REG - Goldman Sachs FM Pty BHP Group Limited - Form 8 (DD) - BHP Group
17/05/2024 12:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240517:nRSQ9504Oa&default-theme=true
RNS Number : 9504O Goldman Sachs Financial Markets Pty 17 May 2024
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Advisor to ANGLO AMERICAN PLC
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 16 May 2024
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: Ordinary NPV
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 7,045,657 0.13 9,630,494 0.18
(2) Cash-settled derivatives: 9,619,362 0.18 7,034,521 0.13
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
16,665,019 0.32 16,665,015 0.32
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for
a principal trader in the same group as a connected advisor)
Class of relevant security Purchase/sale Number of securities Price per unit
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected advisor
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 446,837 44.6023 AUD 44.5400 AUD
Ordinary NPV Sales 344,579 44.6745 AUD 44.4697 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Reducing a long position 1,317 44.0900 AUD
Ordinary NPV CFD Reducing a short position 29,823 44.0900 AUD
Ordinary NPV CFD Increasing a short position 4,619 44.0900 AUD
Ordinary NPV CFD Reducing a long position 29,823 44.0900 AUD
Ordinary NPV CFD Reducing a long position 12,791 44.0900 AUD
Ordinary NPV CFD Reducing a long position 8,845 44.0900 AUD
Ordinary NPV CFD Opening a short position 5,600 44.0900 AUD
Ordinary NPV CFD Reducing a short position 8,845 44.0900 AUD
Ordinary NPV CFD Reducing a short position 1,317 44.0900 AUD
Ordinary NPV CFD Reducing a short position 100 44.0900 AUD
Ordinary NPV CFD Reducing a long position 100 44.0900 AUD
Ordinary NPV CFD Reducing a short position 12,791 44.0900 AUD
Ordinary NPV CFD Reducing a short position 78 44.0900 AUD
Ordinary NPV CFD Reducing a short position 974 44.0900 AUD
Ordinary NPV CFD Reducing a short position 5,600 44.0900 AUD
Ordinary NPV CFD Reducing a short position 4,619 44.0900 AUD
Ordinary NPV CFD Reducing a long position 974 44.0900 AUD
Ordinary NPV CFD Reducing a long position 78 44.0900 AUD
Ordinary NPV CFD Opening a long position 288 44.4697 AUD
Ordinary NPV CFD Opening a long position 100 44.5400 AUD
Ordinary NPV CFD Opening a long position 8,845 44.5400 AUD
Ordinary NPV CFD Increasing a short position 6,421 44.5400 AUD
Ordinary NPV CFD Increasing a long position 643 44.5400 AUD
Ordinary NPV CFD Increasing a short position 974 44.5400 AUD
Ordinary NPV CFD Reducing a short position 11,631 44.5400 AUD
Ordinary NPV CFD Opening a short position 52,184 44.5419 AUD
Ordinary NPV CFD Reducing a long position 122,670 44.5419 AUD
Ordinary NPV CFD Reducing a short position 106 44.5523 AUD
Ordinary NPV CFD Reducing a short position 95,072 44.5631 AUD
Ordinary NPV CFD Opening a long position 122,670 44.5631 AUD
Ordinary NPV CFD Reducing a short position 517 44.5643 AUD
Ordinary NPV CFD Increasing a long position 1,374 44.5646 AUD
Ordinary NPV CFD Reducing a short position 4,895 44.5701 AUD
Ordinary NPV CFD Opening a short position 5,600 44.5866 AUD
Ordinary NPV CFD Reducing a short position 156 44.5868 AUD
Ordinary NPV CFD Increasing a short position 5,756 44.5876 AUD
Ordinary NPV CFD Opening a short position 78 44.5924 AUD
Ordinary NPV CFD Opening a short position 1,317 44.5969 AUD
Ordinary NPV CFD Reducing a long position 288 44.5969 AUD
Ordinary NPV CFD Reducing a short position 124 44.5998 AUD
