REG - Goldman Sachs FM Pty BHP Group Limited - Form 8 (DD) - BHP Group
30/05/2024 11:45
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RNS Number : 4856Q Goldman Sachs Financial Markets Pty 30 May 2024
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: Advisor to ANGLO AMERICAN PLC
e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 29 May 2024
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: Ordinary NPV
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 7,235,890 0.14 8,024,353 0.15
(2) Cash-settled derivatives: 8,034,957 0.15 7,239,390 0.14
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
15,270,847 0.30 15,263,743 0.30
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for
a principal trader in the same group as a connected advisor)
Class of relevant security Purchase/sale Number of securities Price per unit
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected advisor
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Purchases 215,198 45.1697 AUD 45.0036 AUD
Ordinary NPV Sales 284,319 45.1648 AUD 45.0492 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Reducing a short position 227 45.0000 AUD
Ordinary NPV CFD Opening a long position 8,525 45.0000 AUD
Ordinary NPV CFD Increasing a short position 67 45.0000 AUD
Ordinary NPV CFD Opening a short position 138 45.0000 AUD
Ordinary NPV CFD Opening a short position 4,142 45.0000 AUD
Ordinary NPV CFD Increasing a short position 2,866 45.0036 AUD
Ordinary NPV CFD Reducing a short position 51,501 45.0393 AUD
Ordinary NPV CFD Reducing a short position 4,032 45.0764 AUD
Ordinary NPV CFD Increasing a short position 2 45.0800 AUD
Ordinary NPV CFD Reducing a short position 2 45.0800 AUD
Ordinary NPV CFD Reducing a short position 1,100 45.0800 AUD
Ordinary NPV CFD Reducing a long position 1,100 45.0800 AUD
Ordinary NPV CFD Reducing a long position 87,385 45.0800 AUD
Ordinary NPV CFD Reducing a short position 2,305 45.0800 AUD
Ordinary NPV CFD Reducing a short position 35,952 45.0800 AUD
Ordinary NPV CFD Reducing a long position 35,952 45.0800 AUD
Ordinary NPV CFD Reducing a long position 138 45.0800 AUD
Ordinary NPV CFD Reducing a short position 138 45.0800 AUD
Ordinary NPV CFD Increasing a short position 2,305 45.0800 AUD
Ordinary NPV CFD Increasing a long position 14,449 45.0800 AUD
Ordinary NPV CFD Opening a long position 2,305 45.0800 AUD
Ordinary NPV CFD Reducing a short position 87,385 45.0800 AUD
Ordinary NPV CFD Increasing a long position 31,364 45.0969 AUD
Ordinary NPV CFD Increasing a short position 170 45.1094 AUD
Ordinary NPV CFD Increasing a short position 28,118 45.1140 AUD
Ordinary NPV CFD Increasing a short position 34,337 45.1227 AUD
Ordinary NPV CFD Opening a long position 1,100 45.1262 AUD
Ordinary NPV CFD Opening a short position 2 45.1350 AUD
Ordinary NPV CFD Increasing a short position 66,535 45.1457 AUD
Ordinary NPV CFD Increasing a short position 2,499 45.1491 AUD
Ordinary NPV CFD Opening a long position 5,026 45.1503 AUD
Ordinary NPV CFD Opening a long position 121,420 45.1503 AUD
Ordinary NPV CFD Increasing a long position 37,870 45.1621 AUD
Ordinary NPV CFD Opening a short position 35,952 45.1643 AUD
Ordinary NPV CFD Reducing a long position 5,026 45.1643 AUD
Ordinary NPV CFD Opening a short position 33,300 45.1697 AUD
Ordinary NPV CFD Reducing a short position 290 45.1876 AUD
Ordinary NPV Call Option Opening a long position 1,900 0.6323 AUD
Ordinary NPV Call Option Opening a long position 8,700 0.7362 AUD
Ordinary NPV SWAP Reducing a short position 1,974 45.0800 AUD
Ordinary NPV SWAP Increasing a short position 2,046 45.0800 AUD
Ordinary NPV SWAP Reducing a long position 1,974 45.0800 AUD
Ordinary NPV SWAP Opening a long position 1,974 45.1153 AUD
Ordinary NPV SWAP Opening a long position 3,500 45.1648 AUD
Ordinary NPV SWAP Opening a short position 3,500 45.1648 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) YES
Date of disclosure: 30 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form BHP GROUP LIMITED
relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
POSITIONS
Class of relevant security: Ordinary NPV
Number %
Securities borrowed: 1,443,174 0.02
Securities lent (including securities subject to a security financial 818,486 0.01
collateral arrangement with right of use or a title transfer collateral
arrangement):
Details of borrowed relevant securities which have been either on-lent or sold
do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
TRANSACTIONS
Class of relevant security Nature of transaction Number of securities
e.g. securities lending/borrowing, delivery/receipt of recalled securities,
entering into financial collateral arrangement with right of use, entering
into title transfer collateral arrangement etc.
Ordinary NPV Borrow (New) 77,203
Ordinary NPV Loan (New) 13,723
Ordinary NPV Borrow (New) 80,991
Ordinary NPV Borrow (Full Return) 80,991
Ordinary NPV Borrow (Full Return) 1,506
Ordinary NPV Borrow (Partial Return) 51,883
Ordinary NPV Loan (Full Return) 13,723
Ordinary NPV Loan (New) 13,723
Ordinary NPV Borrow (Partial Return) 77,203
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code'sdisclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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