REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited

BHPAnnouncement

21/05/2024 11:45

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RNS Number : 3032P  UBS AG (EPT)  21 May 2024

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              BHP Group Limited
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is                    BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                                20 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 Ordinary NPV                Buy               1962521                     24.39428                              19.66295

                                                                           GBP                                   GBP
 Ordinary NPV                Sell              1978920                     24.40855                              19.66295

                                                                           GBP                                   GBP
 ADR                         Buy               140558                      61.75301                              61.36000

                                                                           USD                                   USD
 ADR                         Sell              84960                       61.75301                              61.36000

                                                                           USD                                   USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 Ordinary NPV                CFD                  Long                                                                           96749                           45.72        AUD

 Ordinary NPV                CFD                  Long                                                                           262                             24.2715648853435        GBP

 Ordinary NPV                CFD                  Long                                                                           894                             24.207586043736        GBP

 Ordinary NPV                CFD                  Long                                                                           10676                           24.2272068198258        GBP

 Ordinary NPV                CFD                  Long                                                                           13680                           24.3075676148421        GBP

 Ordinary NPV                CFD                  Long                                                                           580                             45.82059483        AUD

 Ordinary NPV                CFD                  Long                                                                           4067                            24.28240226        GBP

 Ordinary NPV                CFD                  Long                                                                           23527                           561.58504697        ZAR

 Ordinary NPV                CFD                  Long                                                                           1                               561.81        ZAR

 Ordinary NPV                CFD                  Long                                                                           477                             24.255912        GBP

 Ordinary NPV                CFD                  Long                                                                           8                               45.81875        AUD

 Ordinary NPV                CFD                  Long                                                                           18103                           45.80153        AUD

 Ordinary NPV                CFD                  Long                                                                           35233                           45.818622        AUD

 Ordinary NPV                CFD                  Long                                                                           31922                           45.83805        AUD

 Ordinary NPV                CFD                  Long                                                                           317                             45.804385        AUD

 Ordinary NPV                CFD                  Long                                                                           27778                           45.812088        AUD

 Ordinary NPV                CFD                  Long                                                                           24635                           45.9514444441445        AUD

 Ordinary NPV                CFD                  Long                                                                           136                             45.8234296705882        AUD

 Ordinary NPV                CFD                  Long                                                                           1694                            45.82337367        AUD

 Ordinary NPV                CFD                  Long                                                                           50553                           45.771019        AUD

 Ordinary NPV                CFD                  Long                                                                           100000                          45.860319        AUD

 Ordinary NPV                CFD                  Long                                                                           2132                            45.92476548        AUD

 Ordinary NPV                CFD                  Long                                                                           310                             45.924774        AUD

 Ordinary NPV                CFD                  Long                                                                           1094                            45.92476234        AUD

 Ordinary NPV                CFD                  Long                                                                           459                             45.84027        AUD

 Ordinary NPV                CFD                  Long                                                                           4000                            45.8256        AUD

 Ordinary NPV                CFD                  Long                                                                           2048                            45.750093        AUD

 Ordinary NPV                CFD                  Long                                                                           169724                          45.790016        AUD

 Ordinary NPV                CFD                  Long                                                                           44243                           45.778982        AUD

 Ordinary NPV                CFD                  Long                                                                           56692                           45.821187        AUD

 Ordinary NPV                CFD                  Long                                                                           28                              45.7525        AUD

 Ordinary NPV                CFD                  Long                                                                           134681                          45.81968        AUD

 Ordinary NPV                CFD                  Long                                                                           223811                          45.825126        AUD

 Ordinary NPV                CFD                  Long                                                                           37072                           45.725927        AUD

 Ordinary NPV                CFD                  Long                                                                           11292                           45.81831164        AUD

 Ordinary NPV                CFD                  Long                                                                           64574                           45.850122        AUD

 Ordinary NPV                CFD                  Long                                                                           18316                           45.791344        AUD

 Ordinary NPV                CFD                  Long                                                                           1394                            24.34        GBP

