REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group LimitedAU
29/04/2024 12:45
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RNS Number : 4401M UBS AG (EPT) 29 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 5947202 530.88500 ZAR 0.00000 GBP
Ordinary NPV Sell 5655535 530.88500 ZAR 0.00000 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 70072 43.42546838 AUD
Ordinary NPV CFD Long 167705 43.3938823231269 AUD
Ordinary NPV CFD Long 12751 43.425468 AUD
Ordinary NPV CFD Long 23487 43.232652 AUD
Ordinary NPV CFD Long 5095 43.246921 AUD
Ordinary NPV CFD Long 528532 43.286676 AUD
Ordinary NPV CFD Long 2783 43.596511 AUD
Ordinary NPV CFD Long 454 43.144606 AUD
Ordinary NPV CFD Long 383414 43.146387 AUD
Ordinary NPV CFD Long 936 43.291122 AUD
Ordinary NPV CFD Long 10 43.197 AUD
Ordinary NPV CFD Long 869 43.2698619102417 AUD
Ordinary NPV CFD Long 513 43.2546978557505 AUD
Ordinary NPV CFD Long 410 43.176732 AUD
Ordinary NPV CFD Long 649989 43.15 AUD
Ordinary NPV CFD Long 9671 22.3892823906525 GBP
Ordinary NPV CFD Long 1113 22.4239982030548 GBP
Ordinary NPV CFD Long 471 43.252187 AUD
Ordinary NPV CFD Long 10507 43.3300211159513 AUD
Ordinary NPV CFD Long 28823 43.1950001734726 AUD
Ordinary NPV CFD Long 27049 43.6 AUD
Ordinary NPV CFD Long 15181 43.6649996706409 AUD
Ordinary NPV CFD Long 12298 43.195 AUD
Ordinary NPV CFD Long 916 43.225 AUD
Ordinary NPV CFD Long 1568 43.644618 AUD
Ordinary NPV CFD Long 1021 43.603381 AUD
Ordinary NPV CFD Long 60925 536.14046697 ZAR
Ordinary NPV CFD Long 18776 22.95019386 GBP
Ordinary NPV CFD Long 26803 22.89354811 GBP
Ordinary NPV CFD Long 15452 22.711531 GBP
Ordinary NPV CFD Long 4 22.395 GBP
Ordinary NPV CFD Long 10787 22.56480391 GBP
Ordinary NPV CFD Long 3204 22.95019351 GBP
Ordinary NPV CFD Long 4583 22.89354789 GBP
Ordinary NPV CFD Long 73597 43.3938826990231 AUD
Ordinary NPV CFD Long 310 43.3315520480645 AUD
Ordinary NPV CFD Long 452 43.665 AUD
Ordinary NPV CFD Long 285 43.1950175438596 AUD
Ordinary NPV CFD Long 29 43.2251724137931 AUD
Ordinary NPV CFD Long 231 525.805 ZAR
Ordinary NPV CFD Long 30919 533.32732074 ZAR
Ordinary NPV CFD Long 43267 534.3910768 ZAR
Ordinary NPV CFD Long 12307 530.885 ZAR
Ordinary NPV CFD Long 3240 43.255 AUD
Ordinary NPV CFD Long 13781 43.444532 AUD
Ordinary NPV CFD Long 4669 43.16232 AUD
Ordinary NPV CFD Long 7466 43.257962 AUD
Ordinary NPV CFD Long 164 43.451131 AUD
Ordinary NPV CFD Long 9 43.218889 AUD
Ordinary NPV CFD Long 17800 43.220781 AUD
Ordinary NPV CFD Long 134701 43.275257 AUD
Ordinary NPV CFD Long 8711 43.258064 AUD
Ordinary NPV CFD Long 558 43.220317 AUD
Ordinary NPV CFD Long 86522 43.226296 AUD
Ordinary NPV CFD Long 13700 43.2767 AUD
Ordinary NPV CFD Long 15612 43.221924 AUD
Ordinary NPV CFD Long 25000 43.17673945 AUD
Ordinary NPV CFD Long 23098 43.27323 AUD
Ordinary NPV CFD Long 6797 43.31827571 AUD
Ordinary NPV CFD Long 4652 43.252973 AUD
Ordinary NPV CFD Long 7233 43.239405 AUD
Ordinary NPV CFD Long 21065 43.24410112 AUD
Ordinary NPV CFD Long 10945 43.187889 AUD
Ordinary NPV CFD Long 1638 43.686136 AUD
Ordinary NPV CFD Long 126677 43.27323003 AUD
Ordinary NPV CFD Long 12567 43.28000597 AUD
Ordinary NPV CFD Long 22486 43.258137 AUD
Ordinary NPV CFD Long 249728 43.283838 AUD
Ordinary NPV CFD Long 91428 43.151814 AUD
Ordinary NPV CFD Long 17358 43.210296 AUD
Ordinary NPV CFD Long 632435 43.272866 AUD
