REG - Morgan Stanley&CoLLC BHP Group Limited - Form 8.5 (EPT/RI)- BHP Group Limited
23/05/2024 10:30
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RNS Number : 6647P Morgan Stanley & Co. LLC 23 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 487,206 61.2437 USD 58.7300 USD
ADR SALES 488,040 61.3400 USD 58.7200 USD
Ordinary NPV SALES 32,599 46.2781 AUD 46.1300 AUD
Ordinary NPV PURCHASES 32,599 46.3036 AUD 46.1300 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
N/A N/A N/A N/A N/A
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
ADR CALL WRITING 36,300 60.7220 European 22/05/2024 0.0000 USD
ADR CALL PURCHASING 36,300 60.7220 European 22/05/2024 0.0000 USD
ADR CALL WRITING 36,300 60.7220 European 22/05/2024 0.0000 USD
ADR PUT PURCHASING 200 50.0000 American 21/06/2024 0.0900 USD
ADR PUT PURCHASING 300 57.5000 American 21/06/2024 0.7300 USD
ADR PUT PURCHASING 1,000 57.5000 American 21/06/2024 0.8200 USD
ADR CALL PURCHASING 5,000 67.5000 American 21/06/2024 0.1300 USD
ADR PUT PURCHASING 100 57.5000 American 21/06/2024 0.8900 USD
ADR PUT PURCHASING 100 60.0000 American 21/06/2024 1.6400 USD
ADR CALL PURCHASING 2,500 62.5000 American 21/06/2024 0.8000 USD
ADR PUT PURCHASING 100 57.5000 American 21/06/2024 0.8700 USD
ADR CALL PURCHASING 100 62.5000 American 21/06/2024 0.5000 USD
ADR CALL PURCHASING 800 60.0000 American 21/06/2024 1.3700 USD
ADR PUT PURCHASING 100 57.5000 American 21/06/2024 0.7400 USD
ADR PUT PURCHASING 100 57.5000 American 21/06/2024 0.9300 USD
ADR CALL WRITING 100 62.5000 American 21/06/2024 0.6500 USD
ADR PUT PURCHASING 500 57.5000 American 19/07/2024 1.6000 USD
ADR CALL WRITING 200 62.5000 American 19/07/2024 1.3000 USD
ADR CALL WRITING 300 62.5000 American 19/07/2024 1.1400 USD
ADR CALL PURCHASING 500 65.0000 American 19/07/2024 0.5700 USD
ADR PUT PURCHASING 100 55.0000 American 19/07/2024 0.7000 USD
ADR CALL WRITING 100 65.0000 American 19/07/2024 0.7400 USD
ADR CALL WRITING 100 62.5000 American 19/07/2024 1.2700 USD
ADR CALL WRITING 300 62.5000 American 19/07/2024 1.2400 USD
ADR CALL WRITING 400 62.5000 American 19/07/2024 1.2900 USD
ADR CALL PURCHASING 500 62.5000 American 19/07/2024 1.3000 USD
ADR CALL WRITING 5,300 62.5000 American 19/07/2024 1.2500 USD
ADR CALL WRITING 600 62.5000 American 19/07/2024 1.1500 USD
ADR CALL PURCHASING 100 60.0000 American 16/08/2024 2.8900 USD
ADR CALL PURCHASING 100 70.0000 American 16/08/2024 0.2000 USD
ADR CALL WRITING 300 57.5000 American 16/08/2024 4.1300 USD
ADR CALL WRITING 100 65.0000 American 16/08/2024 1.1000 USD
ADR CALL WRITING 100 62.5000 American 16/08/2024 1.5200 USD
ADR CALL WRITING 400 40.0000 American 16/08/2024 19.5700 USD
ADR CALL PURCHASING 200 70.0000 American 16/08/2024 0.3500 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 23 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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