REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited

BHPAnnouncement

16/05/2024 11:30

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RNS Number : 7389O  UBS AG (EPT)  16 May 2024

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              BHP Group Limited
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is                    BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                                15 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 Ordinary NPV                Buy               3152803                     23.80964                              22.71530        GBP

                                                                           GBP
 Ordinary NPV                Sell              3070296                     23.82652                              22.71530        GBP

                                                                           GBP
 ADR                         Buy               6854                        59.47000                              57.60462

                                                                           USD                                   USD
 ADR                         Sell              10026                       59.47000                              58.92203

                                                                           USD                                   USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 Ordinary NPV                CFD                  Long                                                                           4245                            44.2251216463604        AUD

 Ordinary NPV                CFD                  Long                                                                           171                             44.2271655152047        AUD

 Ordinary NPV                CFD                  Long                                                                           3515                            44.233383        AUD

 Ordinary NPV                CFD                  Long                                                                           300                             44.260574        AUD

 Ordinary NPV                CFD                  Long                                                                           8125                            44.231284        AUD

 Ordinary NPV                CFD                  Long                                                                           5360                            44.232772        AUD

 Ordinary NPV                CFD                  Long                                                                           178                             44.223346        AUD

 Ordinary NPV                CFD                  Long                                                                           75000                           43.15        AUD

 Ordinary NPV                CFD                  Long                                                                           65888                           44.1159979992326        AUD

 Ordinary NPV                CFD                  Long                                                                           19405                           44.2247628639191        AUD

 Ordinary NPV                CFD                  Long                                                                           128                             44.22704111        AUD

 Ordinary NPV                CFD                  Long                                                                           6687                            44.232223        AUD

 Ordinary NPV                CFD                  Long                                                                           134                             44.223643        AUD

 Ordinary NPV                CFD                  Long                                                                           14514                           44.231776        AUD

 Ordinary NPV                CFD                  Long                                                                           7829                            44.234777        AUD

 Ordinary NPV                CFD                  Long                                                                           64292                           545.76622908        ZAR

 Ordinary NPV                CFD                  Long                                                                           1000                            23.6        GBP

 Ordinary NPV                CFD                  Long                                                                           282                             23.305        GBP

 Ordinary NPV                CFD                  Long                                                                           129                             23.3        GBP

 Ordinary NPV                CFD                  Long                                                                           31729                           23.530106        GBP

 Ordinary NPV                CFD                  Long                                                                           264                             44.2312788706061        AUD

 Ordinary NPV                CFD                  Long                                                                           19                              44.2494154447368        AUD

 Ordinary NPV                CFD                  Long                                                                           467                             44.227615        AUD

 Ordinary NPV                CFD                  Long                                                                           1114                            44.232183        AUD

 Ordinary NPV                CFD                  Long                                                                           40                              44.238192        AUD

 Ordinary NPV                CFD                  Long                                                                           1823                            44.235238        AUD

 Ordinary NPV                CFD                  Long                                                                           90946                           44.09        AUD

 Ordinary NPV                CFD                  Long                                                                           39097                           44.218155        AUD

 Ordinary NPV                CFD                  Long                                                                           16306                           23.26        GBP

 Ordinary NPV                CFD                  Long                                                                           22008                           23.44480075        GBP

 Ordinary NPV                CFD                  Long                                                                           1895                            23.3564168832137        GBP

 Ordinary NPV                CFD                  Long                                                                           852                             23.69964789        GBP

 Ordinary NPV                CFD                  Long                                                                           10000                           44.107532        AUD

 Ordinary NPV                CFD                  Long                                                                           26                              543.9794        ZAR

 Ordinary NPV                CFD                  Long                                                                           28681                           543.83254106        ZAR

 Ordinary NPV                CFD                  Long                                                                           43587                           44.223928        AUD

 Ordinary NPV                CFD                  Long                                                                           60924                           44.259702        AUD

 Ordinary NPV                CFD                  Long                                                                           33                              44.131818        AUD

 Ordinary NPV                CFD                  Long                                                                           27407                           44.29503        AUD

 Ordinary NPV                CFD                  Long                                                                           117                             44.13735        AUD

 Ordinary NPV                CFD                  Long                                                                           11400                           23.507557        GBP

 Ordinary NPV                CFD                  Long                                                                           54669                           44.185642        AUD

 Ordinary NPV                CFD                  Long                                                                           38586                           44.2035615280257        AUD

 Ordinary NPV                CFD                  Long                                                                           5116                            44.0900009469898        AUD

 Ordinary NPV                CFD                  Long                                                                           2557                            44.164505        AUD

 Ordinary NPV                CFD                  Long                                                                           1918                            44.115584458488        AUD

 Ordinary NPV                CFD                  Long                                                                           555                             44.2248183590991        AUD