Ordinary NPV CFD Long 2040 43.270172 AUD
Ordinary NPV CFD Long 99244 43.235827 AUD
Ordinary NPV CFD Long 17 43.5 AUD
Ordinary NPV CFD Long 83061 43.179571 AUD
Ordinary NPV CFD Long 77 43.153701 AUD
Ordinary NPV CFD Long 263286 43.270734 AUD
Ordinary NPV CFD Long 17748 43.296357 AUD
Ordinary NPV CFD Long 9126 43.192785 AUD
Ordinary NPV CFD Long 645 22.3712558139535 GBP
Ordinary NPV CFD Long 116698 22.85277315 GBP
Ordinary NPV CFD Long 18371 22.41407 GBP
Ordinary NPV CFD Long 193 22.7169906 GBP
Ordinary NPV CFD Long 36864 43.191737 AUD
Ordinary NPV CFD Long 21 528.0753 ZAR
Ordinary NPV CFD Long 79912 43.2203804780481 AUD
Ordinary NPV CFD Long 288 22.607882 GBP
Ordinary NPV CFD Long 8521 43.233033 AUD
Ordinary NPV CFD Long 2432 43.175514 AUD
Ordinary NPV CFD Long 203122 43.295877 AUD
Ordinary NPV CFD Long 40778 43.22698 AUD
Ordinary NPV CFD Long 236 43.335847 AUD
Ordinary NPV CFD Long 24112 43.517051 AUD
Ordinary NPV CFD Long 3511 43.3163531254628 AUD
Ordinary NPV CFD Long 86701 43.1992087001626 AUD
Ordinary NPV CFD Long 17685 43.175882 AUD
Ordinary NPV CFD Long 9779 43.1982078635341 AUD
Ordinary NPV CFD Long 6800 43.215031 AUD
Ordinary NPV CFD Long 921 43.6649945711183 AUD
Ordinary NPV CFD Long 634 43.3307682411672 AUD
Ordinary NPV CFD Long 585 43.1950085470085 AUD
Ordinary NPV CFD Long 55 43.2250909090909 AUD
Ordinary NPV CFD Long 129078 43.23265173 AUD
Ordinary NPV CFD Short 2432 43.175514 AUD
Ordinary NPV CFD Short 454 43.144606 AUD
Ordinary NPV CFD Short 2783 43.596511 AUD
Ordinary NPV CFD Short 1568 43.644617 AUD
Ordinary NPV CFD Short 40000 43.3738 AUD
Ordinary NPV CFD Short 70072 43.42546838 AUD
Ordinary NPV CFD Short 12751 43.425468 AUD
Ordinary NPV CFD Short 129078 43.23265173 AUD
Ordinary NPV CFD Short 936 43.291122 AUD
Ordinary NPV CFD Short 23487 43.232652 AUD
Ordinary NPV CFD Short 10 43.197 AUD
Ordinary NPV CFD Short 5095 43.246921 AUD
Ordinary NPV CFD Short 471 43.252187 AUD
Ordinary NPV CFD Short 236 43.335847 AUD
Ordinary NPV CFD Short 79912 43.22038048 AUD
Ordinary NPV CFD Short 203122 43.295877 AUD
Ordinary NPV CFD Short 40778 43.22698 AUD
Ordinary NPV CFD Short 8521 43.233033 AUD
Ordinary NPV CFD Short 528532 43.286676 AUD
Ordinary NPV CFD Short 3511 43.316354 AUD
Ordinary NPV CFD Short 17685 43.175882 AUD
Ordinary NPV CFD Short 241302 43.393882 AUD
Ordinary NPV CFD Short 13781 43.444532 AUD
Ordinary NPV CFD Short 410 43.176732 AUD
Ordinary NPV CFD Short 9779 43.198208 AUD
Ordinary NPV CFD Short 24112 43.517051 AUD
Ordinary NPV CFD Short 86701 43.199209 AUD
Ordinary NPV CFD Short 36864 43.191737 AUD
Ordinary NPV CFD Short 1021 43.603379 AUD
Ordinary NPV CFD Short 6800 43.215031 AUD
Ordinary NPV CFD Short 383414 43.146387 AUD
Ordinary NPV CFD Short 11451 43.330104 AUD
Ordinary NPV CFD Short 649989 43.15 AUD
Ordinary NPV CFD Short 1382 43.264233 AUD
Ordinary NPV CFD Short 235 22.7222553191489 GBP
Ordinary NPV CFD Short 134 22.7622388059701 GBP
Ordinary NPV CFD Short 69717 22.4539 GBP
Ordinary NPV CFD Short 62805 22.65545355 GBP
Ordinary NPV CFD Short 10003 22.47669899 GBP
Ordinary NPV CFD Short 2090 22.57123923 GBP
Ordinary NPV CFD Short 1273 22.677581 GBP
Ordinary NPV CFD Short 405 22.680049 GBP
Ordinary NPV CFD Short 305 22.39050113 GBP
Ordinary NPV CFD Short 6092 22.5003 GBP
Ordinary NPV CFD Short 12891 22.58290009 GBP
Ordinary NPV CFD Short 3483 22.51625112 GBP
Ordinary NPV CFD Short 4 22.42 GBP