Ordinary NPV CFD Opening a short position 4,775 44.6023 AUD
Ordinary NPV CFD Increasing a long position 29,253 44.6086 AUD
Ordinary NPV CFD Reducing a long position 3,533 44.6113 AUD
Ordinary NPV CFD Opening a short position 30,445 44.6113 AUD
Ordinary NPV CFD Reducing a short position 15 44.6400 AUD
Ordinary NPV CFD Increasing a short position 151 44.6971 AUD
Ordinary NPV CFD Opening a long position 3,533 44.6999 AUD
Ordinary NPV CFD Opening a long position 974 44.7000 AUD
Ordinary NPV CFD Reducing a short position 150 44.7000 AUD
Ordinary NPV CFD Opening a long position 12,791 44.7000 AUD
Ordinary NPV SWAP Reducing a short position 2,133 44.0900 AUD
Ordinary NPV SWAP Opening a short position 70 44.0900 AUD
Ordinary NPV SWAP Reducing a long position 2,133 44.0900 AUD
Ordinary NPV SWAP Opening a long position 70 44.0900 AUD
Ordinary NPV SWAP Reducing a short position 242 44.5311 AUD
Ordinary NPV SWAP Reducing a short position 442 44.5311 AUD
Ordinary NPV SWAP Reducing a short position 2,698 44.5333 AUD
Ordinary NPV SWAP Increasing a short position 212,645 44.5400 AUD
Ordinary NPV SWAP Reducing a short position 70 44.5720 AUD
Ordinary NPV SWAP Opening a long position 2,133 44.6105 AUD
Ordinary NPV SWAP Reducing a short position 43,472 44.6745 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) YES
Date of disclosure: 17 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
POSITIONS
Class of relevant security: Ordinary NPV
Number %
Securities borrowed: 3,390,577 0.06
Securities lent (including securities subject to a security financial 845,189 0.01
collateral arrangement with right of use or a title transfer collateral
arrangement):
Details of borrowed relevant securities which have been either on-lent or sold
do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
TRANSACTIONS
Class of relevant security Nature of transaction Number of securities
e.g. securities lending/borrowing, delivery/receipt of recalled securities,
entering into financial collateral arrangement with right of use, entering
into title transfer collateral arrangement etc.
Ordinary NPV Loan (New) 7,681
Ordinary NPV Loan (Full Return) 6,653
Ordinary NPV Loan (Full Return) 3,277
Ordinary NPV Loan (New) 1,777
Ordinary NPV Loan (New) 516
Ordinary NPV Loan (New) 6,127
Ordinary NPV Loan (Full Return) 13,364
Ordinary NPV Loan (New) 10,092
Ordinary NPV Loan (Full Return) 516
Ordinary NPV Loan (Full Return) 1,777
Ordinary NPV Loan (Full Return) 10,092
Ordinary NPV Loan (Full Return) 1,285
Ordinary NPV Loan (New) 15,242
Ordinary NPV Loan (New) 53,266
Ordinary NPV Loan (Partial Return) 53,266
Ordinary NPV Borrow (New) 16,247
Ordinary NPV Loan (New) 6,653
Ordinary NPV Loan (Full Return) 16,049
Ordinary NPV Loan (Full Return) 15,242
Ordinary NPV Loan (Full Return) 7,681
Ordinary NPV Loan (New) 16,049
Ordinary NPV Borrow (New) 898,885
Ordinary NPV Borrow (Full Return) 898,885
Ordinary NPV Loan (Full Return) 6,127
Ordinary NPV Loan (New) 13,364
Ordinary NPV Loan (New) 1,285
Ordinary NPV Loan (New) 3,277
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code'sdisclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END DCCSFWFFWELSEEIRecent news on BHP
See all newsREG - BHP Group Limited - Total Voting Rights
AnnouncementREG - BHP Group Limited - BHP Prices EMTN Offer
AnnouncementREG - BHP Group Limited - Director/PDMR Shareholding
AnnouncementREG - BHP Group Limited - Notice of Dividend Currency Exchange Rate (ZAR)
AnnouncementREG - Stock Exch Notice - Admission to Trading - 26/08/2025
Announcement