REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)- BHP Group Limited
23/05/2024 10:30
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RNS Number : 6650P Morgan Stanley & Co. Int'l plc 23 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 795 61.0600 USD 59.1769 USD
ADR SALES 795 61.0600 USD 59.1769 USD
Ordinary NPV SALES 495,794 24.1500 GBP 23.2800 GBP
Ordinary NPV PURCHASES 623,765 24.1750 GBP 23.2500 GBP
Ordinary NPV SALES 726 30.8363 USD 30.7595 USD
Ordinary NPV PURCHASES 28,584 30.8432 USD 30.8432 USD
Ordinary NPV SALES 488,953 46.3491 AUD 46.1470 AUD
Ordinary NPV PURCHASES 476,528 46.3778 AUD 46.1300 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 105 23.2900 GBP
Ordinary NPV CFD increasing a long position 2,259 23.2900 GBP
Ordinary NPV CFD increasing a long position 330 23.3375 GBP
Ordinary NPV CFD increasing a long position 52,203 23.4330 GBP
Ordinary NPV CFD increasing a long position 3,460 23.4496 GBP
Ordinary NPV CFD increasing a long position 799 23.8577 GBP
Ordinary NPV CFD increasing a long position 440 23.9749 GBP
Ordinary NPV CFD increasing a long position 1,298 46.2400 AUD
Ordinary NPV CFD increasing a long position 337 46.2853 AUD
Ordinary NPV CFD increasing a long position 6 46.2975 AUD
Ordinary NPV CFD increasing a long position 29 46.3387 AUD
Ordinary NPV CFD increasing a long position 42 46.3390 AUD
Ordinary NPV CFD increasing a long position 6,327 544.8504 ZAR
Ordinary NPV CFD increasing a long position 1,922 545.5434 ZAR
Ordinary NPV CFD increasing a long position 15,768 550.0914 ZAR
Ordinary NPV CFD increasing a long position 2,771 556.9143 ZAR
Ordinary NPV CFD increasing a short position 5,903 23.2900 GBP
Ordinary NPV CFD increasing a short position 299 23.2900 GBP
Ordinary NPV CFD increasing a short position 7,199 23.3326 GBP
Ordinary NPV CFD increasing a short position 70,450 23.5704 GBP
Ordinary NPV CFD increasing a short position 47,535 23.7083 GBP
Ordinary NPV CFD increasing a short position 1,225 23.8349 GBP
Ordinary NPV CFD increasing a short position 250 23.9100 GBP
Ordinary NPV CFD increasing a short position 2,122 24.0597 GBP
Ordinary NPV CFD increasing a short position 31,052 24.0918 GBP
Ordinary NPV CFD increasing a short position 1,200 24.1100 GBP
Ordinary NPV CFD increasing a short position 2,191 24.1177 GBP
Ordinary NPV CFD increasing a short position 42,547 24.1409 GBP
Ordinary NPV CFD increasing a short position 20,000 46.1198 AUD
Ordinary NPV CFD increasing a short position 6,813 46.2400 AUD
Ordinary NPV CFD increasing a short position 28,584 46.2416 AUD
Ordinary NPV CFD increasing a short position 4,856 46.2724 AUD
Ordinary NPV CFD increasing a short position 6,533 46.2768 AUD
Ordinary NPV CFD increasing a short position 4,355 46.2768 AUD
Ordinary NPV CFD increasing a short position 134 46.3835 AUD
Ordinary NPV CFD increasing a short position 4,327 543.8397 ZAR
Ordinary NPV CFD increasing a short position 1,922 545.5434 ZAR
Ordinary NPV CFD increasing a short position 9,608 550.0914 ZAR
Ordinary NPV CFD reducing a long position 12,855 23.2900 GBP
Ordinary NPV CFD reducing a long position 2,629 23.3713 GBP
Ordinary NPV CFD reducing a long position 3,208 23.4224 GBP
Ordinary NPV CFD reducing a long position 83 23.9859 GBP
Ordinary NPV CFD reducing a long position 21,746 24.0170 GBP
Ordinary NPV CFD reducing a long position 2,865 24.0398 GBP
Ordinary NPV CFD reducing a long position 440 24.1177 GBP
Ordinary NPV CFD reducing a long position 31,052 24.1341 GBP
