REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited

BHPAnnouncement

23/05/2024 11:45

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RNS Number : 6802P  UBS AG (EPT)  23 May 2024

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              BHP Group Limited
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is                    BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                                22 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 Ordinary NPV                Buy               2096356                     24.18000                              23.12417        GBP

                                                                           GBP
 Ordinary NPV                Sell              2224385                     24.17949                              23.09003        GBP

                                                                           GBP
 ADR                         Buy               443900                      61.03690                              58.73000

                                                                           USD                                   USD
 ADR                         Sell              283470                      60.05462                              58.73000

                                                                           USD                                   USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 Ordinary NPV                CFD                  Long                                                                           3105                            46.328982        AUD

 Ordinary NPV                CFD                  Long                                                                           65367                           46.24        AUD

 Ordinary NPV                CFD                  Long                                                                           7875                            46.275547        AUD

 Ordinary NPV                CFD                  Long                                                                           67047                           46.227645        AUD

 Ordinary NPV                CFD                  Long                                                                           2721                            23.8707607497244        GBP

 Ordinary NPV                CFD                  Long                                                                           1406                            46.257774        AUD

 Ordinary NPV                CFD                  Long                                                                           174                             46.226813        AUD

 Ordinary NPV                CFD                  Long                                                                           2490                            46.274724        AUD

 Ordinary NPV                CFD                  Long                                                                           4833                            46.2525264743555        AUD

 Ordinary NPV                CFD                  Long                                                                           8139                            46.266945        AUD

 Ordinary NPV                CFD                  Long                                                                           8105                            46.263093        AUD

 Ordinary NPV                CFD                  Long                                                                           7484                            552.6321        ZAR

 Ordinary NPV                CFD                  Long                                                                           16678                           549.7835304        ZAR

 Ordinary NPV                CFD                  Long                                                                           2360                            544.01287712        ZAR

 Ordinary NPV                CFD                  Long                                                                           1714                            543.9069        ZAR

 Ordinary NPV                CFD                  Long                                                                           948                             46.33634        AUD

 Ordinary NPV                CFD                  Long                                                                           131463                          46.2831100269531        AUD

 Ordinary NPV                CFD                  Long                                                                           3466                            46.2838546        AUD

 Ordinary NPV                CFD                  Long                                                                           438                             46.352282        AUD

 Ordinary NPV                CFD                  Long                                                                           961                             46.360364        AUD

 Ordinary NPV                CFD                  Long                                                                           3951                            46.349927        AUD

 Ordinary NPV                CFD                  Long                                                                           169                             46.359204        AUD

 Ordinary NPV                CFD                  Long                                                                           6294                            46.337912        AUD

 Ordinary NPV                CFD                  Long                                                                           1156                            46.300718        AUD

 Ordinary NPV                CFD                  Long                                                                           179428                          46.27646        AUD

 Ordinary NPV                CFD                  Long                                                                           1868                            46.272029        AUD

 Ordinary NPV                CFD                  Long                                                                           797                             46.271004        AUD

 Ordinary NPV                CFD                  Long                                                                           55271                           46.277341        AUD

 Ordinary NPV                CFD                  Long                                                                           2327                            46.260615        AUD

 Ordinary NPV                CFD                  Long                                                                           232                             46.257672        AUD

 Ordinary NPV                CFD                  Long                                                                           4145                            46.2645669481303        AUD

 Ordinary NPV                CFD                  Long                                                                           2999                            46.2617939313104        AUD

 Ordinary NPV                CFD                  Long                                                                           22868                           46.203033        AUD

 Ordinary NPV                CFD                  Long                                                                           50000                           23.29        GBP

 Ordinary NPV                CFD                  Long                                                                           792                             46.30448232        AUD

 Ordinary NPV                CFD                  Long                                                                           5864                            23.8205917463336        GBP

 Ordinary NPV                CFD                  Long                                                                           1624                            23.808947045314        GBP

 Ordinary NPV                CFD                  Long                                                                           1384                            23.8924422        GBP

 Ordinary NPV                CFD                  Long                                                                           442                             23.8578169826018        GBP

 Ordinary NPV                CFD                  Long                                                                           2451                            551.7371889        ZAR

 Ordinary NPV                CFD                  Long                                                                           206                             46.349369        AUD

