REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
02/05/2024 17:15
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RNS Number : 0754N UBS AG (EPT) 02 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 2101839 22.21033 GBP 22.05000 GBP
Ordinary NPV Sell 2154265 22.14967 GBP 22.04540 GBP
ADR Buy 42482 55.23028 54.52616
USD USD
ADR Sell 50454 55.23028 55.00000
USD USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 4421 42.6500002498304 AUD
Ordinary NPV CFD Long 422 42.4865227219905 AUD
Ordinary NPV CFD Long 694 42.508076 AUD
Ordinary NPV CFD Long 3608 42.3325955803104 AUD
Ordinary NPV CFD Long 1256 42.6500001687898 AUD
Ordinary NPV CFD Long 120 42.48653694 AUD
Ordinary NPV CFD Long 323726 42.516488 AUD
Ordinary NPV CFD Long 107171 42.53766 AUD
Ordinary NPV CFD Long 19742 22.080443 GBP
Ordinary NPV CFD Long 4396 22.05178901 GBP
Ordinary NPV CFD Long 57 22.0454 GBP
Ordinary NPV CFD Long 2500 22.087589999888 GBP
Ordinary NPV CFD Long 37722 22.07 GBP
Ordinary NPV CFD Long 2338 22.0820090962361 GBP
Ordinary NPV CFD Long 1065 22.149671 GBP
Ordinary NPV CFD Long 417 22.08966427 GBP
Ordinary NPV CFD Long 107 42.73 AUD
Ordinary NPV CFD Long 12 42.61 AUD
Ordinary NPV CFD Long 1818 42.623465 AUD
Ordinary NPV CFD Long 2500 42.27 AUD
Ordinary NPV CFD Long 26556 42.545802 AUD
Ordinary NPV CFD Long 67660 42.4845 AUD
Ordinary NPV CFD Long 602 42.490316 AUD
Ordinary NPV CFD Long 23175 42.65 AUD
Ordinary NPV CFD Long 172 42.60976744 AUD
Ordinary NPV CFD Long 17235 42.563135 AUD
Ordinary NPV CFD Long 42636 42.6448195356694 AUD
Ordinary NPV CFD Long 13988 42.531534 AUD
Ordinary NPV CFD Long 529664 42.455636 AUD
Ordinary NPV CFD Long 5691 42.566894 AUD
Ordinary NPV CFD Long 93366 42.443406 AUD
Ordinary NPV CFD Long 120889 42.354943 AUD
Ordinary NPV CFD Long 35053 42.558718 AUD
Ordinary NPV CFD Long 44087 42.317517 AUD
Ordinary NPV CFD Long 73634 42.487076 AUD
Ordinary NPV CFD Long 3276 42.628225 AUD
Ordinary NPV CFD Long 2915 42.383345 AUD
Ordinary NPV CFD Long 12 42.68 AUD
Ordinary NPV CFD Long 94530 42.32 AUD
Ordinary NPV CFD Long 186319 42.353554 AUD
Ordinary NPV CFD Long 15965 42.509492 AUD
Ordinary NPV CFD Long 17855 42.333162 AUD
Ordinary NPV CFD Long 8034 42.512603 AUD
Ordinary NPV CFD Long 6019 42.500717 AUD
Ordinary NPV CFD Long 7388 42.602968 AUD
Ordinary NPV CFD Long 18274 42.593659 AUD
Ordinary NPV CFD Long 2381 42.319399 AUD
Ordinary NPV CFD Long 29742 43.03 AUD
Ordinary NPV CFD Long 128 22.14 GBP
Ordinary NPV CFD Long 6215 22.076708 GBP
Ordinary NPV CFD Long 3803 22.104614777807 GBP
Ordinary NPV CFD Long 3868 22.1046147880041 GBP
Ordinary NPV CFD Long 3943 22.21 GBP
Ordinary NPV CFD Long 12706 42.3326138870077 AUD
Ordinary NPV CFD Short 3276 42.628225 AUD