Ordinary NPV CFD reducing a long position 433 46.2217 AUD
Ordinary NPV CFD reducing a long position 288 46.2217 AUD
Ordinary NPV CFD reducing a long position 2,293 46.2276 AUD
Ordinary NPV CFD reducing a long position 17,141 46.2276 AUD
Ordinary NPV CFD reducing a long position 3,220 46.2276 AUD
Ordinary NPV CFD reducing a long position 306 46.2365 AUD
Ordinary NPV CFD reducing a long position 205 46.2365 AUD
Ordinary NPV CFD reducing a long position 484 46.2400 AUD
Ordinary NPV CFD reducing a long position 461 46.2959 AUD
Ordinary NPV CFD reducing a long position 37 46.3065 AUD
Ordinary NPV CFD reducing a long position 102 46.3688 AUD
Ordinary NPV CFD reducing a long position 2,000 547.0369 ZAR
Ordinary NPV CFD reducing a long position 6,160 550.0914 ZAR
Ordinary NPV CFD reducing a long position 2,771 556.9143 ZAR
Ordinary NPV CFD reducing a long position 4,127 557.6248 ZAR
Ordinary NPV CFD reducing a short position 44,738 23.4496 GBP
Ordinary NPV CFD reducing a short position 31,727 23.7264 GBP
Ordinary NPV CFD reducing a short position 1,225 23.8229 GBP
Ordinary NPV CFD reducing a short position 994 23.9539 GBP
Ordinary NPV CFD reducing a short position 33,174 23.9749 GBP
Ordinary NPV CFD reducing a short position 1,200 24.0300 GBP
Ordinary NPV CFD reducing a short position 700 46.1300 AUD
Ordinary NPV CFD reducing a short position 53 46.2200 AUD
Ordinary NPV CFD reducing a short position 14 46.2200 AUD
Ordinary NPV CFD reducing a short position 3 46.2300 AUD
Ordinary NPV CFD reducing a short position 14 46.2300 AUD
Ordinary NPV CFD reducing a short position 26 46.2452 AUD
Ordinary NPV CFD reducing a short position 100 46.2545 AUD
Ordinary NPV CFD reducing a short position 100 46.2545 AUD
Ordinary NPV CFD reducing a short position 300 46.2546 AUD
Ordinary NPV CFD reducing a short position 1,800 46.2546 AUD
Ordinary NPV CFD reducing a short position 34,743 46.2778 AUD
Ordinary NPV CFD reducing a short position 402 46.2829 AUD
Ordinary NPV CFD reducing a short position 153 46.2829 AUD
Ordinary NPV CFD reducing a short position 152 46.2829 AUD
Ordinary NPV CFD reducing a short position 116 46.2829 AUD
Ordinary NPV CFD reducing a short position 539 46.2829 AUD
Ordinary NPV CFD reducing a short position 383 46.2829 AUD
Ordinary NPV CFD reducing a short position 2,754 46.2899 AUD
Ordinary NPV CFD reducing a short position 361 46.2969 AUD
Ordinary NPV CFD reducing a short position 9,843 46.3054 AUD
Ordinary NPV CFD reducing a short position 100 46.3100 AUD
Ordinary NPV CFD reducing a short position 11,220 46.3170 AUD
Ordinary NPV CFD reducing a short position 19 46.3447 AUD
Ordinary NPV CFD reducing a short position 4,127 557.6248 ZAR
Ordinary NPV Open Ended Knock out Warrant (18) (ISIN SHORT 250 4.7400 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
Ordinary NPV CALL WRITING 119,555 46.6470 EUROPEAN 29/05/2024 0.4772 AUD
Ordinary NPV CALL PURCHASING 119,555 46.6470 EUROPEAN 29/05/2024 0.4772 AUD
ADR CALL PURCHASING 36,300 60.7220 EUROPEAN 22/05/2024 0.0000 USD
ADR CALL WRITING 36,300 60.7220 EUROPEAN 22/05/2024 0.0000 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short Call Exercised against 960 38.1003 AUD
Ordinary NPV Short Call Exercised against 240 38.4756 AUD
Ordinary NPV Short Put Exercised against 120 47.1812 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 23 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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