REG - Goldman Sachs FM Pty BHP Group Limited - Form 8 (DD) - BHP Group
28/05/2024 07:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240528:nRSb9479Pa&default-theme=true
RNS Number : 9479P Goldman Sachs Financial Markets Pty 27 May 2024
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Advisor to ANGLO AMERICAN PLC
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 24 May 2024
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: Ordinary NPV
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 7,193,918 0.14 7,818,606 0.15
(2) Cash-settled derivatives: 7,837,488 0.15 7,212,796 0.14
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
15,031,406 0.29 15,031,402 0.29
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for
a principal trader in the same group as a connected advisor)
Class of relevant security Purchase/sale Number of securities Price per unit
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected advisor
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 264,421 44.7417 AUD 44.5864 AUD
Ordinary NPV Sales 198,843 44.7439 AUD 44.6204 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Increasing a short position 3,807 44.5600 AUD
Ordinary NPV CFD Increasing a short position 1,131 44.5600 AUD
Ordinary NPV CFD Increasing a short position 24,306 44.5918 AUD
Ordinary NPV CFD Opening a short position 8,665 44.6143 AUD
Ordinary NPV CFD Reducing a short position 10,000 44.6400 AUD
Ordinary NPV CFD Reducing a long position 10,000 44.6400 AUD
Ordinary NPV CFD Opening a long position 2,922 44.6400 AUD
Ordinary NPV CFD Reducing a long position 3,487 44.6400 AUD
Ordinary NPV CFD Reducing a short position 1,301 44.6400 AUD
Ordinary NPV CFD Increasing a long position 981 44.6446 AUD
Ordinary NPV CFD Increasing a short position 152,743 44.6514 AUD
Ordinary NPV CFD Reducing a short position 2,738 44.6519 AUD
Ordinary NPV CFD Opening a long position 3,318 44.6571 AUD
Ordinary NPV CFD Reducing a short position 269 44.6571 AUD
Ordinary NPV CFD Opening a short position 471 44.6603 AUD
Ordinary NPV CFD Opening a long position 107,500 44.6631 AUD
Ordinary NPV CFD Increasing a short position 15,360 44.6867 AUD
Ordinary NPV CFD Reducing a short position 42,018 44.6902 AUD
Ordinary NPV CFD Increasing a long position 439 44.6974 AUD
Ordinary NPV CFD Increasing a short position 2,321 44.7018 AUD
Ordinary NPV CFD Opening a short position 23,940 44.7052 AUD
Ordinary NPV CFD Reducing a long position 3,318 44.7052 AUD
Ordinary NPV CFD Reducing a short position 2,511 44.7139 AUD
Ordinary NPV CFD Opening a long position 24,231 44.7185 AUD
Ordinary NPV CFD Opening a long position 10,000 44.7400 AUD
Ordinary NPV CFD Opening a short position 10,000 44.7400 AUD
Ordinary NPV CFD Reducing a short position 60 44.7868 AUD
Ordinary NPV CFD Reducing a short position 555 44.8200 AUD
Ordinary NPV CFD Reducing a short position 2,321 44.9100 AUD
Ordinary NPV CFD Increasing a short position 471 44.9100 AUD
Ordinary NPV CFD Reducing a long position 8,665 44.9100 AUD
Ordinary NPV CFD Reducing a long position 23,940 44.9100 AUD
Ordinary NPV CFD Reducing a long position 2,321 44.9100 AUD
Ordinary NPV CFD Reducing a short position 471 44.9100 AUD
Ordinary NPV CFD Reducing a long position 107,500 44.9100 AUD
Ordinary NPV CFD Reducing a short position 8,665 44.9100 AUD
Ordinary NPV CFD Reducing a short position 107,500 44.9100 AUD
Ordinary NPV CFD Reducing a short position 23,940 44.9100 AUD
Ordinary NPV SWAP Increasing a short position 35 44.6466 AUD
Ordinary NPV SWAP Increasing a short position 9,756 44.6714 AUD
Ordinary NPV SWAP Increasing a short position 5,081 44.7417 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) YES
Date of disclosure: 27 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
POSITIONS
Class of relevant security: Ordinary NPV
Number %
Securities borrowed: 1,451,706 0.02
Securities lent (including securities subject to a security financial 733,953 0.01
collateral arrangement with right of use or a title transfer collateral
arrangement):
Details of borrowed relevant securities which have been either on-lent or sold
do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
TRANSACTIONS
Class of relevant security Nature of transaction Number of securities
e.g. securities lending/borrowing, delivery/receipt of recalled securities,
entering into financial collateral arrangement with right of use, entering
into title transfer collateral arrangement etc.
Ordinary NPV Borrow (New) 538,795
Ordinary NPV Loan (Partial Return) 352
Ordinary NPV Loan (Full Return) 169,181
Ordinary NPV Loan (Full Return) 36,824
Ordinary NPV Loan (Full Return) 1,285
Ordinary NPV Borrow (New) 547,327
Ordinary NPV Borrow (Partial Return) 538,795
Ordinary NPV Loan (New) 733,953
Ordinary NPV Loan (New) 733,953
Ordinary NPV Loan (Full Return) 733,953
Ordinary NPV Loan (Full Return) 96,704
Ordinary NPV Loan (Full Return) 2,700
Ordinary NPV Borrow (Partial Return) 364,444
Ordinary NPV Loan (Full Return) 1,777
Ordinary NPV Loan (Full Return) 9,869
Ordinary NPV Borrow (Full Return) 508,030
Ordinary NPV Loan (Full Return) 516
Ordinary NPV Loan (Full Return) 3,014
Ordinary NPV Loan (Full Return) 3,277
Ordinary NPV Borrow (Full Return) 867,474
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code'sdisclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END DCCSEWFFWELSEFIRecent news on BHP
See all newsREG - BHP Group Limited - Settlement of Samarco AU Securities Class Action
AnnouncementREG - BHP Group Limited - Notice of Dividend Currency Exchange Rates
AnnouncementREG - Official List - Official List Notice
AnnouncementREG - Stock Exch Notice - Admission to Trading - 04/09/2025
AnnouncementREG - BHP Group Limited - BHP Prices US Bond Offer
Announcement