REG - Goldman Sachs FM Pty BHP Group Limited - Form 8 (DD) - BHP Group
16/05/2024 12:00
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RNS Number : 7492O Goldman Sachs Financial Markets Pty 16 May 2024
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Advisor to ANGLO AMERICAN PLC
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 15 May 2024
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: Ordinary NPV
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 6,946,484 0.13 9,633,579 0.18
(2) Cash-settled derivatives: 9,616,855 0.18 6,929,756 0.13
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
16,563,339 0.32 16,563,335 0.32
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for
a principal trader in the same group as a connected advisor)
Class of relevant security Purchase/sale Number of securities Price per unit
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected advisor
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 282,677 44.4367 AUD 43.1500 AUD
Ordinary NPV Sales 424,384 44.2536 AUD 43.1500 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Reducing a long position 1,196 43.1500 AUD
Ordinary NPV CFD Reducing a long position 210,000 43.1500 AUD
Ordinary NPV CFD Reducing a long position 21,370 43.1500 AUD
Ordinary NPV CFD Reducing a short position 1,196 43.1500 AUD
Ordinary NPV CFD Reducing a long position 102,836 43.1500 AUD
Ordinary NPV CFD Reducing a long position 15,532 43.1500 AUD
Ordinary NPV CFD Reducing a short position 21,370 43.1500 AUD
Ordinary NPV CFD Reducing a long position 2,862 43.1500 AUD
Ordinary NPV CFD Reducing a short position 210,000 43.1500 AUD
Ordinary NPV CFD Reducing a short position 15,532 43.1500 AUD
Ordinary NPV CFD Reducing a short position 2,862 43.1500 AUD
Ordinary NPV CFD Reducing a short position 102,836 43.1500 AUD
Ordinary NPV CFD Increasing a short position 3,199 44.0900 AUD
Ordinary NPV CFD Opening a short position 5,596 44.1114 AUD
Ordinary NPV CFD Opening a short position 9,232 44.1115 AUD
Ordinary NPV CFD Increasing a short position 120 44.1500 AUD
Ordinary NPV CFD Opening a short position 1,196 44.1535 AUD
Ordinary NPV CFD Reducing a short position 2,554 44.1704 AUD
Ordinary NPV CFD Reducing a short position 347 44.1717 AUD
Ordinary NPV CFD Reducing a short position 5,400 44.1803 AUD
Ordinary NPV CFD Reducing a long position 22,048 44.1984 AUD
Ordinary NPV CFD Opening a short position 197,908 44.1984 AUD
Ordinary NPV CFD Opening a long position 210,000 44.1986 AUD
Ordinary NPV CFD Opening a short position 22,468 44.2209 AUD
Ordinary NPV CFD Reducing a long position 4,833 44.2246 AUD
Ordinary NPV CFD Increasing a short position 15,632 44.2311 AUD
Ordinary NPV CFD Reducing a short position 1,098 44.2340 AUD
Ordinary NPV CFD Reducing a short position 25,483 44.2371 AUD
Ordinary NPV CFD Opening a long position 22,048 44.2371 AUD
Ordinary NPV CFD Reducing a short position 2 44.2400 AUD
Ordinary NPV CFD Opening a long position 102,836 44.2508 AUD
Ordinary NPV CFD Opening a long position 21,940 44.2512 AUD
Ordinary NPV CFD Reducing a short position 31,391 44.2739 AUD
Ordinary NPV SWAP Opening a short position 3 43.1500 AUD
Ordinary NPV SWAP Reducing a short position 3 43.1500 AUD
Ordinary NPV SWAP Reducing a long position 3 43.1500 AUD
Ordinary NPV SWAP Reducing a long position 3 43.1500 AUD
Ordinary NPV SWAP Reducing a short position 3 43.1500 AUD
Ordinary NPV SWAP Opening a long position 3 43.1500 AUD
Ordinary NPV SWAP Reducing a short position 225 44.0812 AUD
Ordinary NPV SWAP Reducing a short position 293 44.0834 AUD
Ordinary NPV SWAP Reducing a short position 764 44.0834 AUD
Ordinary NPV SWAP Increasing a short position 442 44.0988 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) YES
Date of disclosure: 16 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
POSITIONS
Class of relevant security: Ordinary NPV
Number %
Securities borrowed: 3,374,330 0.06
Securities lent (including securities subject to a security financial 845,189 0.01
collateral arrangement with right of use or a title transfer collateral
arrangement):
Details of borrowed relevant securities which have been either on-lent or sold
do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
TRANSACTIONS
Class of relevant security Nature of transaction Number of securities
e.g. securities lending/borrowing, delivery/receipt of recalled securities,
entering into financial collateral arrangement with right of use, entering
into title transfer collateral arrangement etc.
Ordinary NPV Borrow (New) 395,634
Ordinary NPV Borrow (Full Return) 395,634
Ordinary NPV Loan (Full Return) 31,495
Ordinary NPV Borrow (Partial Return) 56,812
Ordinary NPV Borrow (Full Return) 503,251
Ordinary NPV Borrow (New) 898,885
Ordinary NPV Loan (Full Return) 82,080
Ordinary NPV Loan (Partial Return) 39,391
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code'sdisclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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