 Ordinary NPV                CFD                  Long                                                                           7305                            46.276141        AUD

 Ordinary NPV                CFD                  Long                                                                           14660                           46.273806        AUD

 Ordinary NPV                CFD                  Long                                                                           10904                           46.354768        AUD

 Ordinary NPV                CFD                  Long                                                                           38                              46.308684        AUD

 Ordinary NPV                CFD                  Long                                                                           1228                            46.24934853        AUD

 Ordinary NPV                CFD                  Long                                                                           649                             46.244322        AUD

 Ordinary NPV                CFD                  Long                                                                           1                               46.12        AUD

 Ordinary NPV                CFD                  Long                                                                           3057                            46.255263        AUD

 Ordinary NPV                CFD                  Long                                                                           5420                            46.274622        AUD

 Ordinary NPV                CFD                  Long                                                                           28142                           46.28123516        AUD

 Ordinary NPV                CFD                  Long                                                                           491                             46.279185        AUD

 Ordinary NPV                CFD                  Long                                                                           27746                           46.276919        AUD

 Ordinary NPV                CFD                  Long                                                                           40947                           552.8226063        ZAR

 Ordinary NPV                CFD                  Long                                                                           92351                           23.882832        GBP

 Ordinary NPV                CFD                  Long                                                                           1000                            23.43        GBP

 Ordinary NPV                CFD                  Long                                                                           5                               23.47        GBP

 Ordinary NPV                CFD                  Long                                                                           1000                            23.95        GBP

 Ordinary NPV                CFD                  Long                                                                           261                             46.2307662835249        AUD

 Ordinary NPV                CFD                  Long                                                                           6975                            46.3276960573477        AUD

 Ordinary NPV                CFD                  Long                                                                           40151                           46.301172        AUD

 Ordinary NPV                CFD                  Long                                                                           12000                           23.87076        GBP

 Ordinary NPV                CFD                  Long                                                                           8685                            46.2046880294185        AUD

 Ordinary NPV                CFD                  Long                                                                           3527                            46.2800613636235        AUD

 Ordinary NPV                CFD                  Long                                                                           9290                            46.30355059        AUD

 Ordinary NPV                CFD                  Long                                                                           39567                           46.284289        AUD

 Ordinary NPV                CFD                  Long                                                                           954                             46.27        AUD

 Ordinary NPV                CFD                  Long                                                                           74033                           46.267462        AUD

 Ordinary NPV                CFD                  Long                                                                           174152                          46.266779        AUD

 Ordinary NPV                CFD                  Long                                                                           11494                           46.279748        AUD

 Ordinary NPV                CFD                  Long                                                                           190                             46.287526        AUD

 Ordinary NPV                CFD                  Long                                                                           423                             46.25026        AUD

 Ordinary NPV                CFD                  Long                                                                           219175                          46.24986        AUD

 Ordinary NPV                CFD                  Short                                                                          1000                            24.04        GBP

 Ordinary NPV                CFD                  Short                                                                          7305                            46.276141        AUD

 Ordinary NPV                CFD                  Short                                                                          8391                            24.0192003336909        GBP

 Ordinary NPV                CFD                  Short                                                                          10904                           46.3547687018342        AUD

 Ordinary NPV                CFD                  Short                                                                          38                              46.3087046894737        AUD

 Ordinary NPV                CFD                  Short                                                                          491                             46.279185        AUD

 Ordinary NPV                CFD                  Short                                                                          25000                           45.504341        AUD

 Ordinary NPV                CFD                  Short                                                                          25000                           44.8646211        AUD

 Ordinary NPV                CFD                  Short                                                                          423                             46.2502485160757        AUD

 Ordinary NPV                CFD                  Short                                                                          190                             46.2875450894737        AUD

 Ordinary NPV                CFD                  Short                                                                          27746                           46.276919        AUD

 Ordinary NPV                CFD                  Short                                                                          438                             23.38771689        GBP

 Ordinary NPV                CFD                  Short                                                                          39567                           46.284289        AUD

 Ordinary NPV                CFD                  Short                                                                          179428                          46.27646        AUD

 Ordinary NPV                CFD                  Short                                                                          206                             46.349369        AUD

 Ordinary NPV                CFD                  Short                                                                          7875                            46.275547        AUD

