REG - Macquarie Group Ltd Macquarie Group Ltd BHP Group Limited - Form 8.3 - BHP Group Ltd
15/05/2024 14:45
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RNS Number : 5942O Macquarie Group Ltd 15 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if Macquarie Group Limited
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Ltd
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 14(th) May 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Anglo American PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Ordinary NPV & ADR
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 115,780,691 2.28 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 638,812 0.01 48,520 0.001
purchase/sell:
116,419,503 2.29 48,520 0.001
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary NPV Purchase 585 AUD 43.00
Ordinary NPV Purchase 650 AUD 43.02
Ordinary NPV Purchase 570 AUD 43.05
Ordinary NPV Purchase 19,849 AUD 43.06
Ordinary NPV Purchase 171 AUD 43.07
Ordinary NPV Purchase 5,072 AUD 43.08
Ordinary NPV Purchase 4,273 AUD 43.09
Ordinary NPV Purchase 8,910 AUD 43.10
Ordinary NPV Purchase 6,175 AUD 43.11
Ordinary NPV Purchase 2,772 AUD 43.12
Ordinary NPV Purchase 15,049 AUD 43.125
Ordinary NPV Purchase 566 AUD 43.13
Ordinary NPV Purchase 4,884 AUD 43.135
Ordinary NPV Purchase 10,835 AUD 43.14
Ordinary NPV Purchase 309 AUD 43.145
Ordinary NPV Purchase 163,286 AUD 43.15
Ordinary NPV Purchase 1,004 AUD 43.16
Ordinary NPV Purchase 57 AUD 43.165
Ordinary NPV Purchase 8,945 AUD 43.17
Ordinary NPV Purchase 82 AUD 43.175
Ordinary NPV Purchase 5,128 AUD 43.18
Ordinary NPV Purchase 2,743 AUD 43.19
Ordinary NPV Purchase 207 AUD 43.195
Ordinary NPV Purchase 2,457 AUD 43.20
Ordinary NPV Purchase 845 AUD 43.21
Ordinary NPV Purchase 499 AUD 43.22
Ordinary NPV Purchase 10,229 AUD 43.23
Ordinary NPV Purchase 171 AUD 43.235
Ordinary NPV Purchase 524 AUD 43.24
Ordinary NPV Purchase 463 AUD 43.39
Ordinary NPV Purchase 390 AUD 43.43
Ordinary NPV Sale 1,000 GBP 22.80
Ordinary NPV Sale 1,000 GBP 22.82
Ordinary NPV Sale 1,000 GBP 22.84
Ordinary NPV Sale 1,000 GBP 22.87
Ordinary NPV Sale 1,000 GBP 22.90
Ordinary NPV Sale 1,000 GBP 22.92
Ordinary NPV Sale 2,000 GBP 23.28
Ordinary NPV Sale 2,000 GBP 23.45
Ordinary NPV Sale 2,000 GBP 23.50
Ordinary NPV Sale 12 AUD 43.06
Ordinary NPV Sale 7,162 AUD 43.14
Ordinary NPV Sale 356,195 AUD 43.15
Ordinary NPV Sale 4,144 AUD 43.155
Ordinary NPV Sale 5,500 AUD 43.16
Ordinary NPV Sale 1,166 AUD 43.19
Ordinary NPV Sale 2,500 AUD 43.20
Ordinary NPV Sale 369 AUD 43.22
Ordinary NPV Sale 500 AUD 43.24
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
Ordinary NPV Client account transfer in 2,512
Ordinary NPV Client account transfer out 3,147
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the BHP Group Ltd
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
Ordinary NPV Call Option Purchased 3,360 44.6 European 20240620
Ordinary NPV Put Option Purchased 1,120 44.6 European 20240620
Ordinary NPV Call Option Purchased 896 50.84 European 20240620
Ordinary NPV Call Option Purchased 1,120 47.26 American 20240620
Ordinary NPV Put Option Purchased 2,000 43 American 20240516
Ordinary NPV Put Option Purchased 1,680 41.03 European 20240620
Ordinary NPV Call Option Purchased 28,000 43.7 American 20240620
Ordinary NPV Put Option Purchased 28,000 43.7 American 20240620
Ordinary NPV Put Option Purchased 1,120 42.36 American 20240620
Ordinary NPV Call Option Purchased 6,160 46.38 European 20240620
Ordinary NPV Call Option Purchased 100,000 48 American 20240516
Ordinary NPV Call Option Purchased 5,040 48.16 European 20240620
Ordinary NPV Call Option Purchased 301,000 44.5 American 20240516
Ordinary NPV Put Option Purchased 14,600 44 American 20240516
Ordinary NPV Call Option Purchased 71,344 46.37 American 20240620
Ordinary NPV Call Option Purchased 99,792 49.05 American 20240620
Ordinary NPV Call Option Purchased 5,000 49 American 20240516
Ordinary NPV Call Option Purchased 5,500 47 American 20240516
Ordinary NPV Call Option Purchased 9,300 46.5 American 20240516
Ordinary NPV Call Option Purchased 700 47.5 American 20240718
Ordinary NPV Call Option Purchased 500 47 American 20240718
Ordinary NPV Call Option Purchased 1,100 46 American 20240516
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
Date of disclosure: 15(th) May 2024
Contact name: Stephanie Kannimmel
Telephone number*: +44 20 3037 2936
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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