REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
17/05/2024 11:45
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RNS Number : 9326O UBS AG (EPT) 17 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 2547373 23.66216 23.22593 GBP
GBP
Ordinary NPV Sell 2715755 23.65046 22.36567 GBP
GBP
ADR Buy 21782 60.09000 51.79390
USD USD
ADR Sell 15890 60.09000 51.79390
USD USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
ADR CFD Long 6 60.025 USD
ADR CFD Long 1008 60.037619 USD
Ordinary NPV CFD Long 176 44.46248 AUD
Ordinary NPV CFD Long 571 44.520486 AUD
Ordinary NPV CFD Long 1405 44.519143 AUD
Ordinary NPV CFD Long 1797 44.656784 AUD
Ordinary NPV CFD Long 80 44.449443 AUD
Ordinary NPV CFD Long 1257 44.505743 AUD
Ordinary NPV CFD Long 32931 544.66355319 ZAR
Ordinary NPV CFD Long 1000 23.4 GBP
Ordinary NPV CFD Long 20031 23.557477 GBP
Ordinary NPV CFD Long 23088 44.5177217602218 AUD
Ordinary NPV CFD Long 461 44.5770162542516 AUD
Ordinary NPV CFD Long 6 44.4634409033333 AUD
Ordinary NPV CFD Long 3 544.6467 ZAR
Ordinary NPV CFD Long 928 543.4034 ZAR
Ordinary NPV CFD Long 22635 543.61556086 ZAR
Ordinary NPV CFD Long 32061 544.25210349 ZAR
Ordinary NPV CFD Long 4258 29.8470839225955 USD
Ordinary NPV CFD Long 22000 23.52 GBP
Ordinary NPV CFD Long 11000 23.523973 GBP
Ordinary NPV CFD Long 940 44.5770096312766 AUD
Ordinary NPV CFD Long 12 44.46260757 AUD
Ordinary NPV CFD Long 55 44.5871818 AUD
Ordinary NPV CFD Long 2646 44.5631094938322 AUD
Ordinary NPV CFD Long 290 44.512673 AUD
Ordinary NPV CFD Long 325 44.485094 AUD
Ordinary NPV CFD Long 170 44.495955 AUD
Ordinary NPV CFD Long 1779 44.5770123401855 AUD
Ordinary NPV CFD Long 7 44.4629647128571 AUD
Ordinary NPV CFD Long 49012 44.51856688158 AUD
Ordinary NPV CFD Long 752 44.56310158 AUD
Ordinary NPV CFD Long 38889 23.517648 GBP
Ordinary NPV CFD Long 121062 23.47377726 GBP
Ordinary NPV CFD Long 3148 44.638174 AUD
Ordinary NPV CFD Long 8400 44.582319 AUD
Ordinary NPV CFD Long 4139 44.591752 AUD
Ordinary NPV CFD Long 14 44.488734 AUD
Ordinary NPV CFD Long 40308 44.573605 AUD
Ordinary NPV CFD Long 281358 44.577067 AUD
Ordinary NPV CFD Long 2217 44.5526 AUD
Ordinary NPV CFD Long 871 44.61195752 AUD
Ordinary NPV CFD Long 60288 44.558045 AUD
Ordinary NPV CFD Long 53887 44.542337 AUD
Ordinary NPV CFD Long 92363 44.590944 AUD
Ordinary NPV CFD Long 756 44.61234127 AUD
Ordinary NPV CFD Long 140770 44.545292 AUD
Ordinary NPV CFD Long 35683 44.556516 AUD
Ordinary NPV CFD Long 68354 44.54 AUD
Ordinary NPV CFD Long 130701 44.585501 AUD
Ordinary NPV CFD Long 13584 44.67816733 AUD
Ordinary NPV CFD Long 4502 44.568951 AUD
Ordinary NPV CFD Long 100 44.67 AUD
Ordinary NPV CFD Long 137 44.523504 AUD
Ordinary NPV CFD Long 83 44.512584 AUD
Ordinary NPV CFD Long 92 44.484877 AUD
Ordinary NPV CFD Long 48 44.495547 AUD
Ordinary NPV CFD Long 8567 44.564328 AUD
Ordinary NPV CFD Long 320619 44.593923 AUD
Ordinary NPV CFD Long 26876 44.585173 AUD
Ordinary NPV CFD Long 7727 44.5834489452569 AUD
Ordinary NPV CFD Long 5827 44.6237103140553 AUD
Ordinary NPV CFD Long 3561 44.692401 AUD
Ordinary NPV CFD Long 2579 44.576355 AUD
Ordinary NPV CFD Long 239295 44.59216 AUD
Ordinary NPV CFD Long 1250 44.574992 AUD
Ordinary NPV CFD Long 10961 23.544672932893 GBP
Ordinary NPV CFD Long 3520 23.5145482960142 GBP
Ordinary NPV CFD Long 8336 23.5445621396329 GBP
Ordinary NPV CFD Long 3623 23.55046094 GBP
Ordinary NPV CFD Long 42706 44.5640788178818 AUD
Ordinary NPV CFD Long 17 542.3049 ZAR
Ordinary NPV CFD Long 4 543.3919 ZAR
Ordinary NPV CFD Long 533 44.639437 AUD
Ordinary NPV CFD Long 343 44.525 AUD
