REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
22/05/2024 11:45
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RNS Number : 4850P UBS AG (EPT) 22 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 1661398 24.37013 23.30785 GBP
GBP
Ordinary NPV Sell 1689749 24.37000 23.30785 GBP
GBP
ADR Buy 34196 61.83505 61.63000
USD USD
ADR Sell 81656 61.83505 61.63000
USD USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 755 45.899165 AUD
Ordinary NPV CFD Long 593 45.896666 AUD
Ordinary NPV CFD Long 910 45.911743 AUD
Ordinary NPV CFD Long 20583 46.0304282660448 AUD
Ordinary NPV CFD Long 47 558.962 ZAR
Ordinary NPV CFD Long 860 558.7777 ZAR
Ordinary NPV CFD Long 13984 558.9246167 ZAR
Ordinary NPV CFD Long 7543 559.1932 ZAR
Ordinary NPV CFD Long 743 30.625428262991 USD
Ordinary NPV CFD Long 8288 45.877294 AUD
Ordinary NPV CFD Long 505 45.9447525 AUD
Ordinary NPV CFD Long 45601 46.0304298151356 AUD
Ordinary NPV CFD Long 1838 45.839301 AUD
Ordinary NPV CFD Long 304155 45.898008 AUD
Ordinary NPV CFD Long 1445 45.958346 AUD
Ordinary NPV CFD Long 235 45.8023829787234 AUD
Ordinary NPV CFD Long 215 45.8633023255814 AUD
Ordinary NPV CFD Long 65 46.02 AUD
Ordinary NPV CFD Long 7001 45.869 AUD
Ordinary NPV CFD Long 37327 45.945221 AUD
Ordinary NPV CFD Long 1941 45.86705049 AUD
Ordinary NPV CFD Long 55493 46.039998 AUD
Ordinary NPV CFD Long 271430 45.864078 AUD
Ordinary NPV CFD Long 43771 45.94433 AUD
Ordinary NPV CFD Long 10308 45.88765522 AUD
Ordinary NPV CFD Long 3058 45.947137 AUD
Ordinary NPV CFD Long 1416 46.010014 AUD
Ordinary NPV CFD Long 11493 45.89276 AUD
Ordinary NPV CFD Long 678 45.956106 AUD
Ordinary NPV CFD Long 8468 45.93293 AUD
Ordinary NPV CFD Long 9036 559.25743913 ZAR
Ordinary NPV CFD Long 1174 24.34 GBP
Ordinary NPV CFD Long 3729 24.356283 GBP
Ordinary NPV CFD Long 478 24.3455020920502 GBP
Ordinary NPV CFD Long 1598 45.9483291406508 AUD
Ordinary NPV CFD Long 57182 45.884139 AUD
Ordinary NPV CFD Long 26360 46.04 AUD
Ordinary NPV CFD Long 601 45.86182196 AUD
Ordinary NPV CFD Long 2328 24.326791237122 GBP
Ordinary NPV CFD Long 19299 24.30057042 GBP
Ordinary NPV CFD Long 27433 24.2938895836843 GBP
Ordinary NPV CFD Long 13357 45.9363236523651 AUD
Ordinary NPV CFD Long 12652 559.14019997 ZAR
Ordinary NPV CFD Long 1635 30.595125 USD
Ordinary NPV CFD Long 11 45.868182 AUD
Ordinary NPV CFD Long 1310 45.742653 AUD
Ordinary NPV CFD Long 113 24.310354 GBP
Ordinary NPV CFD Long 4718 45.978046 AUD
Ordinary NPV CFD Long 35828 45.91357 AUD
Ordinary NPV CFD Long 77225 45.968716 AUD
Ordinary NPV CFD Long 20893 45.8684530704064 AUD
Ordinary NPV CFD Long 4217 45.9183969646668 AUD
Ordinary NPV CFD Long 2107 24.3454959658282 GBP
Ordinary NPV CFD Long 65006 45.8761533882657 AUD
Ordinary NPV CFD Long 16213 45.9995374061679 AUD
Ordinary NPV CFD Long 311 45.8661698948553 AUD
Ordinary NPV CFD Long 80663 45.974392 AUD
Ordinary NPV CFD Long 3133 46.0171915787424 AUD
Ordinary NPV CFD Long 3991 45.931912 AUD
Ordinary NPV CFD Long 1348 46.013553 AUD
Ordinary NPV CFD Long 1923 45.804818 AUD
Ordinary NPV CFD Long 72972 45.883656 AUD
Ordinary NPV CFD Long 127683 45.878685 AUD
Ordinary NPV CFD Short 12652 559.14019997 ZAR
Ordinary NPV CFD Short 65006 45.876153 AUD
Ordinary NPV CFD Short 8094 24.370134 GBP
