REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)-BHP Group Limited
03/05/2024 09:45
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RNS Number : 1778N Morgan Stanley & Co. Int'l plc 03 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 178 55.8091 USD 55.7093 USD
ADR SALES 178 55.8091 USD 55.7093 USD
Ordinary NPV SALES 334,644 22.3700 GBP 22.0600 GBP
Ordinary NPV PURCHASES 463,384 22.3750 GBP 22.0500 GBP
Ordinary NPV PURCHASES 10,629 27.7729 USD 27.7729 USD
Ordinary NPV SALES 193,263 42.4401 AUD 38.6333 AUD
Ordinary NPV PURCHASES 197,003 42.4461 AUD 42.3100 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 554 22.2508 GBP
Ordinary NPV CFD increasing a long position 171 22.3200 GBP
Ordinary NPV CFD increasing a long position 2 42.3850 AUD
Ordinary NPV CFD increasing a long position 9,014 42.4169 AUD
Ordinary NPV CFD increasing a long position 2,196 42.4249 AUD
Ordinary NPV CFD increasing a long position 15,219 516.7428 ZAR
Ordinary NPV CFD increasing a long position 493 517.2338 ZAR
Ordinary NPV CFD increasing a long position 5,769 517.2667 ZAR
Ordinary NPV CFD increasing a long position 18,117 517.7243 ZAR
Ordinary NPV CFD increasing a long position 1,500 519.8197 ZAR
Ordinary NPV CFD increasing a short position 44,522 22.1484 GBP
Ordinary NPV CFD increasing a short position 10,629 22.2112 GBP
Ordinary NPV CFD increasing a short position 1,012 22.2441 GBP
Ordinary NPV CFD increasing a short position 4,698 22.2469 GBP
Ordinary NPV CFD increasing a short position 65 22.2734 GBP
Ordinary NPV CFD increasing a short position 18,508 22.2745 GBP
Ordinary NPV CFD increasing a short position 17,451 22.3200 GBP
Ordinary NPV CFD increasing a short position 1,763 22.3200 GBP
Ordinary NPV CFD increasing a short position 102,550 22.3230 GBP
Ordinary NPV CFD increasing a short position 30,156 22.3415 GBP
Ordinary NPV CFD increasing a short position 495 42.3000 AUD
Ordinary NPV CFD increasing a short position 26,533 42.3750 AUD
Ordinary NPV CFD increasing a short position 18,942 42.3862 AUD
Ordinary NPV CFD increasing a short position 926 42.3883 AUD
Ordinary NPV CFD increasing a short position 1,390 42.3883 AUD
Ordinary NPV CFD increasing a short position 1,940 42.3892 AUD
Ordinary NPV CFD increasing a short position 1,494 42.3900 AUD
Ordinary NPV CFD increasing a short position 3,577 42.3903 AUD
Ordinary NPV CFD increasing a short position 600 42.4071 AUD
Ordinary NPV CFD increasing a short position 100 42.4071 AUD
Ordinary NPV CFD increasing a short position 3,000 42.4071 AUD
Ordinary NPV CFD increasing a short position 14,000 42.4071 AUD
Ordinary NPV CFD increasing a short position 900 42.4071 AUD
Ordinary NPV CFD increasing a short position 40,300 42.4071 AUD
Ordinary NPV CFD increasing a short position 912 42.4225 AUD
Ordinary NPV CFD increasing a short position 1,529 42.4608 AUD
Ordinary NPV CFD increasing a short position 1,895 42.4608 AUD
Ordinary NPV CFD increasing a short position 20,000 42.4758 AUD
Ordinary NPV CFD increasing a short position 9,450 516.7428 ZAR
Ordinary NPV CFD increasing a short position 493 517.2338 ZAR
Ordinary NPV CFD reducing a long position 21,250 22.2348 GBP
Ordinary NPV CFD reducing a long position 4,608 22.3198 GBP
Ordinary NPV CFD reducing a long position 224 22.3200 GBP
Ordinary NPV CFD reducing a long position 2,358 42.3100 AUD
Ordinary NPV CFD reducing a long position 5,480 42.3514 AUD
Ordinary NPV CFD reducing a long position 29,401 42.3800 AUD
Ordinary NPV CFD reducing a long position 16,906 42.3800 AUD
Ordinary NPV CFD reducing a long position 100 42.4000 AUD
Ordinary NPV CFD reducing a long position 387 42.4062 AUD
Ordinary NPV CFD reducing a long position 5,769 516.7428 ZAR
Ordinary NPV CFD reducing a long position 14,324 517.2667 ZAR
Ordinary NPV CFD reducing a long position 21 519.7071 ZAR
Ordinary NPV CFD reducing a long position 1,500 519.8197 ZAR
Ordinary NPV CFD reducing a short position 42,555 22.1847 GBP
Ordinary NPV CFD reducing a short position 4 22.2825 GBP
Ordinary NPV CFD reducing a short position 6,959 22.2932 GBP
Ordinary NPV CFD reducing a short position 42,437 22.3200 GBP
Ordinary NPV CFD reducing a short position 23,060 22.3218 GBP
Ordinary NPV CFD reducing a short position 535 42.3100 AUD
Ordinary NPV CFD reducing a short position 2,971 42.3800 AUD
Ordinary NPV CFD reducing a short position 1,061 42.3901 AUD
Ordinary NPV CFD reducing a short position 38 42.3950 AUD
Ordinary NPV CFD reducing a short position 19,574 42.3963 AUD
Ordinary NPV CFD reducing a short position 2,686 42.3984 AUD
Ordinary NPV CFD reducing a short position 11,617 42.4014 AUD
Ordinary NPV CFD reducing a short position 1,206 42.4234 AUD
Ordinary NPV CFD reducing a short position 8,555 517.2667 ZAR
Ordinary NPV CFD reducing a short position 21 519.7071 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 03 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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