REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)-Replacement of BHP Group Limited
08/05/2024 18:30
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RNS Number : 6939N Morgan Stanley & Co. Int'l plc 08 May 2024
AMENDMENT(2(c) (ii))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 5,843 55.3204 USD 55.0000 USD
ADR SALES 5,843 55.3204 USD 55.0000 USD
Ordinary NPV PURCHASES 161,424 22.1767 GBP 22.0100 GBP
Ordinary NPV SALES 193,083 22.1800 GBP 22.0100 GBP
Ordinary NPV SALES 112,773 27.7041 USD 27.6328 USD
Ordinary NPV SALES 280,485 42.6754 AUD 42.2922 AUD
Ordinary NPV PURCHASES 401,560 42.7400 AUD 42.3200 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 1,300 22.0753 GBP
Ordinary NPV CFD increasing a long position 3,117 22.0846 GBP
Ordinary NPV CFD increasing a long position 3,562 22.0846 GBP
Ordinary NPV CFD increasing a long position 16,076 22.0846 GBP
Ordinary NPV CFD increasing a long position 1,085 22.1164 GBP
Ordinary NPV CFD increasing a long position 41,465 42.3933 AUD
Ordinary NPV CFD increasing a long position 2,330 42.6316 AUD
Ordinary NPV CFD increasing a long position 112,773 42.6936 AUD
Ordinary NPV CFD increasing a short position 15,633 22.0700 GBP
Ordinary NPV CFD increasing a short position 3,455 22.0864 GBP
Ordinary NPV CFD increasing a short position 580 42.3400 AUD
Ordinary NPV CFD increasing a short position 17,436 42.3520 AUD
Ordinary NPV CFD increasing a short position 378 42.3700 AUD
Ordinary NPV CFD increasing a short position 59,826 42.3824 AUD
Ordinary NPV CFD increasing a short position 5,506 42.4431 AUD
Ordinary NPV CFD increasing a short position 100 42.4965 AUD
Ordinary NPV CFD increasing a short position 1,100 42.4965 AUD
Ordinary NPV CFD increasing a short position 300 42.4965 AUD
Ordinary NPV CFD increasing a short position 15,300 42.4965 AUD
Ordinary NPV CFD increasing a short position 6,800 42.4965 AUD
Ordinary NPV CFD increasing a short position 1,639 42.5044 AUD
Ordinary NPV CFD increasing a short position 24,896 42.5044 AUD
Ordinary NPV CFD increasing a short position 8,848 42.5048 AUD
Ordinary NPV CFD increasing a short position 456 42.5074 AUD
Ordinary NPV CFD increasing a short position 4,725 42.5074 AUD
Ordinary NPV CFD increasing a short position 922 42.5074 AUD
Ordinary NPV CFD increasing a short position 181 42.5074 AUD
Ordinary NPV CFD increasing a short position 138 42.5074 AUD
Ordinary NPV CFD increasing a short position 3,429 42.5074 AUD
Ordinary NPV CFD increasing a short position 8 42.5150 AUD
Ordinary NPV CFD increasing a short position 375 42.5805 AUD
Ordinary NPV CFD increasing a short position 2,298 42.6177 AUD
Ordinary NPV CFD increasing a short position 299 42.6177 AUD
Ordinary NPV CFD increasing a short position 150 42.6461 AUD
Ordinary NPV CFD increasing a short position 224 42.6461 AUD
Ordinary NPV CFD increasing a short position 1,489 42.6800 AUD
Ordinary NPV CFD increasing a short position 1,816 42.6900 AUD
Ordinary NPV CFD increasing a short position 16,030 43.0300 AUD
Ordinary NPV CFD increasing a short position 3,184 43.0300 AUD
Ordinary NPV CFD reducing a long position 900 22.0165 GBP
Ordinary NPV CFD reducing a long position 1,212 22.0546 GBP
Ordinary NPV CFD reducing a long position 77 22.0799 GBP
Ordinary NPV CFD reducing a long position 1,614 42.3200 AUD
Ordinary NPV CFD reducing a long position 600 42.4965 AUD
Ordinary NPV CFD reducing a long position 4,532 42.5623 AUD
Ordinary NPV CFD reducing a long position 13 42.6177 AUD
Ordinary NPV CFD reducing a long position 4,011 42.6500 AUD
Ordinary NPV CFD reducing a short position 2,143 22.1017 GBP
Ordinary NPV CFD reducing a short position 5 22.1340 GBP
Ordinary NPV CFD reducing a short position 5 22.1680 GBP
Ordinary NPV CFD reducing a short position 7,365 42.3115 AUD
Ordinary NPV CFD reducing a short position 10,800 42.3635 AUD
Ordinary NPV CFD reducing a short position 114,107 42.4295 AUD
Ordinary NPV CFD reducing a short position 19,574 42.4840 AUD
Ordinary NPV CFD reducing a short position 1,167 42.5600 AUD
Ordinary NPV CFD reducing a short position 11,824 42.5950 AUD
Ordinary NPV CFD reducing a short position 4,173 42.6000 AUD
Ordinary NPV CFD reducing a short position 180 42.6362 AUD
Ordinary NPV CFD reducing a short position 5,799 42.6438 AUD
Ordinary NPV CFD reducing a short position 901 42.6700 AUD
Ordinary NPV CFD reducing a short position 12,251 42.6836 AUD
Ordinary NPV CFD reducing a short position 30 42.7100 AUD
Ordinary NPV CFD reducing a short position 19,214 43.0300 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short Call Exercised against 360 38.3891 AUD
Ordinary NPV Long Put Exercising 140 49.7261 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 08 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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