Ordinary NPV CFD Short 8091 24.345766 GBP
Ordinary NPV CFD Short 3058 45.947137 AUD
Ordinary NPV CFD Short 271430 45.864078 AUD
Ordinary NPV CFD Short 1445 45.958346 AUD
Ordinary NPV CFD Short 57182 45.884139 AUD
Ordinary NPV CFD Short 311 45.866174 AUD
Ordinary NPV CFD Short 304155 45.898008 AUD
Ordinary NPV CFD Short 8288 45.877294 AUD
Ordinary NPV CFD Short 25110 45.876841 AUD
Ordinary NPV CFD Short 66184 46.030429 AUD
Ordinary NPV CFD Short 1838 45.839301 AUD
Ordinary NPV CFD Short 1310 45.742653 AUD
Ordinary NPV CFD Short 4718 45.978046 AUD
Ordinary NPV CFD Short 80663 45.974392 AUD
Ordinary NPV CFD Short 35828 45.91357 AUD
Ordinary NPV CFD Short 593 45.896661 AUD
Ordinary NPV CFD Short 910 45.911747 AUD
Ordinary NPV CFD Short 26360 46.04 AUD
Ordinary NPV CFD Short 7001 45.869 AUD
Ordinary NPV CFD Short 37327 45.945221 AUD
Ordinary NPV CFD Short 1598 45.948329 AUD
Ordinary NPV CFD Short 450 45.831494 AUD
Ordinary NPV CFD Short 65 46.02 AUD
Ordinary NPV CFD Short 505 45.944752 AUD
Ordinary NPV CFD Short 755 45.899166 AUD
Ordinary NPV CFD Short 743 46.0 AUD
Ordinary NPV CFD Short 1635 45.944835 AUD
Ordinary NPV CFD Short 13357 45.93632365 AUD
Ordinary NPV CFD Short 4068 24.33269912 GBP
Ordinary NPV CFD Short 2907 24.33269694 GBP
Ordinary NPV CFD Short 72972 45.883656 AUD
Ordinary NPV CFD Short 13984 558.9246167 ZAR
Ordinary NPV CFD Short 49307 24.271409 GBP
Ordinary NPV CFD Short 773 24.205466 GBP
Ordinary NPV CFD Short 127683 45.878685 AUD
Ordinary NPV CFD Short 10308 45.8876552144781 AUD
Ordinary NPV CFD Short 7543 559.1932 ZAR
Ordinary NPV CFD Short 11493 45.89276 AUD
Ordinary NPV CFD Short 860 558.777716 ZAR
Ordinary NPV CFD Short 47 558.96197 ZAR
Ordinary NPV CFD Short 1416 46.010014 AUD
Ordinary NPV CFD Short 43771 45.94433 AUD
Ordinary NPV CFD Short 3991 45.931912 AUD
Ordinary NPV CFD Short 678 45.956106 AUD
Ordinary NPV CFD Short 1923 45.804818 AUD
Ordinary NPV CFD Short 1941 45.86705049 AUD
Ordinary NPV CFD Short 55493 46.0399978327537 AUD
Ordinary NPV CFD Short 1348 46.0135549747774 AUD
Ordinary NPV CFD Short 77225 45.968716 AUD
Ordinary NPV CFD Short 11 45.868182 AUD
Ordinary NPV CFD Short 3133 46.017193 AUD
Ordinary NPV CFD Short 16213 45.999537 AUD
Ordinary NPV CFD Short 601 45.86182196 AUD
Ordinary NPV CFD Short 8468 45.93293 AUD
Ordinary NPV CFD Short 9036 559.25743913 ZAR
ADR CFD Short 2249 61.6300 USD
ADR CFD Short 4675 61.6450 USD
ADR CFD Short 242 61.6757 USD
ADR CFD Short 625 61.6850 USD
ADR CFD Short 186 61.6900 USD
ADR CFD Short 232 61.6941 USD
ADR CFD Short 4997 61.6944 USD
ADR CFD Short 1229 61.6999 USD
ADR CFD Short 891 61.7138 USD
ADR CFD Short 516 61.7199 USD
ADR CFD Short 309 61.7770 USD
ADR CFD Short 440 61.7882 USD
ADR CFD Short 507 61.8350 USD
ADR CFD Long -2249 61.6300 USD
ADR CFD Long -4675 61.6450 USD
ADR CFD Long -7939 61.6691 USD
ADR CFD Long -15791 61.6717 USD
ADR CFD Long -242 61.6757 USD
ADR CFD Long -625 61.6850 USD
ADR CFD Long -186 61.6900 USD
ADR CFD Long -232 61.6941 USD
ADR CFD Long -4997 61.6944 USD
ADR CFD Long -1229 61.6999 USD
ADR CFD Long -891 61.7138 USD
ADR CFD Long -516 61.7199 USD
ADR CFD Long -309 61.7770 USD
ADR CFD Long -440 61.7882 USD
ADR CFD Long -507 61.8350 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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