 Ordinary NPV                CFD                  Long                                                                           112                             24.18        GBP

 Ordinary NPV                CFD                  Long                                                                           205                             45.85        AUD

 Ordinary NPV                CFD                  Long                                                                           16506                           561.96181813        ZAR

 Ordinary NPV                CFD                  Long                                                                           1050                            24.36        GBP

 Ordinary NPV                CFD                  Long                                                                           1000                            24.14232        GBP

 Ordinary NPV                CFD                  Long                                                                           13594                           24.231555        GBP

 Ordinary NPV                CFD                  Long                                                                           31202                           45.8035698032177        AUD

 Ordinary NPV                CFD                  Long                                                                           1945                            45.8408663662211        AUD

 Ordinary NPV                CFD                  Long                                                                           359                             45.8524586726184        AUD

 Ordinary NPV                CFD                  Long                                                                           3429                            45.812061        AUD

 Ordinary NPV                CFD                  Long                                                                           3613                            45.810638        AUD

 Ordinary NPV                CFD                  Long                                                                           410                             45.845781        AUD

 Ordinary NPV                CFD                  Long                                                                           7921                            45.818977        AUD

 Ordinary NPV                CFD                  Long                                                                           355                             45.832475        AUD

 Ordinary NPV                CFD                  Long                                                                           590                             45.785557        AUD

 Ordinary NPV                CFD                  Long                                                                           359                             561.7872        ZAR

 Ordinary NPV                CFD                  Long                                                                           4561                            560.96815391        ZAR

 Ordinary NPV                CFD                  Long                                                                           6948                            561.6505        ZAR

 Ordinary NPV                CFD                  Long                                                                           7754                            561.6467        ZAR

 Ordinary NPV                CFD                  Long                                                                           2944                            30.813817042583        USD

 Ordinary NPV                CFD                  Long                                                                           1                               46.0067793        AUD

 Ordinary NPV                CFD                  Long                                                                           2                               45.9725        AUD

 Ordinary NPV                CFD                  Long                                                                           84                              45.7721429        AUD

 Ordinary NPV                CFD                  Long                                                                           5754                            45.781009        AUD

 Ordinary NPV                CFD                  Long                                                                           71150                           45.8065909346451        AUD

 Ordinary NPV                CFD                  Long                                                                           1733                            45.8408734492902        AUD

 Ordinary NPV                CFD                  Long                                                                           322                             45.852411087764        AUD

 Ordinary NPV                CFD                  Long                                                                           3061                            45.812032        AUD

 Ordinary NPV                CFD                  Long                                                                           3221                            45.810622        AUD

 Ordinary NPV                CFD                  Long                                                                           7066                            45.818976        AUD

 Ordinary NPV                CFD                  Long                                                                           318                             45.832486        AUD

 Ordinary NPV                CFD                  Long                                                                           528                             45.785467        AUD

 Ordinary NPV                CFD                  Long                                                                           290156                          45.828447        AUD

 Ordinary NPV                CFD                  Long                                                                           480                             45.802208        AUD

 Ordinary NPV                CFD                  Long                                                                           7110                            45.780922        AUD

 Ordinary NPV                CFD                  Long                                                                           85968                           45.826088        AUD

 Ordinary NPV                CFD                  Long                                                                           23513                           45.808432        AUD

 Ordinary NPV                CFD                  Long                                                                           7080                            45.720314        AUD

 Ordinary NPV                CFD                  Long                                                                           2398                            45.8054211843203        AUD

 Ordinary NPV                CFD                  Long                                                                           1399                            45.8108148677627        AUD

 Ordinary NPV                CFD                  Short                                                                          2944                            46.01        AUD

 Ordinary NPV                CFD                  Short                                                                          134681                          45.81968        AUD

 Ordinary NPV                CFD                  Short                                                                          4561                            560.96815391        ZAR

 Ordinary NPV                CFD                  Short                                                                          1000                            24.22        GBP