 Ordinary NPV                CFD                  Short                                                                          954                             46.27        AUD

 Ordinary NPV                CFD                  Short                                                                          67047                           46.227645        AUD

 Ordinary NPV                CFD                  Short                                                                          948                             46.33634        AUD

 Ordinary NPV                CFD                  Short                                                                          3105                            46.328982        AUD

 Ordinary NPV                CFD                  Short                                                                          792                             46.30448232        AUD

 Ordinary NPV                CFD                  Short                                                                          40151                           46.301172        AUD

 Ordinary NPV                CFD                  Short                                                                          1868                            46.272029        AUD

 Ordinary NPV                CFD                  Short                                                                          3527                            46.280061        AUD

 Ordinary NPV                CFD                  Short                                                                          1                               46.12        AUD

 Ordinary NPV                CFD                  Short                                                                          74033                           46.267462        AUD

 Ordinary NPV                CFD                  Short                                                                          649                             46.244322        AUD

 Ordinary NPV                CFD                  Short                                                                          1903                            24.0192012611666        GBP

 Ordinary NPV                CFD                  Short                                                                          301                             23.8719933554817        GBP

 Ordinary NPV                CFD                  Short                                                                          2451                            551.7371889        ZAR

 Ordinary NPV                CFD                  Short                                                                          40947                           552.8226063        ZAR

 Ordinary NPV                CFD                  Short                                                                          2372                            23.8720067453626        GBP

 Ordinary NPV                CFD                  Short                                                                          58                              23.8720689655172        GBP

 Ordinary NPV                CFD                  Short                                                                          3057                            46.255263        AUD

 Ordinary NPV                CFD                  Short                                                                          98                              23.8720408163265        GBP

 Ordinary NPV                CFD                  Short                                                                          174152                          46.266779        AUD

 Ordinary NPV                CFD                  Short                                                                          65367                           46.24        AUD

 Ordinary NPV                CFD                  Short                                                                          219175                          46.24986        AUD

 Ordinary NPV                CFD                  Short                                                                          229                             23.3213537117904        GBP

 Ordinary NPV                CFD                  Short                                                                          11494                           46.279748        AUD

 Ordinary NPV                CFD                  Short                                                                          2360                            544.01287712        ZAR

 Ordinary NPV                CFD                  Short                                                                          7484                            552.6321        ZAR

 Ordinary NPV                CFD                  Short                                                                          1228                            46.2493485314332        AUD

 Ordinary NPV                CFD                  Short                                                                          884                             543.899033        ZAR

 Ordinary NPV                CFD                  Short                                                                          3257                            24.14952555        GBP

 Ordinary NPV                CFD                  Short                                                                          830                             543.915204        ZAR

 Ordinary NPV                CFD                  Short                                                                          5420                            46.274622        AUD

 Ordinary NPV                CFD                  Short                                                                          22868                           46.203033        AUD

 Ordinary NPV                CFD                  Short                                                                          797                             46.271004        AUD

 Ordinary NPV                CFD                  Short                                                                          8685                            46.204689        AUD

 Ordinary NPV                CFD                  Short                                                                          169                             46.359231        AUD

 Ordinary NPV                CFD                  Short                                                                          232                             46.257672        AUD

 Ordinary NPV                CFD                  Short                                                                          7144                            46.263403        AUD

 Ordinary NPV                CFD                  Short                                                                          261                             46.2308        AUD

 Ordinary NPV                CFD                  Short                                                                          612                             46.316618        AUD

 Ordinary NPV                CFD                  Short                                                                          55271                           46.277341        AUD

 Ordinary NPV                CFD                  Short                                                                          2327                            46.260615        AUD

 Ordinary NPV                CFD                  Short                                                                          5357                            46.32574        AUD

 Ordinary NPV                CFD                  Short                                                                          8139                            46.266945        AUD

 Ordinary NPV                CFD                  Short                                                                          8105                            46.263093        AUD

 Ordinary NPV                CFD                  Short                                                                          3466                            46.283855        AUD

 Ordinary NPV                CFD                  Short                                                                          9290                            46.30355059        AUD

 Ordinary NPV                CFD                  Short                                                                          961                             46.360364        AUD

 Ordinary NPV                CFD                  Short                                                                          8784                            46.32        AUD

