REG - Macquarie Group Ltd Macquarie Group Ltd BHP Group Limited - Form 8.3 - BHP Group Ltd
23/05/2024 13:30
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RNS Number : 7028P Macquarie Group Ltd 23 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if Macquarie Group Limited
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Ltd
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 22(nd) May 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Anglo American
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Ordinary NPV & ADR's
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 115,072,830 2.26 10,000 0.0001
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 367,840 0.007 495,600 0.009
purchase/sell:
115,440,670 2.27 505,600 0.009
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary NPV Purchase 134 AUD 46.08
Ordinary NPV Purchase 60 AUD 46.09
Ordinary NPV Purchase 119 AUD 46.10
Ordinary NPV Purchase 1,272 AUD 46.11
Ordinary NPV Purchase 61 AUD 46.115
Ordinary NPV Purchase 1,442 AUD 46.12
Ordinary NPV Purchase 74,089 AUD 46.13
Ordinary NPV Purchase 206 AUD 46.14
Ordinary NPV Purchase 484 AUD 46.15
Ordinary NPV Purchase 735 AUD 46.16
Ordinary NPV Purchase 554 AUD 46.17
Ordinary NPV Purchase 30 AUD 46.175
Ordinary NPV Purchase 1,593 AUD 46.18
Ordinary NPV Purchase 1,445 AUD 46.19
Ordinary NPV Purchase 71 AUD 46.195
Ordinary NPV Purchase 6,559 AUD 46.20
Ordinary NPV Purchase 2,382 AUD 46.21
Ordinary NPV Purchase 4,443 AUD 46.22
Ordinary NPV Purchase 4,211 AUD 46.23
Ordinary NPV Purchase 649,635 AUD 46.24
Ordinary NPV Purchase 3,003 AUD 46.25
Ordinary NPV Purchase 10 AUD 46.255
Ordinary NPV Purchase 8,413 AUD 46.26
Ordinary NPV Purchase 2,521 AUD 46.27
Ordinary NPV Purchase 9,929 AUD 46.28
Ordinary NPV Purchase 15 AUD 46.285
Ordinary NPV Purchase 7,961 AUD 46.29
Ordinary NPV Purchase 141 AUD 46.295
Ordinary NPV Purchase 7,164 AUD 46.30
Ordinary NPV Purchase 1,779 AUD 46.31
Ordinary NPV Purchase 65 AUD 46.315
Ordinary NPV Purchase 19,114 AUD 46.32
Ordinary NPV Purchase 67 AUD 46.325
Ordinary NPV Purchase 16,351 AUD 46.33
Ordinary NPV Purchase 2,136 AUD 46.34
Ordinary NPV Purchase 10,047 AUD 46.35
Ordinary NPV Purchase 22,086 AUD 46.36
Ordinary NPV Purchase 356 AUD 46.37
Ordinary NPV Purchase 111 AUD 46.375
Ordinary NPV Purchase 2,389 AUD 46.38
Ordinary NPV Sale 2,551 AUD 46.085
Ordinary NPV Sale 1,500 AUD 46.11
Ordinary NPV Sale 1,344 AUD 46.13
Ordinary NPV Sale 11,490 AUD 46.14
Ordinary NPV Sale 2,039 AUD 46.16
Ordinary NPV Sale 961 AUD 46.165
Ordinary NPV Sale 670 AUD 46.17
Ordinary NPV Sale 330 AUD 46.175
Ordinary NPV Sale 670 AUD 46.19
Ordinary NPV Sale 330 AUD 46.195
Ordinary NPV Sale 920 AUD 46.23
Ordinary NPV Sale 330 AUD 46.235
Ordinary NPV Sale 424,747 AUD 46.24
Ordinary NPV Sale 785 AUD 46.245
Ordinary NPV Sale 2,720 AUD 46.25
Ordinary NPV Sale 330 AUD 46.255
Ordinary NPV Sale 8,158 AUD 46.26
Ordinary NPV Sale 90 AUD 46.265
Ordinary NPV Sale 5,880 AUD 46.27
Ordinary NPV Sale 4,575 AUD 46.275
Ordinary NPV Sale 3,521 AUD 46.28
Ordinary NPV Sale 1,804 AUD 46.285
Ordinary NPV Sale 600 AUD 46.29
Ordinary NPV Sale 1,225 AUD 46.30
Ordinary NPV Sale 4,170 AUD 46.31
Ordinary NPV Sale 330 AUD 46.315
Ordinary NPV Sale 7,496 AUD 46.32
Ordinary NPV Sale 2,878 AUD 46.325
Ordinary NPV Sale 190 AUD 46.33
Ordinary NPV Sale 2,500 AUD 46.34
Ordinary NPV Sale 2,256 AUD 46.345
Ordinary NPV Sale 170 AUD 46.35
Ordinary NPV Sale 1,410 AUD 46.355
Ordinary NPV Sale 23,976 AUD 46.36
Ordinary NPV Sale 3,024 AUD 46.365
Ordinary NPV Sale 6,500 AUD 46.37