 Ordinary NPV                CFD                  Long                                                                           6                               44.2308551933333        AUD

 Ordinary NPV                CFD                  Long                                                                           222                             44.234773        AUD

 Ordinary NPV                CFD                  Long                                                                           8                               44.235456        AUD

 Ordinary NPV                CFD                  Long                                                                           200                             44.232391        AUD

 Ordinary NPV                CFD                  Long                                                                           413                             44.231702        AUD

 Ordinary NPV                CFD                  Long                                                                           285                             44.2312605292982        AUD

 Ordinary NPV                CFD                  Long                                                                           21                              44.2495908833333        AUD

 Ordinary NPV                CFD                  Long                                                                           501                             44.227608        AUD

 Ordinary NPV                CFD                  Long                                                                           1199                            44.232177        AUD

 Ordinary NPV                CFD                  Long                                                                           47744                           545.35815726        ZAR

 Ordinary NPV                CFD                  Long                                                                           976                             44.2249625122951        AUD

 Ordinary NPV                CFD                  Long                                                                           778                             44.2047693563753        AUD

 Ordinary NPV                CFD                  Long                                                                           29                              44.2339840682759        AUD

 Ordinary NPV                CFD                  Long                                                                           538                             44.233371        AUD

 Ordinary NPV                CFD                  Long                                                                           1192                            44.23163        AUD

 Ordinary NPV                CFD                  Long                                                                           812                             44.233538        AUD

 Ordinary NPV                CFD                  Long                                                                           32                              44.23141        AUD

 Ordinary NPV                CFD                  Long                                                                           3956                            44.1163248387664        AUD

 Ordinary NPV                CFD                  Long                                                                           1229                            44.2247682146705        AUD

 Ordinary NPV                CFD                  Long                                                                           9                               44.2310611733333        AUD

 Ordinary NPV                CFD                  Long                                                                           888                             44.231791        AUD

 Ordinary NPV                CFD                  Long                                                                           7                               44.211693        AUD

 Ordinary NPV                CFD                  Long                                                                           481                             44.234879        AUD

 Ordinary NPV                CFD                  Long                                                                           1165                            44.232238        AUD

 Ordinary NPV                CFD                  Long                                                                           2870                            44.241638        AUD

 Ordinary NPV                CFD                  Long                                                                           5263                            44.2217056728558        AUD

 Ordinary NPV                CFD                  Long                                                                           3989                            44.083387        AUD

 Ordinary NPV                CFD                  Long                                                                           13250                           44.1646457907547        AUD

 Ordinary NPV                CFD                  Long                                                                           128                             44.25650405        AUD

 Ordinary NPV                CFD                  Long                                                                           6260                            44.24006        AUD

 Ordinary NPV                CFD                  Long                                                                           4                               44.251814        AUD

 Ordinary NPV                CFD                  Long                                                                           12146                           44.239328        AUD

 Ordinary NPV                CFD                  Long                                                                           7796                            44.238188        AUD

 Ordinary NPV                CFD                  Long                                                                           138                             44.250085        AUD

 Ordinary NPV                CFD                  Long                                                                           7421                            44.1159874125428        AUD

 Ordinary NPV                CFD                  Long                                                                           2185                            44.2247400915103        AUD

 Ordinary NPV                CFD                  Long                                                                           14                              44.2294390628571        AUD

 Ordinary NPV                CFD                  Long                                                                           1629                            44.23173        AUD

 Ordinary NPV                CFD                  Long                                                                           885                             44.234815        AUD

 Ordinary NPV                CFD                  Long                                                                           13                              44.221297        AUD

 Ordinary NPV                CFD                  Long                                                                           3780                            44.1647560625926        AUD

 Ordinary NPV                CFD                  Long                                                                           36                              44.2563466055556        AUD

 Ordinary NPV                CFD                  Long                                                                           1782                            44.240067        AUD

 Ordinary NPV                CFD                  Long                                                                           3470                            44.239327        AUD

 Ordinary NPV                CFD                  Long                                                                           39                              44.250216        AUD

 Ordinary NPV                CFD                  Long                                                                           2225                            44.238182        AUD

 Ordinary NPV                CFD                  Long                                                                           724                             44.2216684026519        AUD

 Ordinary NPV                CFD                  Long                                                                           586                             44.2251699772014        AUD

 Ordinary NPV                CFD                  Long                                                                           25                              44.22742009        AUD

 Ordinary NPV                CFD                  Long                                                                           486                             44.233336        AUD

 Ordinary NPV                CFD                  Long                                                                           1122                            44.231331        AUD

 Ordinary NPV                CFD                  Long                                                                           25                              44.220622        AUD

 Ordinary NPV                CFD                  Long                                                                           736                             44.232799        AUD

 Ordinary NPV                CFD                  Long                                                                           1848                            44.204129        AUD