 Ordinary NPV                CFD                  Short                                                                          1156                            46.300718        AUD

 Ordinary NPV                CFD                  Short                                                                          136296                          46.282        AUD

 Ordinary NPV                CFD                  Short                                                                          6975                            46.327696        AUD

 Ordinary NPV                CFD                  Short                                                                          721                             23.8720110957004        GBP

 Ordinary NPV                CFD                  Short                                                                          14660                           46.273806        AUD

 Ordinary NPV                CFD                  Short                                                                          311                             23.8719935691318        GBP

 Ordinary NPV                CFD                  Short                                                                          338                             23.8720118343195        GBP

 Ordinary NPV                CFD                  Short                                                                          16678                           549.7835304        ZAR

 Ordinary NPV                CFD                  Short                                                                          28142                           46.28123516        AUD

 Ordinary NPV                CFD                  Short                                                                          42244                           23.907787        GBP

 Ordinary NPV                CFD                  Short                                                                          1157                            24.07        GBP

 Ordinary NPV                CFD                  Short                                                                          1710                            23.8        GBP

 Ordinary NPV                CFD                  Short                                                                          1308                            23.75        GBP

 Ordinary NPV                CFD                  Short                                                                          155                             23.72        GBP

 Ordinary NPV                CFD                  Short                                                                          200                             23.67        GBP

 Ordinary NPV                CFD                  Short                                                                          400                             24.05        GBP

 Ordinary NPV                CFD                  Short                                                                          800                             23.872        GBP

 Ordinary NPV                CFD                  Short                                                                          1000                            23.41        GBP

 Ordinary NPV                CFD                  Short                                                                          1000                            23.46        GBP

 Ordinary NPV                CFD                  Short                                                                          5                               23.77        GBP

 Ordinary NPV                CFD                  Short                                                                          1000                            23.7        GBP

 ADR                         CFD                  Short                                                                          76                              58.7300 USD

 ADR                         CFD                  Short                                                                          4132                            58.7729 USD

 ADR                         CFD                  Short                                                                          39851                           58.7921 USD

 ADR                         CFD                  Short                                                                          50000                           58.7932 USD

 ADR                         CFD                  Short                                                                          6374                            58.8043 USD

 ADR                         CFD                  Short                                                                          10507                           58.8124 USD

 ADR                         CFD                  Short                                                                          1760                            58.8164 USD

 ADR                         CFD                  Short                                                                          70041                           58.9133 USD

 ADR                         CFD                  Short                                                                          5996                            59.1494 USD

 ADR                         CFD                  Short                                                                          358                             59.2253 USD

 ADR                         CFD                  Short                                                                          2854                            59.3217 USD

 ADR                         CFD                  Short                                                                          2854                            59.3217 USD

 ADR                         CFD                  Short                                                                          7972                            59.3695 USD

 ADR                         CFD                  Short                                                                          1637                            59.6062 USD

 ADR                         CFD                  Short                                                                          4510                            60.0546 USD

 ADR                         CFD                  Short                                                                          13028                           61.0369 USD

 ADR                         CFD                  Long                                                                           -76                             58.7300 USD

 ADR                         CFD                  Long                                                                           -4132                           58.7729 USD

 ADR                         CFD                  Long                                                                           -39851                          58.7921 USD

 ADR                         CFD                  Long                                                                           -50000                          58.7932 USD

 ADR                         CFD                  Long                                                                           -6374                           58.8043 USD

 ADR                         CFD                  Long                                                                           -10507                          58.8124 USD

 ADR                         CFD                  Long                                                                           -1760                           58.8164 USD

 ADR                         CFD                  Long                                                                           -5996                           59.1494 USD

 ADR                         CFD                  Long                                                                           -358                            59.2253 USD

 ADR                         CFD                  Long                                                                           -5708                           59.3217 USD

 ADR                         CFD                  Long                                                                           -2854                           59.3217 USD

 ADR                         CFD                  Long                                                                           -7972                           59.3695 USD

 ADR                         CFD                  Long                                                                           -1637                           59.6062 USD

 ADR                         CFD                  Long                                                                           -4510                           60.0546 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

 

 Date of disclosure:  23 May 2024
 Contact name:        Richard Howard
 Telephone number:    +44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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