REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
28/05/2024 11:45
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RNS Number : 1143Q UBS AG (EPT) 28 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 2219069 23.36584 22.92062 GBP
GBP
Ordinary NPV Sell 2075992 23.38400 23.00000 GBP
GBP
ADR Buy 2344 59.64000 59.43500
USD USD
ADR Sell 4134 59.64000 59.43500
USD USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 303 23.2171 GBP
Ordinary NPV CFD Long 14484 44.597846 AUD
Ordinary NPV CFD Long 1601 44.7770643347908 AUD
Ordinary NPV CFD Long 39022 44.663106 AUD
Ordinary NPV CFD Long 655 44.673466 AUD
Ordinary NPV CFD Long 12402 44.6481393044025 AUD
Ordinary NPV CFD Long 4863 44.7038439819042 AUD
Ordinary NPV CFD Long 2445 44.691558 AUD
Ordinary NPV CFD Long 676 44.721213 AUD
Ordinary NPV CFD Long 67979 44.668715 AUD
Ordinary NPV CFD Long 1776 44.7303209459459 AUD
Ordinary NPV CFD Long 17720 23.13296968 GBP
Ordinary NPV CFD Long 7207 544.41285972 ZAR
Ordinary NPV CFD Long 21400 23.228341 GBP
Ordinary NPV CFD Long 1775 547.15 ZAR
Ordinary NPV CFD Long 3193 543.2062 ZAR
Ordinary NPV CFD Long 3464 539.8106149 ZAR
Ordinary NPV CFD Long 28337 542.07557575 ZAR
Ordinary NPV CFD Long 21 44.6904762 AUD
Ordinary NPV CFD Long 13521 44.726998 AUD
Ordinary NPV CFD Long 5398 44.728466 AUD
Ordinary NPV CFD Long 16647 44.5618780020424 AUD
Ordinary NPV CFD Long 12362 44.7128110014561 AUD
Ordinary NPV CFD Long 757 44.736218005284 AUD
Ordinary NPV CFD Long 18484 44.6786700597901 AUD
Ordinary NPV CFD Long 6027 44.5451294772988 AUD
Ordinary NPV CFD Long 447 44.7527403010515 AUD
Ordinary NPV CFD Long 689 44.667417 AUD
Ordinary NPV CFD Long 187320 44.693729 AUD
Ordinary NPV CFD Long 6809 44.612636 AUD
Ordinary NPV CFD Long 792 44.67322 AUD
Ordinary NPV CFD Long 43441 44.639238 AUD
Ordinary NPV CFD Long 43084 44.630332 AUD
Ordinary NPV CFD Long 722 44.69819945 AUD
Ordinary NPV CFD Long 17 23.33 GBP
Ordinary NPV CFD Long 388 23.31020619 GBP
Ordinary NPV CFD Long 250 23.20964 GBP
Ordinary NPV CFD Long 10000 44.64 AUD
Ordinary NPV CFD Long 29644 44.756804 AUD
Ordinary NPV CFD Long 31812 44.6086819439205 AUD
Ordinary NPV CFD Short 3043 44.655527 AUD
Ordinary NPV CFD Short 4720 44.737814 AUD
Ordinary NPV CFD Short 3200 44.696875 AUD
Ordinary NPV CFD Short 213 44.6400031248826 AUD
Ordinary NPV CFD Short 13970 44.6384108744452 AUD
Ordinary NPV CFD Short 496 44.70523185 AUD
Ordinary NPV CFD Short 103902 23.29 GBP
Ordinary NPV CFD Short 6777 44.683367 AUD
Ordinary NPV CFD Short 84500 44.685735 AUD
Ordinary NPV CFD Short 50831 44.691437 AUD
Ordinary NPV CFD Short 16581 44.661419 AUD
Ordinary NPV CFD Short 1775 547.15 ZAR
Ordinary NPV CFD Short 3464 539.8106149 ZAR
Ordinary NPV CFD Short 21175 23.1837 GBP
Ordinary NPV CFD Short 578 23.0 GBP
Ordinary NPV CFD Short 19670 44.65339197 AUD
Ordinary NPV CFD Short 7207 544.41285972 ZAR
Ordinary NPV CFD Short 341616 44.681906 AUD
Ordinary NPV CFD Short 363 44.69168 AUD
Ordinary NPV CFD Short 69849 44.668058 AUD
Ordinary NPV CFD Short 3110 44.652678 AUD
Ordinary NPV CFD Short 29278 44.707304 AUD
Ordinary NPV CFD Short 246 44.658577 AUD
Ordinary NPV CFD Short 2726 44.746291269259 AUD
Ordinary NPV CFD Short 2388 44.7329773869347 AUD
Ordinary NPV CFD Short 16749 23.2817302526276 GBP
Ordinary NPV CFD Short 6591 23.12138446 GBP
Ordinary NPV CFD Short 250 23.040288 GBP
Ordinary NPV CFD Short 28337 542.07557575 ZAR
Ordinary NPV CFD Short 3193 543.2062 ZAR
Ordinary NPV CFD Short 53429 44.661216 AUD
ADR CFD Short 8 59.4350
ADR CFD Short 4 59.4575
ADR CFD Short 5 59.4940
ADR CFD Short 38 59.5074
ADR CFD Short 30 59.5267
ADR CFD Short 1007 59.5719
ADR CFD Short 79 59.6300
ADR CFD Short 1 59.6400
ADR CFD Long -8 59.4350
ADR CFD Long -4 59.4575
ADR CFD Long -10 59.4940
ADR CFD Long -38 59.5074
ADR CFD Long -30 59.5267
ADR CFD Long -890 59.5696
ADR CFD Long -1007 59.5719
ADR CFD Long -79 59.6300
ADR CFD Long -1 59.6400
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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