 Ordinary NPV                CFD                  Long                                                                           3042                            44.209241        AUD

 Ordinary NPV                CFD                  Long                                                                           261818                          44.239517        AUD

 Ordinary NPV                CFD                  Long                                                                           3477                            44.1931        AUD

 Ordinary NPV                CFD                  Long                                                                           20000                           44.6528        AUD

 Ordinary NPV                CFD                  Long                                                                           51853                           44.151653        AUD

 Ordinary NPV                CFD                  Long                                                                           2861                            44.229563        AUD

 Ordinary NPV                CFD                  Long                                                                           840                             44.127833        AUD

 Ordinary NPV                CFD                  Long                                                                           14357                           44.172545        AUD

 Ordinary NPV                CFD                  Long                                                                           2906                            44.250746        AUD

 Ordinary NPV                CFD                  Long                                                                           100                             44.24        AUD

 Ordinary NPV                CFD                  Long                                                                           121                             44.193246        AUD

 Ordinary NPV                CFD                  Long                                                                           35000                           44.186285        AUD

 Ordinary NPV                CFD                  Long                                                                           26139                           44.090938        AUD

 Ordinary NPV                CFD                  Long                                                                           11803                           44.151197        AUD

 Ordinary NPV                CFD                  Long                                                                           16044                           44.238143        AUD

 Ordinary NPV                CFD                  Long                                                                           33728                           44.108485        AUD

 Ordinary NPV                CFD                  Long                                                                           319539                          44.217824        AUD

 Ordinary NPV                CFD                  Long                                                                           21143                           44.113792        AUD

 Ordinary NPV                CFD                  Long                                                                           201714                          44.215241        AUD

 Ordinary NPV                CFD                  Long                                                                           16929                           44.15        AUD

 Ordinary NPV                CFD                  Long                                                                           397                             44.183577        AUD

 Ordinary NPV                CFD                  Long                                                                           571                             44.22510508        AUD

 Ordinary NPV                CFD                  Long                                                                           1360                            44.245103        AUD

 Ordinary NPV                CFD                  Long                                                                           2108                            44.22695683        AUD

 Ordinary NPV                CFD                  Long                                                                           100688                          44.185184        AUD

 Ordinary NPV                CFD                  Long                                                                           500                             44.23004        AUD

 Ordinary NPV                CFD                  Long                                                                           110208                          44.237442        AUD

 Ordinary NPV                CFD                  Long                                                                           492                             23.1789034459146        GBP

 Ordinary NPV                CFD                  Long                                                                           7                               23.585        GBP

 Ordinary NPV                CFD                  Short                                                                          121                             44.193246        AUD

 Ordinary NPV                CFD                  Short                                                                          319539                          44.217824        AUD

 Ordinary NPV                CFD                  Short                                                                          35000                           44.186285        AUD

 Ordinary NPV                CFD                  Short                                                                          120462                          23.26        GBP

 Ordinary NPV                CFD                  Short                                                                          2108                            44.22695683        AUD

 Ordinary NPV                CFD                  Short                                                                          33728                           44.108485        AUD

 Ordinary NPV                CFD                  Short                                                                          28169                           44.235554        AUD

 Ordinary NPV                CFD                  Short                                                                          10000                           44.107532        AUD

 Ordinary NPV                CFD                  Short                                                                          1848                            44.204129        AUD

 Ordinary NPV                CFD                  Short                                                                          22219                           44.235106        AUD

 Ordinary NPV                CFD                  Short                                                                          45812                           44.234266        AUD

 Ordinary NPV                CFD                  Short                                                                          96062                           44.09        AUD

 Ordinary NPV                CFD                  Short                                                                          33                              44.131818        AUD

 Ordinary NPV                CFD                  Short                                                                          3989                            44.083387        AUD

 Ordinary NPV                CFD                  Short                                                                          2870                            44.241638        AUD

 Ordinary NPV                CFD                  Short                                                                          300                             44.260567        AUD

 Ordinary NPV                CFD                  Short                                                                          133294                          44.152317        AUD

 Ordinary NPV                CFD                  Short                                                                          54669                           44.185642        AUD

 Ordinary NPV                CFD                  Short                                                                          261818                          44.239517        AUD

 Ordinary NPV                CFD                  Short                                                                          43587                           44.223928        AUD

 Ordinary NPV                CFD                  Short                                                                          51853                           44.151653        AUD

 Ordinary NPV                CFD                  Short                                                                          117                             44.13735        AUD

 Ordinary NPV                CFD                  Short                                                                          39097                           44.218155        AUD

 Ordinary NPV                CFD                  Short                                                                          38586                           44.203562        AUD

 Ordinary NPV                CFD                  Short                                                                          2557                            44.164505        AUD

 Ordinary NPV                CFD                  Short                                                                          3477                            44.1931        AUD

