position 47 44.9330 AUD
Ordinary NPV CFD Reducing a short position 3,592 44.9344 AUD
Ordinary NPV CFD Opening a long position 27,065 44.9344 AUD
Ordinary NPV CFD Opening a short position 26,796 44.9347 AUD
Ordinary NPV CFD Reducing a long position 3,592 44.9366 AUD
Ordinary NPV CFD Opening a short position 27,065 44.9366 AUD
Ordinary NPV CFD Opening a long position 3,592 44.9378 AUD
Ordinary NPV CFD Increasing a long position 9,136 44.9382 AUD
Ordinary NPV CFD Increasing a long position 2,947 44.9398 AUD
Ordinary NPV CFD Increasing a long position 9,525 44.9398 AUD
Ordinary NPV CFD Increasing a long position 101 44.9398 AUD
Ordinary NPV CFD Increasing a long position 279 44.9398 AUD
Ordinary NPV CFD Opening a short position 3,592 44.9401 AUD
Ordinary NPV CFD Opening a short position 283 44.9413 AUD
Ordinary NPV CFD Opening a long position 639 44.9425 AUD
Ordinary NPV CFD Reducing a short position 47 44.9425 AUD
Ordinary NPV CFD Increasing a short position 403 44.9434 AUD
Ordinary NPV CFD Reducing a short position 326 44.9474 AUD
Ordinary NPV CFD Reducing a long position 326 44.9474 AUD
Ordinary NPV CFD Reducing a short position 141 44.9518 AUD
Ordinary NPV CFD Opening a short position 141 44.9653 AUD
Ordinary NPV CFD Increasing a short position 478 44.9845 AUD
Ordinary NPV CFD Increasing a short position 50 45.0345 AUD
Ordinary NPV CFD Reducing a long position 8,410 46.2400 AUD
Ordinary NPV CFD Reducing a long position 126,975 46.2400 AUD
Ordinary NPV CFD Reducing a long position 15,000 46.2400 AUD
Ordinary NPV CFD Reducing a long position 141 46.2400 AUD
Ordinary NPV CFD Reducing a short position 1,600 46.2400 AUD
Ordinary NPV CFD Reducing a long position 52,000 46.2400 AUD
Ordinary NPV CFD Reducing a short position 343 46.2400 AUD
Ordinary NPV CFD Reducing a long position 15,000 46.2400 AUD
Ordinary NPV CFD Reducing a short position 15,000 46.2400 AUD
Ordinary NPV CFD Reducing a short position 126,975 46.2400 AUD
Ordinary NPV CFD Reducing a long position 2,509 46.2400 AUD
Ordinary NPV CFD Reducing a long position 447 46.2400 AUD
Ordinary NPV CFD Reducing a short position 5 46.2400 AUD
Ordinary NPV CFD Reducing a short position 10 46.2400 AUD
Ordinary NPV CFD Reducing a short position 447 46.2400 AUD
Ordinary NPV CFD Reducing a short position 138 46.2400 AUD
Ordinary NPV CFD Reducing a short position 2,290 46.2400 AUD
Ordinary NPV CFD Reducing a long position 10 46.2400 AUD
Ordinary NPV CFD Reducing a long position 257 46.2400 AUD
Ordinary NPV CFD Reducing a long position 343 46.2400 AUD
Ordinary NPV CFD Reducing a long position 2,290 46.2400 AUD
Ordinary NPV CFD Reducing a long position 5 46.2400 AUD
Ordinary NPV CFD Reducing a long position 109,708 46.2400 AUD
Ordinary NPV CFD Reducing a short position 52,000 46.2400 AUD
Ordinary NPV CFD Reducing a short position 26,796 46.2400 AUD
Ordinary NPV CFD Reducing a short position 2,509 46.2400 AUD
Ordinary NPV CFD Reducing a short position 8,410 46.2400 AUD
Ordinary NPV CFD Opening a long position 15,000 46.2400 AUD
Ordinary NPV CFD Increasing a long position 1,030 46.2400 AUD
Ordinary NPV CFD Reducing a short position 109,708 46.2400 AUD
Ordinary NPV CFD Reducing a long position 26,796 46.2400 AUD
Ordinary NPV CFD Reducing a short position 257 46.2400 AUD
Ordinary NPV CFD Reducing a long position 138 46.2400 AUD
Ordinary NPV CFD Reducing a long position 1,600 46.2400 AUD
Ordinary NPV CFD Increasing a long position 639 46.2400 AUD
Ordinary NPV CFD Reducing a long position 639 46.2400 AUD
Ordinary NPV CFD Opening a short position 1,030 46.2400 AUD
Ordinary NPV CFD Reducing a short position 141 46.2400 AUD
Ordinary NPV CFD Increasing a short position 584 540.4661 ZAR
Ordinary NPV CFD Opening a short position 10,000 541.9838 ZAR
Ordinary NPV SWAP Increasing a short position 126 23.1144 GBP
Ordinary NPV SWAP Reducing a short position 32,248 23.1581 GBP
Ordinary NPV SWAP Increasing a short position 27 29.6575 USD
Ordinary NPV SWAP Increasing a short position 598 30.0277 USD
Ordinary NPV SWAP Opening a short position 65,091 44.9024 AUD
Ordinary NPV SWAP Opening a short position 352 44.9100 AUD
Ordinary NPV SWAP Increasing a long position 598 45.0535 AUD
Ordinary NPV SWAP Reducing a long position 65,091 46.2400 AUD
Ordinary NPV SWAP Increasing a long position 215,887 46.2400 AUD
Ordinary NPV SWAP Reducing a short position 352 46.2400 AUD
Ordinary NPV SWAP Reducing a long position 352 46.2400 AUD
Ordinary NPV SWAP Reducing a short position 65,091 46.2400 AUD
Ordinary NPV SWAP Reducing a long position 3,629 540.9135 ZAR
Ordinary NPV SWAP Increasing a long position 27,392 541.2334 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 30 (6,000) 62.5000 USD AMERICAN 21/06/2024 0.5430 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 20 (4,000) 62.5000 USD AMERICAN 21/06/2024 0.5055 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Purchasing 30 (6,000) 62.5000 USD AMERICAN 21/06/2024 0.5400 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 30 (6,000) 60.0000 USD AMERICAN 21/06/2024 1.3300 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 20 (4,000) 60.0000 USD AMERICAN 21/06/2024 1.2815 USD
ADR / (1.00 : 2.00) Call Option / (1.00 : 200.00) Selling 30 (6,000) 60.0000 USD AMERICAN 21/06/2024 1.3083 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 30 (6,000) 52.5000 USD AMERICAN 21/06/2024 0.1660 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 20 (4,000) 55.0000 USD AMERICAN 21/06/2024 0.4260 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 30 (6,000) 55.0000 USD AMERICAN 21/06/2024 0.3993 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Purchasing 30 (6,000) 55.0000 USD AMERICAN 21/06/2024 0.3900 USD
ADR / (1.00 : 2.00) Put Option / (1.00 : 200.00) Selling 1 (200) 50.0000 USD AMERICAN 21/06/2024 0.1000 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 24 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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