REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
24/05/2024 12:45
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RNS Number : 8754P UBS AG (EPT) 24 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 3463063 542.22360 ZAR 23.09317 GBP
Ordinary NPV Sell 3064953 542.22360 ZAR 23.14711 GBP
ADR Buy 113417 61.03690 58.73000
USD USD
ADR Sell 98184 60.05462 58.73000
USD USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 444 45.040946 AUD
Ordinary NPV CFD Long 22286 23.29 GBP
Ordinary NPV CFD Long 168 44.55443 AUD
Ordinary NPV CFD Long 1276 44.781779 AUD
Ordinary NPV CFD Long 3287 44.754671 AUD
Ordinary NPV CFD Long 1644 44.971762 AUD
Ordinary NPV CFD Long 1320 44.603606 AUD
Ordinary NPV CFD Long 337 44.7689285805935 AUD
Ordinary NPV CFD Long 4 44.63437555 AUD
Ordinary NPV CFD Long 2784 541.6432 ZAR
Ordinary NPV CFD Long 42307 541.67809086 ZAR
Ordinary NPV CFD Long 340 542.2236 ZAR
Ordinary NPV CFD Long 8766 541.60096167 ZAR
Ordinary NPV CFD Long 432 44.897616 AUD
Ordinary NPV CFD Long 11 44.9118182 AUD
Ordinary NPV CFD Long 84080 44.968551 AUD
Ordinary NPV CFD Long 23275 44.7689170145865 AUD
Ordinary NPV CFD Long 164 44.6349853060976 AUD
Ordinary NPV CFD Long 3240 44.975 AUD
Ordinary NPV CFD Long 976 44.915277 AUD
Ordinary NPV CFD Long 384604 44.931015 AUD
Ordinary NPV CFD Long 4195 44.903647 AUD
Ordinary NPV CFD Long 12015 44.9843911776945 AUD
Ordinary NPV CFD Long 5277 44.9547773356074 AUD
Ordinary NPV CFD Long 4374 44.996212 AUD
Ordinary NPV CFD Long 79145 44.920503 AUD
Ordinary NPV CFD Long 163 44.907546 AUD
Ordinary NPV CFD Long 189500 44.943821 AUD
Ordinary NPV CFD Long 2016 44.926811 AUD
Ordinary NPV CFD Long 7516 23.15 GBP
Ordinary NPV CFD Long 100000 44.866585 AUD
Ordinary NPV CFD Long 69588 44.919646 AUD
Ordinary NPV CFD Long 2225 23.179654 GBP
Ordinary NPV CFD Long 20000 44.91 AUD
Ordinary NPV CFD Long 20000 44.950331 AUD
Ordinary NPV CFD Long 6457 44.9579317031702 AUD
Ordinary NPV CFD Long 21 44.96619 AUD
Ordinary NPV CFD Long 66585 46.24 AUD
Ordinary NPV CFD Long 5501 44.620464 AUD
Ordinary NPV CFD Long 61051 44.886594 AUD
Ordinary NPV CFD Long 98302 44.893417 AUD
Ordinary NPV CFD Long 22743 44.8942715467045 AUD
Ordinary NPV CFD Long 6023 44.6800002305828 AUD
Ordinary NPV CFD Long 17 44.939706 AUD
Ordinary NPV CFD Long 1793 44.905365 AUD
Ordinary NPV CFD Long 1995 45.02 AUD
Ordinary NPV CFD Long 8150 23.3 GBP
Ordinary NPV CFD Long 40335 44.919462 AUD
Ordinary NPV CFD Long 8182 542.00383525 ZAR
Ordinary NPV CFD Short 129 23.35 GBP
Ordinary NPV CFD Short 9829 44.919734 AUD
Ordinary NPV CFD Short 8766 541.60096167 ZAR
Ordinary NPV CFD Short 8182 542.00383525 ZAR
Ordinary NPV CFD Short 3240 44.975 AUD
Ordinary NPV CFD Short 435871 44.906042 AUD
Ordinary NPV CFD Short 30168 44.909069 AUD
Ordinary NPV CFD Short 13940 23.1381456231499 GBP
Ordinary NPV CFD Short 3368 23.137837188171 GBP
Ordinary NPV CFD Short 101 23.0931683168317 GBP
Ordinary NPV CFD Short 130250 23.15 GBP
Ordinary NPV CFD Short 2225 23.145344 GBP
Ordinary NPV CFD Short 3589 23.15214405 GBP
Ordinary NPV CFD Short 79900 23.118527 GBP
Ordinary NPV CFD Short 2784 541.6432 ZAR
Ordinary NPV CFD Short 42307 541.67809086 ZAR
Ordinary NPV CFD Short 210 542.211407 ZAR
Ordinary NPV CFD Short 66585 46.24 AUD
Ordinary NPV CFD Short 200 44.7 AUD
Ordinary NPV CFD Short 130 542.243357 ZAR
Ordinary NPV CFD Short 268 23.154347 GBP
Ordinary NPV CFD Short 4569 44.924618 AUD
Ordinary NPV CFD Short 58118 44.862402 AUD
Ordinary NPV CFD Short 41723 44.887568 AUD
Ordinary NPV CFD Short 339 44.725192 AUD
Ordinary NPV CFD Short 45 23.12580486 GBP
Ordinary NPV CFD Short 41 23.150926 GBP
Ordinary NPV CFD Short 33 23.12523919 GBP
Ordinary NPV CFD Short 24 23.12569375 GBP
Ordinary NPV CFD Short 23 23.1135332 GBP
Ordinary NPV CFD Short 20 23.11438678 GBP
Ordinary NPV CFD Short 19 23.11422245 GBP
Ordinary NPV CFD Short 19 23.12043771 GBP
Ordinary NPV CFD Short 4 23.1225432 GBP
Ordinary NPV CFD Short 140535 44.9276339701854 AUD
Ordinary NPV CFD Short 11745 44.8819702000851 AUD
Ordinary NPV CFD Short 65 23.12038912 GBP
Ordinary NPV CFD Short 58 23.19035086 GBP
Ordinary NPV CFD Short 50 23.12509373 GBP
Ordinary NPV CFD Short 11392 45.0180602977528 AUD
Ordinary NPV CFD Short 9238 44.9101093310024 AUD
Ordinary NPV CFD Short 1140 44.833605 AUD
Ordinary NPV CFD Short 1494 44.97248327 AUD
Ordinary NPV CFD Short 25000 44.6047912 AUD
Ordinary NPV CFD Short 25000 44.374376 AUD
Ordinary NPV CFD Short 433 44.9141820286374 AUD
Ordinary NPV CFD Short 75941 44.919874 AUD
Ordinary NPV CFD Short 195 44.9281839564103 AUD
Ordinary NPV CFD Short 22286 23.29 GBP
Ordinary NPV CFD Short 5 23.187 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 24 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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