 Ordinary NPV                CFD                  Short                                                                          3042                            44.209241        AUD

 Ordinary NPV                CFD                  Short                                                                          60924                           44.259702        AUD

 Ordinary NPV                CFD                  Short                                                                          27407                           44.29503        AUD

 Ordinary NPV                CFD                  Short                                                                          5250                            23.57928381        GBP

 Ordinary NPV                CFD                  Short                                                                          89                              23.56        GBP

 Ordinary NPV                CFD                  Short                                                                          436                             23.555        GBP

 Ordinary NPV                CFD                  Short                                                                          134                             23.54        GBP

 Ordinary NPV                CFD                  Short                                                                          40868                           23.458535        GBP

 Ordinary NPV                CFD                  Short                                                                          397                             44.183577        AUD

 Ordinary NPV                CFD                  Short                                                                          2208                            44.2592663043478        AUD

 Ordinary NPV                CFD                  Short                                                                          698                             44.2237965616046        AUD

 Ordinary NPV                CFD                  Short                                                                          2861                            44.229563        AUD

 Ordinary NPV                CFD                  Short                                                                          14357                           44.172545        AUD

 Ordinary NPV                CFD                  Short                                                                          840                             44.127833        AUD

 Ordinary NPV                CFD                  Short                                                                          201714                          44.215241        AUD

 Ordinary NPV                CFD                  Short                                                                          11803                           44.151197        AUD

 Ordinary NPV                CFD                  Short                                                                          75000                           22.715308        GBP

 Ordinary NPV                CFD                  Short                                                                          571                             44.22510508        AUD

 Ordinary NPV                CFD                  Short                                                                          100                             44.24        AUD

 Ordinary NPV                CFD                  Short                                                                          217                             23.472304        GBP

 Ordinary NPV                CFD                  Short                                                                          110208                          44.237442        AUD

 Ordinary NPV                CFD                  Short                                                                          1360                            44.245103        AUD

 Ordinary NPV                CFD                  Short                                                                          500                             44.23004        AUD

 Ordinary NPV                CFD                  Short                                                                          16044                           44.2381432311144        AUD

 Ordinary NPV                CFD                  Short                                                                          26139                           44.090938        AUD

 Ordinary NPV                CFD                  Short                                                                          21143                           44.1137925419288        AUD

 Ordinary NPV                CFD                  Short                                                                          16929                           44.1500001906787        AUD

 Ordinary NPV                CFD                  Short                                                                          10661                           23.5922859018854        GBP

 Ordinary NPV                CFD                  Short                                                                          2422                            23.5922873658134        GBP

 Ordinary NPV                CFD                  Short                                                                          26                              543.9794        ZAR

 Ordinary NPV                CFD                  Short                                                                          64292                           545.76622908        ZAR

 Ordinary NPV                CFD                  Short                                                                          28681                           543.83254106        ZAR

 Ordinary NPV                CFD                  Short                                                                          75000                           43.15        AUD

 Ordinary NPV                CFD                  Short                                                                          100688                          44.185184        AUD

 Ordinary NPV                CFD                  Short                                                                          47744                           545.35815726        ZAR

 Ordinary NPV                CFD                  Short                                                                          10                              23.65        GBP

 Ordinary NPV                CFD                  Short                                                                          10                              23.69        GBP

 Ordinary NPV                CFD                  Short                                                                          1000                            23.13        GBP

 Ordinary NPV                CFD                  Short                                                                          10                              23.25        GBP

 ADR                         CFD                  Short                                                                          13                              57.6046 USD

 ADR                         CFD                  Short                                                                          632                             58.9220 USD

 ADR                         CFD                  Short                                                                          8                               59.0263 USD

 ADR                         CFD                  Short                                                                          11                              59.0473 USD

 ADR                         CFD                  Short                                                                          1599                            59.0744 USD

 ADR                         CFD                  Short                                                                          3                               59.1033 USD

 ADR                         CFD                  Short                                                                          967                             59.1740 USD

 ADR                         CFD                  Short                                                                          98                              59.2700 USD

 ADR                         CFD                  Short                                                                          96                              59.4700 USD

 ADR                         CFD                  Long                                                                           -632                            58.9220 USD

 ADR                         CFD                  Long                                                                           -8                              59.0263 USD

 ADR                         CFD                  Long                                                                           -11                             59.0473 USD

 ADR                         CFD                  Long                                                                           -3198                           59.0744 USD

 ADR                         CFD                  Long                                                                           -3                              59.1033 USD

 ADR                         CFD                  Long                                                                           -967                            59.1740 USD

 ADR                         CFD                  Long                                                                           -98                             59.2700 USD

 ADR                         CFD                  Long                                                                           -96                             59.4700 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

 

 Date of disclosure:  16 May 2024
 Contact name:        Richard Howard
 Telephone number:    +44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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