Ordinary NPV CFD Long 111 23.570991 GBP
Ordinary NPV CFD Long 5763 44.592863 AUD
Ordinary NPV CFD Long 41555 44.618866 AUD
Ordinary NPV CFD Long 90391 44.568457 AUD
Ordinary NPV CFD Long 49 44.593571 AUD
Ordinary NPV CFD Long 135933 44.5809951393061 AUD
Ordinary NPV CFD Long 7348 44.5170944474687 AUD
Ordinary NPV CFD Long 8301 44.5887958401157 AUD
Ordinary NPV CFD Long 1066 44.582205 AUD
Ordinary NPV CFD Long 9679 44.556202 AUD
Ordinary NPV CFD Long 61126 23.50822636 GBP
Ordinary NPV CFD Long 1381 23.507649 GBP
Ordinary NPV CFD Long 15794 44.5770127822173 AUD
Ordinary NPV CFD Long 65 44.4631844930769 AUD
Ordinary NPV CFD Short 29483 23.52 GBP
Ordinary NPV CFD Short 3561 44.692401 AUD
Ordinary NPV CFD Short 1066 44.582205 AUD
Ordinary NPV CFD Short 1475 44.504285 AUD
Ordinary NPV CFD Short 80 44.449625 AUD
Ordinary NPV CFD Short 35354 44.54 AUD
Ordinary NPV CFD Short 2917 44.599949 AUD
Ordinary NPV CFD Short 1822 44.511345 AUD
Ordinary NPV CFD Short 320619 44.593923 AUD
Ordinary NPV CFD Short 9679 44.556202 AUD
Ordinary NPV CFD Short 7348 44.517094 AUD
Ordinary NPV CFD Short 90391 44.568457 AUD
Ordinary NPV CFD Short 72100 44.518296 AUD
Ordinary NPV CFD Short 533 44.639437 AUD
Ordinary NPV CFD Short 8567 44.564328 AUD
Ordinary NPV CFD Short 239295 44.59216 AUD
Ordinary NPV CFD Short 135933 44.580995 AUD
Ordinary NPV CFD Short 2579 44.576355 AUD
Ordinary NPV CFD Short 8301 44.588796 AUD
Ordinary NPV CFD Short 5763 44.592863 AUD
Ordinary NPV CFD Short 49 44.593571 AUD
Ordinary NPV CFD Short 1250 44.574992 AUD
Ordinary NPV CFD Short 4258 44.7 AUD
Ordinary NPV CFD Short 42706 44.56407882 AUD
Ordinary NPV CFD Short 41555 44.618866 AUD
Ordinary NPV CFD Short 343 44.525 AUD
Ordinary NPV CFD Short 22462 44.574425 AUD
Ordinary NPV CFD Short 26876 44.585173 AUD
Ordinary NPV CFD Short 55 44.587091 AUD
Ordinary NPV CFD Short 13554 44.600758 AUD
Ordinary NPV CFD Short 4502 44.568951 AUD
Ordinary NPV CFD Short 3148 44.638174 AUD
Ordinary NPV CFD Short 281358 44.577067 AUD
Ordinary NPV CFD Short 14 44.488734 AUD
Ordinary NPV CFD Short 137 44.523504 AUD
Ordinary NPV CFD Short 35683 44.556516 AUD
Ordinary NPV CFD Short 756 44.61234127 AUD
Ordinary NPV CFD Short 2 23.38 GBP
Ordinary NPV CFD Short 13584 44.6781673332671 AUD
Ordinary NPV CFD Short 3 544.6467 ZAR
Ordinary NPV CFD Short 32061 544.25210349 ZAR
Ordinary NPV CFD Short 8400 44.582319 AUD
Ordinary NPV CFD Short 4139 44.591752 AUD
Ordinary NPV CFD Short 365 543.41048 ZAR
Ordinary NPV CFD Short 563 543.398751 ZAR
Ordinary NPV CFD Short 140770 44.545292 AUD
Ordinary NPV CFD Short 100 44.67 AUD
Ordinary NPV CFD Short 130701 44.585501 AUD
Ordinary NPV CFD Short 60288 44.5580451773355 AUD
Ordinary NPV CFD Short 53887 44.5423375322471 AUD
Ordinary NPV CFD Short 13273 23.5154584494839 GBP
Ordinary NPV CFD Short 871 44.61195752 AUD
Ordinary NPV CFD Short 2217 44.5526012260713 AUD
Ordinary NPV CFD Short 40308 44.573605 AUD
Ordinary NPV CFD Short 92363 44.590944 AUD
Ordinary NPV CFD Short 22635 543.61556086 ZAR
Ordinary NPV CFD Short 33000 23.460009 GBP
Ordinary NPV CFD Short 1000 23.52765 GBP
Ordinary NPV CFD Short 10 23.595 GBP
Ordinary NPV CFD Short 244 23.5445327856147 GBP
Ordinary NPV CFD Short 27234 23.551512 GBP
Ordinary NPV CFD Short 3015 23.5154593698176 GBP
Ordinary NPV CFD Short 17 542.3049 ZAR
Ordinary NPV CFD Short 4 543.3919 ZAR
Ordinary NPV CFD Short 32931 544.66355319 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 17 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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