REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)- BHP Group Limited
24/05/2024 12:15
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RNS Number : 8711P Morgan Stanley & Co. Int'l plc 24 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 1,682 59.0000 USD 58.8946 USD
ADR SALES 1,682 59.0000 USD 58.8946 USD
Ordinary NPV PURCHASES 182,900 23.3500 GBP 23.0600 GBP
Ordinary NPV SALES 246,179 23.3800 GBP 23.0800 GBP
Ordinary NPV SALES 24,804 29.7758 USD 29.7582 USD
Ordinary NPV SALES 326,710 45.0133 AUD 44.6300 AUD
Ordinary NPV PURCHASES 418,830 45.0408 AUD 44.6800 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 15,000 23.1084 GBP
Ordinary NPV CFD increasing a long position 28,530 23.1451 GBP
Ordinary NPV CFD increasing a long position 3,461 23.1614 GBP
Ordinary NPV CFD increasing a long position 7,500 23.1828 GBP
Ordinary NPV CFD increasing a long position 7,500 23.1828 GBP
Ordinary NPV CFD increasing a long position 2,361 23.3800 GBP
Ordinary NPV CFD increasing a long position 24,700 44.8967 AUD
Ordinary NPV CFD increasing a long position 136 44.9241 AUD
Ordinary NPV CFD increasing a long position 1,799 44.9273 AUD
Ordinary NPV CFD increasing a long position 6 45.0183 AUD
Ordinary NPV CFD increasing a long position 900 541.9253 ZAR
Ordinary NPV CFD increasing a long position 16,373 542.2809 ZAR
Ordinary NPV CFD increasing a short position 17,039 23.1403 GBP
Ordinary NPV CFD increasing a short position 180 23.1418 GBP
Ordinary NPV CFD increasing a short position 438 23.1468 GBP
Ordinary NPV CFD increasing a short position 10,627 23.1500 GBP
Ordinary NPV CFD increasing a short position 28 23.3500 GBP
Ordinary NPV CFD increasing a short position 337 44.7890 AUD
Ordinary NPV CFD increasing a short position 406 44.7891 AUD
Ordinary NPV CFD increasing a short position 17,286 44.9009 AUD
Ordinary NPV CFD increasing a short position 928 44.9100 AUD
Ordinary NPV CFD increasing a short position 14,985 44.9502 AUD
Ordinary NPV CFD increasing a short position 16,373 542.2809 ZAR
Ordinary NPV CFD reducing a long position 104 23.1100 GBP
Ordinary NPV CFD reducing a long position 7,130 23.1139 GBP
Ordinary NPV CFD reducing a long position 2 23.1200 GBP
Ordinary NPV CFD reducing a long position 194 23.1451 GBP
Ordinary NPV CFD reducing a long position 226 23.1500 GBP
Ordinary NPV CFD reducing a long position 11,493 23.1525 GBP
Ordinary NPV CFD reducing a long position 1 23.1867 GBP
Ordinary NPV CFD reducing a long position 804 44.9090 AUD
Ordinary NPV CFD reducing a long position 538 44.9090 AUD
Ordinary NPV CFD reducing a long position 2,355 44.9100 AUD
Ordinary NPV CFD reducing a long position 419 44.9185 AUD
Ordinary NPV CFD reducing a long position 278 44.9185 AUD
Ordinary NPV CFD reducing a long position 34 44.9200 AUD
Ordinary NPV CFD reducing a long position 127 45.0039 AUD
Ordinary NPV CFD reducing a long position 209 541.1756 ZAR
Ordinary NPV CFD reducing a long position 900 541.9253 ZAR
Ordinary NPV CFD reducing a long position 21,300 541.9378 ZAR
Ordinary NPV CFD reducing a long position 11,780 542.1504 ZAR
Ordinary NPV CFD reducing a short position 27,710 23.1326 GBP
Ordinary NPV CFD reducing a short position 299 23.1500 GBP
Ordinary NPV CFD reducing a short position 180 23.1614 GBP
Ordinary NPV CFD reducing a short position 28,494 23.1750 GBP
Ordinary NPV CFD reducing a short position 2,500 23.1828 GBP
Ordinary NPV CFD reducing a short position 2,500 23.1828 GBP
Ordinary NPV CFD reducing a short position 25,899 44.8263 AUD
Ordinary NPV CFD reducing a short position 126,629 44.8399 AUD
Ordinary NPV CFD reducing a short position 120,472 44.8400 AUD
Ordinary NPV CFD reducing a short position 1,218 44.9031 AUD
Ordinary NPV CFD reducing a short position 1,000 44.9054 AUD
Ordinary NPV CFD reducing a short position 100 44.9055 AUD
Ordinary NPV CFD reducing a short position 15,568 44.9120 AUD
Ordinary NPV CFD reducing a short position 10,628 44.9120 AUD
Ordinary NPV CFD reducing a short position 104 44.9232 AUD
Ordinary NPV CFD reducing a short position 1,610 44.9475 AUD
Ordinary NPV CFD reducing a short position 130 45.0173 AUD
Ordinary NPV CFD reducing a short position 209 541.1756 ZAR
Ordinary NPV CFD reducing a short position 21,300 541.9378 ZAR
Ordinary NPV CFD reducing a short position 11,780 542.1504 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short Call Exercised against 800 39.3963 AUD
Ordinary NPV Short Call Exercised against 300 39.9159 AUD
Ordinary NPV Short Call Exercised against 680 39.9462 AUD
Ordinary NPV PUT Exercising 80,000 46.0000 AUD
Ordinary NPV CALL Exercising 24,000 46.5000 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 24 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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