REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)-BHP Group Limited
21/05/2024 11:15
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RNS Number : 2977P Morgan Stanley & Co. Int'l plc 21 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 1,059 61.6864 USD 61.3300 USD
ADR SALES 1,059 61.6864 USD 61.3300 USD
Ordinary NPV PURCHASES 349,746 24.3700 GBP 24.0950 GBP
Ordinary NPV SALES 330,844 24.3800 GBP 24.1000 GBP
Ordinary NPV PURCHASES 12,700 30.6440 USD 30.6440 USD
Ordinary NPV SALES 408 30.8175 USD 30.8175 USD
Ordinary NPV PURCHASES 356,002 46.0100 AUD 45.7200 AUD
Ordinary NPV SALES 298,609 46.0100 AUD 45.7200 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 10,885 24.2543 GBP
Ordinary NPV CFD increasing a long position 3,621 24.2610 GBP
Ordinary NPV CFD increasing a long position 7,840 24.2706 GBP
Ordinary NPV CFD increasing a long position 4,886 24.3170 GBP
Ordinary NPV CFD increasing a long position 232 24.3600 GBP
Ordinary NPV CFD increasing a long position 5,622 45.7817 AUD
Ordinary NPV CFD increasing a long position 1,257 45.7978 AUD
Ordinary NPV CFD increasing a long position 838 45.7978 AUD
Ordinary NPV CFD increasing a long position 1,385 45.8125 AUD
Ordinary NPV CFD increasing a long position 216 45.8147 AUD
Ordinary NPV CFD increasing a long position 6,167 561.2631 ZAR
Ordinary NPV CFD increasing a long position 1,500 561.5045 ZAR
Ordinary NPV CFD increasing a long position 746 561.7869 ZAR
Ordinary NPV CFD increasing a long position 4,415 561.9439 ZAR
Ordinary NPV CFD increasing a short position 131 24.1000 GBP
Ordinary NPV CFD increasing a short position 14,279 24.2327 GBP
Ordinary NPV CFD increasing a short position 6,434 24.2625 GBP
Ordinary NPV CFD increasing a short position 1,000 24.3673 GBP
Ordinary NPV CFD increasing a short position 1,000 24.3673 GBP
Ordinary NPV CFD increasing a short position 61 45.7000 AUD
Ordinary NPV CFD increasing a short position 101 45.7000 AUD
Ordinary NPV CFD increasing a short position 38 45.7100 AUD
Ordinary NPV CFD increasing a short position 61 45.7100 AUD
Ordinary NPV CFD increasing a short position 106 45.7200 AUD
Ordinary NPV CFD increasing a short position 12,002 45.8239 AUD
Ordinary NPV CFD increasing a short position 32,060 45.8307 AUD
Ordinary NPV CFD reducing a long position 12,000 24.1677 GBP
Ordinary NPV CFD reducing a long position 59,131 24.2053 GBP
Ordinary NPV CFD reducing a long position 386 45.7200 AUD
Ordinary NPV CFD reducing a long position 12,700 45.7509 AUD
Ordinary NPV CFD reducing a long position 134 45.8285 AUD
Ordinary NPV CFD reducing a long position 86 45.8358 AUD
Ordinary NPV CFD reducing a long position 131 45.8358 AUD
Ordinary NPV CFD reducing a long position 150,334 45.8698 AUD
Ordinary NPV CFD reducing a long position 5,700 559.6283 ZAR
Ordinary NPV CFD reducing a long position 6,167 561.2631 ZAR
Ordinary NPV CFD reducing a long position 1,500 561.5045 ZAR
Ordinary NPV CFD reducing a long position 290 561.7247 ZAR
Ordinary NPV CFD reducing a long position 746 561.7867 ZAR
Ordinary NPV CFD reducing a long position 4,415 561.9439 ZAR
Ordinary NPV CFD reducing a short position 1,246 24.1600 GBP
Ordinary NPV CFD reducing a short position 12 24.1802 GBP
Ordinary NPV CFD reducing a short position 605 24.2303 GBP
Ordinary NPV CFD reducing a short position 12,760 24.2527 GBP
Ordinary NPV CFD reducing a short position 34 24.2815 GBP
Ordinary NPV CFD reducing a short position 134 24.3400 GBP
Ordinary NPV CFD reducing a short position 15,206 24.3600 GBP
Ordinary NPV CFD reducing a short position 1,994 45.7200 AUD
Ordinary NPV CFD reducing a short position 200 45.7967 AUD
Ordinary NPV CFD reducing a short position 2,240 45.7996 AUD
Ordinary NPV CFD reducing a short position 255 45.7996 AUD
Ordinary NPV CFD reducing a short position 8,000 45.8032 AUD
Ordinary NPV CFD reducing a short position 37,000 45.8032 AUD
Ordinary NPV CFD reducing a short position 39,000 45.8032 AUD
Ordinary NPV CFD reducing a short position 2,253 45.8086 AUD
Ordinary NPV CFD reducing a short position 106 45.8147 AUD
Ordinary NPV CFD reducing a short position 59,351 45.8203 AUD
Ordinary NPV CFD reducing a short position 70,000 45.8776 AUD
Ordinary NPV CFD reducing a short position 408 46.0100 AUD
Ordinary NPV CFD reducing a short position 5,700 559.6283 ZAR
Ordinary NPV CFD reducing a short position 290 561.7247 ZAR
Ordinary NPV Open Ended Knock out Warrant (18) (ISIN LONG 200 5.8000 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short call N/A 1,240 43.2876 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 21 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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