Ordinary NPV CFD Short 36000 21.983274 GBP
Ordinary NPV CFD Short 529664 42.455636 AUD
Ordinary NPV CFD Short 6019 42.500717 AUD
Ordinary NPV CFD Short 35053 42.558718 AUD
Ordinary NPV CFD Short 9226 42.5707879904617 AUD
Ordinary NPV CFD Short 9048 42.6169805481874 AUD
Ordinary NPV CFD Short 58530 42.32 AUD
Ordinary NPV CFD Short 73634 42.487076 AUD
Ordinary NPV CFD Short 7388 42.602968 AUD
Ordinary NPV CFD Short 5534 22.09513733 GBP
Ordinary NPV CFD Short 3441 22.115333 GBP
Ordinary NPV CFD Short 1868 22.10991167 GBP
Ordinary NPV CFD Short 3171 22.1043939 GBP
Ordinary NPV CFD Short 1482 22.21033063 GBP
Ordinary NPV CFD Short 12 42.68 AUD
Ordinary NPV CFD Short 5691 42.566894 AUD
Ordinary NPV CFD Short 2915 42.383345 AUD
Ordinary NPV CFD Short 93366 42.443406 AUD
Ordinary NPV CFD Short 186319 42.353554 AUD
Ordinary NPV CFD Short 13988 42.531534 AUD
Ordinary NPV CFD Short 29742 43.03 AUD
Ordinary NPV CFD Short 44087 42.317517 AUD
Ordinary NPV CFD Short 17855 42.3331617735928 AUD
Ordinary NPV CFD Short 15965 42.509492225963 AUD
Ordinary NPV CFD Short 17235 42.563135 AUD
Ordinary NPV CFD Short 323726 42.516488 AUD
Ordinary NPV CFD Short 26556 42.545802 AUD
Ordinary NPV CFD Short 67660 42.4845 AUD
Ordinary NPV CFD Short 2381 42.319399 AUD
Ordinary NPV CFD Short 1818 42.623465 AUD
Ordinary NPV CFD Short 172 42.60976744 AUD
Ordinary NPV CFD Short 107171 42.53766 AUD
Ordinary NPV CFD Short 2500 42.27 AUD
Ordinary NPV CFD Short 602 42.490316 AUD
Ordinary NPV CFD Short 694 42.508084 AUD
Ordinary NPV CFD Short 107 42.73 AUD
Ordinary NPV CFD Short 23175 42.65 AUD
Ordinary NPV CFD Short 42636 42.64482 AUD
Ordinary NPV CFD Short 12 42.61 AUD
Ordinary NPV CFD Short 22533 42.416276 AUD
Ordinary NPV CFD Short 120889 42.354943 AUD
Ordinary NPV CFD Short 2632 22.090441 GBP
Ordinary NPV CFD Short 8034 42.512603 AUD
ADR CFD Short 1065 54.5262 USD
ADR CFD Short 1786 55.0000 USD
ADR CFD Short 3455 55.0812 USD
ADR CFD Short 338 55.0832 USD
ADR CFD Short 2798 55.1045 USD
ADR CFD Short 234 55.1139 USD
ADR CFD Short 266 55.1196 USD
ADR CFD Short 1215 55.1358 USD
ADR CFD Short 4291 55.1831 USD
ADR CFD Short 32 55.2150 USD
ADR CFD Short 956 55.2303 USD
ADR CFD Short 4805 55.0000 USD
ADR CFD Long -3455 55.0812 USD
ADR CFD Long -338 55.0832 USD
ADR CFD Long -2798 55.1045 USD
ADR CFD Long -234 55.1139 USD
ADR CFD Long -266 55.1196 USD
ADR CFD Long -1215 55.1314 USD
ADR CFD Long -5772 55.1358 USD
ADR CFD Long -4291 55.1596 USD
ADR CFD Long -1065 55.1831 USD
ADR CFD Long -32 55.2150 USD
ADR CFD Long -956 55.2303 USD
ADR CFD Long -4805 55.2303 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 02 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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