REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
03/05/2024 16:15
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RNS Number : 2501N UBS AG (EPT) 03 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 4058434 22.33000 GBP 22.05500 GBP
Ordinary NPV Sell 4031371 22.34000 GBP 22.15300 GBP
ADR Buy 27659 5.583795 USD 5.555800 USD
ADR Sell 28477 5.583795 USD 5.555800 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 72685 42.400098 AUD
Ordinary NPV CFD Long 48467 42.39993 AUD
Ordinary NPV CFD Long 50 42.4 AUD
Ordinary NPV CFD Long 204106 42.394822 AUD
Ordinary NPV CFD Long 69577 42.386773 AUD
Ordinary NPV CFD Long 3200 22.205573 GBP
Ordinary NPV CFD Long 19776 42.3199036014563 AUD
Ordinary NPV CFD Long 26 42.4154529384615 AUD
Ordinary NPV CFD Long 90126 42.38 AUD
Ordinary NPV CFD Long 6373 42.451943 AUD
Ordinary NPV CFD Long 182 42.3971301934066 AUD
Ordinary NPV CFD Long 408 42.3829083529412 AUD
Ordinary NPV CFD Long 49237 42.382328 AUD
Ordinary NPV CFD Long 31598 42.373747 AUD
Ordinary NPV CFD Long 1033 42.397648 AUD
Ordinary NPV CFD Long 464 42.384443 AUD
Ordinary NPV CFD Long 13 42.39 AUD
Ordinary NPV CFD Long 1064 42.410996 AUD
Ordinary NPV CFD Long 2296 42.400841 AUD
Ordinary NPV CFD Long 3257 42.425061 AUD
Ordinary NPV CFD Long 2213 42.406557 AUD
Ordinary NPV CFD Long 5160 42.441579 AUD
Ordinary NPV CFD Long 15048 42.444083 AUD
Ordinary NPV CFD Long 4889 42.40143 AUD
Ordinary NPV CFD Long 3894 42.456749 AUD
Ordinary NPV CFD Long 4524 42.390864 AUD
Ordinary NPV CFD Long 59 42.412203 AUD
Ordinary NPV CFD Long 45 42.42166667 AUD
Ordinary NPV CFD Long 8825 42.389361 AUD
Ordinary NPV CFD Long 19957 42.390504 AUD
Ordinary NPV CFD Long 47347 42.433261 AUD
Ordinary NPV CFD Long 115666 42.405339 AUD
Ordinary NPV CFD Long 17744 42.354087 AUD
Ordinary NPV CFD Long 144 22.329653 GBP
Ordinary NPV CFD Long 23579 22.19971959 GBP
Ordinary NPV CFD Long 18000 42.401031 AUD
Ordinary NPV CFD Long 78 42.34 AUD
Ordinary NPV CFD Long 37822 516.26698324 ZAR
Ordinary NPV CFD Long 31250 22.26838 GBP
Ordinary NPV CFD Long 1554 22.1530000738867 GBP
Ordinary NPV CFD Long 3 22.255 GBP
Ordinary NPV CFD Long 1680000 42.31 AUD
Ordinary NPV CFD Long 384 518.5352 ZAR
Ordinary NPV CFD Long 13893 517.5512 ZAR
Ordinary NPV CFD Long 43259 518.05544072 ZAR
Ordinary NPV CFD Long 63854 516.38914759 ZAR
Ordinary NPV CFD Long 15922 42.32527949 AUD
Ordinary NPV CFD Long 883 42.4484144960362 AUD
Ordinary NPV CFD Long 374295 42.396308 AUD
Ordinary NPV CFD Long 6111 42.364055 AUD
Ordinary NPV CFD Long 96337 42.408743 AUD
Ordinary NPV CFD Long 1739 42.38211 AUD
Ordinary NPV CFD Long 709 42.3827503526093 AUD
Ordinary NPV CFD Long 350 42.3940857142857 AUD
Ordinary NPV CFD Long 2904 22.30397383 GBP
Ordinary NPV CFD Long 750 22.32 GBP
Ordinary NPV CFD Long 124 42.41866935 AUD
Ordinary NPV CFD Long 6372 22.2817639655869 GBP