 Ordinary NPV                CFD                  Short                                                                          51                              24.23        GBP

 Ordinary NPV                CFD                  Short                                                                          5524                            24.236439        GBP

 Ordinary NPV                CFD                  Short                                                                          23527                           561.58504697        ZAR

 Ordinary NPV                CFD                  Short                                                                          16506                           561.96181813        ZAR

 Ordinary NPV                CFD                  Short                                                                          1                               561.81        ZAR

 Ordinary NPV                CFD                  Short                                                                          102352                          45.80567        AUD

 Ordinary NPV                CFD                  Short                                                                          27778                           45.812088        AUD

 Ordinary NPV                CFD                  Short                                                                          317                             45.804385        AUD

 Ordinary NPV                CFD                  Short                                                                          2132                            45.92476548        AUD

 Ordinary NPV                CFD                  Short                                                                          310                             45.924774        AUD

 Ordinary NPV                CFD                  Short                                                                          223811                          45.825126        AUD

 Ordinary NPV                CFD                  Short                                                                          1094                            45.92476234        AUD

 Ordinary NPV                CFD                  Short                                                                          169724                          45.790016        AUD

 Ordinary NPV                CFD                  Short                                                                          268                             45.8649626865672        AUD

 Ordinary NPV                CFD                  Short                                                                          191                             45.8056020942408        AUD

 Ordinary NPV                CFD                  Short                                                                          100000                          45.860319        AUD

 Ordinary NPV                CFD                  Short                                                                          11292                           45.8183116388363        AUD

 Ordinary NPV                CFD                  Short                                                                          7754                            561.6467        ZAR

 Ordinary NPV                CFD                  Short                                                                          6948                            561.6505        ZAR

 Ordinary NPV                CFD                  Short                                                                          359                             561.787248        ZAR

 Ordinary NPV                CFD                  Short                                                                          33707                           24.2090650034999        GBP

 Ordinary NPV                CFD                  Short                                                                          2048                            45.750093        AUD

 Ordinary NPV                CFD                  Short                                                                          64574                           45.850122        AUD

 Ordinary NPV                CFD                  Short                                                                          4000                            45.8256        AUD

 Ordinary NPV                CFD                  Short                                                                          22                              24.2611363645455        GBP

 Ordinary NPV                CFD                  Short                                                                          87                              24.19400017        GBP

 Ordinary NPV                CFD                  Short                                                                          76                              24.20474167        GBP

 Ordinary NPV                CFD                  Short                                                                          8                               24.19358307        GBP

 Ordinary NPV                CFD                  Short                                                                          67                              24.19475567        GBP

 Ordinary NPV                CFD                  Short                                                                          66                              24.19405913        GBP

 Ordinary NPV                CFD                  Short                                                                          54                              24.2610185192593        GBP

 Ordinary NPV                CFD                  Short                                                                          52                              24.22909601        GBP

 Ordinary NPV                CFD                  Short                                                                          47                              24.19391728        GBP

 Ordinary NPV                CFD                  Short                                                                          32                              24.2609375025        GBP

 Ordinary NPV                CFD                  Short                                                                          30                              24.2618333366667        GBP

 Ordinary NPV                CFD                  Short                                                                          45365                           45.8198690620522        AUD

 Ordinary NPV                CFD                  Short                                                                          11327                           45.8264659662753        AUD

 Ordinary NPV                CFD                  Short                                                                          44243                           45.778982        AUD

 Ordinary NPV                CFD                  Short                                                                          28249                           45.719999901377        AUD

 Ordinary NPV                CFD                  Short                                                                          18316                           45.7913440363617        AUD

 Ordinary NPV                CFD                  Short                                                                          28                              45.7525        AUD

 Ordinary NPV                CFD                  Short                                                                          5754                            45.7810094995134        AUD

 Ordinary NPV                CFD                  Short                                                                          37072                           45.725927        AUD

 Ordinary NPV                CFD                  Short                                                                          2                               45.9725        AUD

 Ordinary NPV                CFD                  Short                                                                          84                              45.772143        AUD