Ordinary NPV Sale 3,586 AUD 46.375
Ordinary NPV Sale 4,975 AUD 46.38
Ordinary NPV Sale 8,255 AUD 46.385
Ordinary NPV Sale 2,000 AUD 46.39
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
Ordinary NPV Client Account Transfer in 2,663
Ordinary NPV Client Account Transfer out 678
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the BHP Group Limited
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
Ordinary NPV Call Option Purchased 3,360 AUD 44.60 European 20240620
Ordinary NPV Call Option Purchased 896 AUD 50.84 European 20240620
Ordinary NPV Call Option Purchased 113,456 AUD 47.26 American 20240620
Ordinary NPV Call Option Purchased 28,000 AUD 43.70 American 20240620
Ordinary NPV Call Option Purchased 9,632 AUD 46.38 European 20240620
Ordinary NPV Call Option Purchased 5,040 AUD 48.16 European 20240620
Ordinary NPV Call Option Purchased 71,344 AUD 46.37 American 20240620
Ordinary NPV Call Option Purchased 99,792 AUD 49.05 American 20240620
Ordinary NPV Call Option Purchased 3,200 AUD 47.50 American 20240718
Ordinary NPV Call Option Purchased 500 AUD 47 American 20240718
Ordinary NPV Call Option Purchased 3,360 AUD 44.59 American 20240620
Ordinary NPV Call Option Purchased 5,488 AUD 45.48 American 20240620
Ordinary NPV Call Option Purchased 1,100 AUD 46.50 American 20240815
Ordinary NPV Call Option Purchased 3,000 AUD 48 American 20240815
Ordinary NPV Call Option Purchased 19,000 AUD 48 American 20240718
Ordinary NPV Call Option Purchased 672 AUD 47.27 European 20240620
Ordinary NPV OTC Call Option Purchased 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Call Option Purchased 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Call Option Purchased 83,228 AUD 45.88 European 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 44.60 European 20240620
Ordinary NPV Put Option Purchased 1,680 AUD 41.03 European 20240620
Ordinary NPV Put Option Purchased 476,000 AUD 43.70 American 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 42.36 American 20240620
Ordinary NPV Put Option Purchased 560 AUD 41.92 European 20240620
Ordinary NPV Put Option Purchased 11,760 AUD 43.25 American 20240620
Ordinary NPV Put Option Purchased 2,240 AUD 45.49 European 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 43.71 European 20240620
Ordinary NPV OTC Put Option Purchased 10,100 AUD 45.65 European 20241219
Ordinary NPV OTC Put Option Purchased 60,208 AUD 44.78 European 20241219
Ordinary NPV OTC Put Option Purchased 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Put Option Purchased 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Put Option Purchased 83,228 AUD 45.88 European 20240620
Ordinary NPV OTC Call Option Written 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Call Option Written 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Call Option Written 83,228 AUD 45.88 European 20240620
Ordinary NPV OTC Put Option Written 10,100 AUD 45.65 European 20241219
Ordinary NPV OTC Put Option Written 60,208 AUD 44.78 European 20241219
Ordinary NPV OTC Put Option Written 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Put Option Written 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Put Option Written 83,228 AUD 45.88 European 20240620
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
Date of disclosure: 23(rd) May 2024
Contact name: Kieran Prendergast
Telephone number*: +44 20 3037 2956
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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