Ordinary NPV CFD Long 47774 22.280911583548 GBP
Ordinary NPV CFD Long 106 42.493302 AUD
Ordinary NPV CFD Short 1680000 42.31 AUD
Ordinary NPV CFD Short 397 22.22995 GBP
Ordinary NPV CFD Short 17744 42.354087 AUD
Ordinary NPV CFD Short 5154 517.549443 ZAR
Ordinary NPV CFD Short 5454 517.549737 ZAR
Ordinary NPV CFD Short 19957 42.390504 AUD
Ordinary NPV CFD Short 13980 42.3799998420601 AUD
Ordinary NPV CFD Short 3894 42.4567479198254 AUD
Ordinary NPV CFD Short 49237 42.382328 AUD
Ordinary NPV CFD Short 69577 42.386773 AUD
Ordinary NPV CFD Short 45 42.42166667 AUD
Ordinary NPV CFD Short 76146 42.38 AUD
Ordinary NPV CFD Short 6373 42.451943 AUD
Ordinary NPV CFD Short 408 42.382917 AUD
Ordinary NPV CFD Short 26 42.415385 AUD
Ordinary NPV CFD Short 883 42.448414 AUD
Ordinary NPV CFD Short 182 42.397115 AUD
Ordinary NPV CFD Short 19776 42.319903 AUD
Ordinary NPV CFD Short 124 42.41866935 AUD
Ordinary NPV CFD Short 18000 42.401031 AUD
Ordinary NPV CFD Short 1059 42.386498 AUD
Ordinary NPV CFD Short 1739 42.38211 AUD
Ordinary NPV CFD Short 106 42.493302 AUD
Ordinary NPV CFD Short 15922 42.32527949 AUD
Ordinary NPV CFD Short 374295 42.396308 AUD
Ordinary NPV CFD Short 96337 42.408743 AUD
Ordinary NPV CFD Short 78 42.34 AUD
Ordinary NPV CFD Short 6111 42.364055 AUD
Ordinary NPV CFD Short 72685 42.400098 AUD
Ordinary NPV CFD Short 48467 42.39993 AUD
Ordinary NPV CFD Short 50 42.4 AUD
Ordinary NPV CFD Short 1033 27.697111 USD
Ordinary NPV CFD Short 47347 42.433261 AUD
Ordinary NPV CFD Short 63854 516.38914759 ZAR
Ordinary NPV CFD Short 19153 22.214303 GBP
Ordinary NPV CFD Short 16 22.27936062375 GBP
Ordinary NPV CFD Short 37822 516.26698324 ZAR
Ordinary NPV CFD Short 1064 42.410996 AUD
Ordinary NPV CFD Short 31598 42.373747 AUD
Ordinary NPV CFD Short 3257 42.425061 AUD
Ordinary NPV CFD Short 2296 42.400841 AUD
Ordinary NPV CFD Short 204106 42.394822 AUD
Ordinary NPV CFD Short 4524 42.390864 AUD
Ordinary NPV CFD Short 464 42.384443 AUD
Ordinary NPV CFD Short 8825 42.389361 AUD
Ordinary NPV CFD Short 5160 42.441579 AUD
Ordinary NPV CFD Short 2213 42.406557 AUD
Ordinary NPV CFD Short 8781 42.4409828037809 AUD
Ordinary NPV CFD Short 6267 42.4484266794319 AUD
Ordinary NPV CFD Short 2500 22.121076 GBP
Ordinary NPV CFD Short 1814 22.187426 GBP
Ordinary NPV CFD Short 1078 22.12422078 GBP
Ordinary NPV CFD Short 32920 22.277833 GBP
Ordinary NPV CFD Short 384 518.5352 ZAR
Ordinary NPV CFD Short 43259 518.05544072 ZAR
Ordinary NPV CFD Short 13 42.39 AUD
Ordinary NPV CFD Short 4889 27.740287 USD
Ordinary NPV CFD Short 115666 42.405339 AUD
Ordinary NPV CFD Short 3285 517.556453 ZAR
Ordinary NPV CFD Short 59 42.412203 AUD
ADR CFD Long 999 55.83456 USD
ADR CFD Short 5943 55.8295 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 03 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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