Ordinary NPV CFD Short 42966 22.5020593060934 GBP
Ordinary NPV CFD Short 14302 22.547103 GBP
Ordinary NPV CFD Short 2107 22.75142383 GBP
Ordinary NPV CFD Short 30919 533.32732074 ZAR
Ordinary NPV CFD Short 12567 43.2800059694032 AUD
Ordinary NPV CFD Short 4549 530.887967 ZAR
Ordinary NPV CFD Short 35850 22.40766154 GBP
Ordinary NPV CFD Short 4841 530.88587 ZAR
Ordinary NPV CFD Short 22486 43.258137 AUD
Ordinary NPV CFD Short 249728 43.283838 AUD
Ordinary NPV CFD Short 134701 43.275257 AUD
Ordinary NPV CFD Short 2917 530.878938 ZAR
Ordinary NPV CFD Short 5431 22.5009 GBP
Ordinary NPV CFD Short 83061 43.179571 AUD
Ordinary NPV CFD Short 2040 43.2701724156863 AUD
Ordinary NPV CFD Short 263286 43.2707336592117 AUD
Ordinary NPV CFD Short 37184 22.5 GBP
Ordinary NPV CFD Short 3152 22.79569797 GBP
Ordinary NPV CFD Short 150000 22.46633053 GBP
Ordinary NPV CFD Short 91428 43.151814 AUD
Ordinary NPV CFD Short 77 43.1536471064935 AUD
Ordinary NPV CFD Short 77 43.2250649350649 AUD
Ordinary NPV CFD Short 17876 22.79569758 GBP
Ordinary NPV CFD Short 1316 43.2125715638906 AUD
Ordinary NPV CFD Short 8875 43.1949994366197 AUD
Ordinary NPV CFD Short 9 43.2188889 AUD
Ordinary NPV CFD Short 126677 43.27323003 AUD
Ordinary NPV CFD Short 99244 43.235827 AUD
Ordinary NPV CFD Short 8972 22.79569773 GBP
Ordinary NPV CFD Short 8614 43.2274784514604 AUD
Ordinary NPV CFD Short 27049 43.6 AUD
Ordinary NPV CFD Short 16554 43.665 AUD
Ordinary NPV CFD Short 10918 43.195 AUD
Ordinary NPV CFD Short 110 43.225 AUD
Ordinary NPV CFD Short 3240 43.255 AUD
Ordinary NPV CFD Short 23098 43.27323 AUD
Ordinary NPV CFD Short 10945 43.187889 AUD
Ordinary NPV CFD Short 15612 43.221924 AUD
Ordinary NPV CFD Short 3095 43.2160198873667 AUD
Ordinary NPV CFD Short 632435 43.272866 AUD
Ordinary NPV CFD Short 17 43.5 AUD
Ordinary NPV CFD Short 1638 43.686136 AUD
Ordinary NPV CFD Short 4669 43.16232 AUD
Ordinary NPV CFD Short 164 43.451131 AUD
Ordinary NPV CFD Short 558 43.220317 AUD
Ordinary NPV CFD Short 7233 43.239405 AUD
Ordinary NPV CFD Short 4652 43.252973 AUD
Ordinary NPV CFD Short 5334 43.2554761904762 AUD
Ordinary NPV CFD Short 3377 43.2621527983417 AUD
Ordinary NPV CFD Short 762 22.7048818897638 GBP
Ordinary NPV CFD Short 17800 43.220781 AUD
Ordinary NPV CFD Short 8623 43.1949994201554 AUD
Ordinary NPV CFD Short 813 43.2250061500615 AUD
Ordinary NPV CFD Short 63585 43.2274690491185 AUD
Ordinary NPV CFD Short 9126 43.192785 AUD
Ordinary NPV CFD Short 7466 43.257962 AUD
Ordinary NPV CFD Short 17358 43.210296 AUD
Ordinary NPV CFD Short 231 525.805 ZAR
Ordinary NPV CFD Short 43267 534.3910768 ZAR
Ordinary NPV CFD Short 21065 43.24410112 AUD
Ordinary NPV CFD Short 6797 43.31827571 AUD
Ordinary NPV CFD Short 6382 22.663447 GBP
Ordinary NPV CFD Short 13700 43.2767 AUD
Ordinary NPV CFD Short 1500 22.73 GBP
Ordinary NPV CFD Short 25 22.76 GBP
Ordinary NPV CFD Short 3531 43.2160004810875 AUD
Ordinary NPV CFD Short 11125 43.1950004494382 AUD
Ordinary NPV CFD Short 60925 536.14046697 ZAR
Ordinary NPV CFD Short 21 528.0753 ZAR
Ordinary NPV CFD Short 17748 43.296357 AUD
Ordinary NPV CFD Short 6381 43.2265176885535 AUD
Ordinary NPV CFD Short 1655 43.195003021148 AUD
Ordinary NPV CFD Short 795 43.1950062893082 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 29 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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