REG - Goldman Sachs FM Pty BHP Group Limited - Form 8 (DD) - BHP Group
22/05/2024 12:00
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RNS Number : 4883P Goldman Sachs Financial Markets Pty 22 May 2024
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Advisor to ANGLO AMERICAN PLC
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 21 May 2024
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: Ordinary NPV
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 7,213,429 0.14 9,530,457 0.18
(2) Cash-settled derivatives: 9,547,355 0.18 7,230,323 0.14
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
16,760,784 0.33 16,760,780 0.33
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for
a principal trader in the same group as a connected advisor)
Class of relevant security Purchase/sale Number of securities Price per unit
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected advisor
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 414,437 46.0492 AUD 45.8549 AUD
Ordinary NPV Sales 323,401 46.0400 AUD 45.8994 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Reducing a short position 3,132 45.7200 AUD
Ordinary NPV CFD Reducing a short position 1,535 45.7200 AUD
Ordinary NPV CFD Opening a long position 4,441 45.7200 AUD
Ordinary NPV CFD Reducing a long position 768 45.7200 AUD
Ordinary NPV CFD Reducing a long position 1,535 45.7200 AUD
Ordinary NPV CFD Reducing a short position 7,978 45.7200 AUD
Ordinary NPV CFD Reducing a long position 7,978 45.7200 AUD
Ordinary NPV CFD Reducing a long position 23,822 45.7200 AUD
Ordinary NPV CFD Reducing a short position 768 45.7200 AUD
Ordinary NPV CFD Reducing a long position 18,062 45.7200 AUD
Ordinary NPV CFD Reducing a long position 9,810 45.7200 AUD
Ordinary NPV CFD Reducing a long position 4,441 45.7200 AUD
Ordinary NPV CFD Reducing a long position 3,132 45.7200 AUD
Ordinary NPV CFD Reducing a short position 9,810 45.7200 AUD
Ordinary NPV CFD Reducing a short position 23,822 45.7200 AUD
Ordinary NPV CFD Reducing a short position 18,062 45.7200 AUD
Ordinary NPV CFD Increasing a short position 2,023 45.8170 AUD
Ordinary NPV CFD Opening a long position 18,062 45.8482 AUD
Ordinary NPV CFD Increasing a short position 3,132 45.8549 AUD
Ordinary NPV CFD Opening a short position 27,343 45.8872 AUD
Ordinary NPV CFD Reducing a short position 2,136 45.8904 AUD
Ordinary NPV CFD Opening a long position 24,057 45.8912 AUD
Ordinary NPV CFD Increasing a short position 142,318 45.9126 AUD
Ordinary NPV CFD Reducing a short position 198,234 45.9373 AUD
Ordinary NPV CFD Opening a long position 365 45.9527 AUD
Ordinary NPV CFD Opening a long position 768 45.9545 AUD
Ordinary NPV CFD Increasing a short position 11,679 45.9653 AUD
Ordinary NPV CFD Increasing a short position 493 45.9736 AUD
Ordinary NPV CFD Increasing a long position 403 45.9818 AUD
Ordinary NPV CFD Reducing a short position 3,521 45.9818 AUD
Ordinary NPV CFD Reducing a short position 13,634 45.9898 AUD
Ordinary NPV CFD Reducing a short position 222 46.0000 AUD
Ordinary NPV CFD Increasing a short position 142 46.0000 AUD
Ordinary NPV CFD Opening a long position 1,535 46.0000 AUD
Ordinary NPV CFD Reducing a long position 6,339 46.0021 AUD
Ordinary NPV CFD Opening a long position 9,810 46.0166 AUD
Ordinary NPV CFD Reducing a short position 33,000 46.0178 AUD
Ordinary NPV CFD Opening a long position 4,441 46.0400 AUD
Ordinary NPV CFD Opening a short position 1,535 46.0400 AUD
Ordinary NPV CFD Opening a long position 7,978 46.0400 AUD
Ordinary NPV CFD Reducing a short position 2,535 46.0400 AUD
Ordinary NPV SWAP Reducing a short position 70 45.7200 AUD
Ordinary NPV SWAP Reducing a long position 2,700 45.7200 AUD
Ordinary NPV SWAP Reducing a short position 2,700 45.7200 AUD
Ordinary NPV SWAP Reducing a long position 70 45.7200 AUD
Ordinary NPV SWAP Increasing a short position 141,268 45.9507 AUD
Ordinary NPV SWAP Opening a long position 21,199 45.9507 AUD
Ordinary NPV SWAP Increasing a short position 62,072 45.9512 AUD
Ordinary NPV SWAP Increasing a short position 7,671 46.0400 AUD
Ordinary NPV SWAP Increasing a short position 92 46.0400 AUD
Ordinary NPV SWAP Opening a long position 2,700 46.0400 AUD
Ordinary NPV SWAP Increasing a short position 6,236 46.0469 AUD
Ordinary NPV SWAP Increasing a short position 14,690 46.0469 AUD
Ordinary NPV SWAP Increasing a short position 2,374 46.0492 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) YES
Date of disclosure: 22 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
POSITIONS
Class of relevant security: Ordinary NPV
Number %
Securities borrowed: 3,177,851 0.06
Securities lent (including securities subject to a security financial 607,905 0.01
collateral arrangement with right of use or a title transfer collateral
arrangement):
Details of borrowed relevant securities which have been either on-lent or sold
do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
TRANSACTIONS
Class of relevant security Nature of transaction Number of securities
e.g. securities lending/borrowing, delivery/receipt of recalled securities,
entering into financial collateral arrangement with right of use, entering
into title transfer collateral arrangement etc.
Ordinary NPV Loan (New) 516
Ordinary NPV Loan (Partial Return) 36,824
Ordinary NPV Loan (New) 1,777
Ordinary NPV Loan (Partial Return) 96,704
Ordinary NPV Borrow (New) 495,751
Ordinary NPV Loan (Full Return) 1,777
Ordinary NPV Loan (Full Return) 516
Ordinary NPV Loan (Full Return) 3,014
Ordinary NPV Loan (New) 3,014
Ordinary NPV Borrow (Partial Return) 382,800
Ordinary NPV Loan (New) 3,277
Ordinary NPV Borrow (Full Return) 112,951
Ordinary NPV Borrow (Partial Return) 96,704
Ordinary NPV Borrow (Partial Return) 30,011
Ordinary NPV Loan (New) 36,824
Ordinary NPV Loan (New) 1,285
Ordinary NPV Borrow (Full Return) 382,800
Ordinary NPV Borrow (New) 382,800
Ordinary NPV Loan (Full Return) 1,285
Ordinary NPV Loan (Full Return) 3,277
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code'sdisclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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