 Ordinary NPV                CFD                  Short                                                                          1118                            45.785519        AUD

 Ordinary NPV                CFD                  Short                                                                          4360                            45.842742        AUD

 Ordinary NPV                CFD                  Short                                                                          14987                           45.818976        AUD

 Ordinary NPV                CFD                  Short                                                                          7080                            45.720314        AUD

 Ordinary NPV                CFD                  Short                                                                          3797                            45.80741        AUD

 Ordinary NPV                CFD                  Short                                                                          410                             45.84578        AUD

 Ordinary NPV                CFD                  Short                                                                          68500                           45.72        AUD

 Ordinary NPV                CFD                  Short                                                                          7163                            45.813968        AUD

 Ordinary NPV                CFD                  Short                                                                          6834                            45.810631        AUD

 Ordinary NPV                CFD                  Short                                                                          23513                           45.808432        AUD

 Ordinary NPV                CFD                  Short                                                                          24635                           45.951444        AUD

 Ordinary NPV                CFD                  Short                                                                          85968                           45.826088        AUD

 Ordinary NPV                CFD                  Short                                                                          1694                            45.82337367        AUD

 Ordinary NPV                CFD                  Short                                                                          7110                            45.780922        AUD

 Ordinary NPV                CFD                  Short                                                                          136                             45.823419        AUD

 Ordinary NPV                CFD                  Short                                                                          480                             45.802208        AUD

 Ordinary NPV                CFD                  Short                                                                          8                               45.81875        AUD

 Ordinary NPV                CFD                  Short                                                                          580                             45.82059483        AUD

 Ordinary NPV                CFD                  Short                                                                          205                             45.85        AUD

 Ordinary NPV                CFD                  Short                                                                          290156                          45.828447        AUD

 Ordinary NPV                CFD                  Short                                                                          18103                           45.80153        AUD

 Ordinary NPV                CFD                  Short                                                                          50553                           45.771019        AUD

 Ordinary NPV                CFD                  Short                                                                          35233                           45.818622        AUD

 Ordinary NPV                CFD                  Short                                                                          31922                           45.83805        AUD

 ADR                         CFD                  Short                                                                          70                              61.3600 USD

 ADR                         CFD                  Short                                                                          3444                            61.5800 USD

 ADR                         CFD                  Short                                                                          12098                           61.6350 USD

 ADR                         CFD                  Short                                                                          28328                           61.6483 USD

 ADR                         CFD                  Short                                                                          16853                           61.6557 USD

 ADR                         CFD                  Short                                                                          7774                            61.6569 USD

 ADR                         CFD                  Short                                                                          132                             61.6836 USD

 ADR                         CFD                  Short                                                                          234                             61.7031 USD

 ADR                         CFD                  Short                                                                          529                             61.7151 USD

 ADR                         CFD                  Short                                                                          327                             61.7173 USD

 ADR                         CFD                  Short                                                                          397                             61.7256 USD

 ADR                         CFD                  Short                                                                          93                              61.7530 USD

 ADR                         CFD                  Long                                                                           -70                             61.3600 USD

 ADR                         CFD                  Long                                                                           -3444                           61.5800 USD

 ADR                         CFD                  Long                                                                           -12098                          61.6350 USD

 ADR                         CFD                  Long                                                                           -16853                          61.6557 USD

 ADR                         CFD                  Long                                                                           -7774                           61.6569 USD

 ADR                         CFD                  Long                                                                           -132                            61.6836 USD

 ADR                         CFD                  Long                                                                           -234                            61.7031 USD

 ADR                         CFD                  Long                                                                           -1058                           61.7151 USD

 ADR                         CFD                  Long                                                                           -327                            61.7173 USD

 ADR                         CFD                  Long                                                                           -397                            61.7256 USD

 ADR                         CFD                  Long                                                                           -93                             61.7530 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

 

 Date of disclosure:  21 May 2024
 Contact name:        Richard Howard
 Telephone number:    +44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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