REG - UBS AG (EPT) BHP Group Limited - Form 8.5 (EPT/RI) - BHP Group Limited
29/05/2024 11:30
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RNS Number : 2942Q UBS AG (EPT) 29 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 1573285 23.65957 23.19500 GBP
GBP
Ordinary NPV Sell 1563362 23.67627 23.17000 GBP
GBP
ADR Buy 34140 59.68000 59.55593
USD USD
ADR Sell 36266 59.68000 59.55593
USD USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 2110 546.77306635 ZAR
Ordinary NPV CFD Long 16782 23.3389 GBP
Ordinary NPV CFD Long 411 547.01 ZAR
Ordinary NPV CFD Long 1699 546.83696881 ZAR
Ordinary NPV CFD Long 34445 546.96973378 ZAR
Ordinary NPV CFD Long 18 546.4166 ZAR
Ordinary NPV CFD Long 1113 45.299717628266 AUD
Ordinary NPV CFD Long 18547 45.2247440017253 AUD
Ordinary NPV CFD Long 1047 45.2922789971347 AUD
Ordinary NPV CFD Long 848 45.1321462 AUD
Ordinary NPV CFD Long 202 45.140842 AUD
Ordinary NPV CFD Long 3816 45.168618 AUD
Ordinary NPV CFD Long 16 45.250475 AUD
Ordinary NPV CFD Long 8716 45.205069 AUD
Ordinary NPV CFD Long 18240 45.1550587859649 AUD
Ordinary NPV CFD Long 217 45.279032 AUD
Ordinary NPV CFD Long 3892 45.166642 AUD
Ordinary NPV CFD Long 1115 45.170117 AUD
Ordinary NPV CFD Long 216909 45.270679 AUD
Ordinary NPV CFD Long 31530 45.245064 AUD
Ordinary NPV CFD Long 2915 45.08 AUD
Ordinary NPV CFD Long 5770 45.1787348353553 AUD
Ordinary NPV CFD Long 2085 45.1869304556355 AUD
Ordinary NPV CFD Long 20494 23.3213320954948 GBP
Ordinary NPV CFD Long 4477 23.3317020344874 GBP
Ordinary NPV CFD Long 512 23.22171875 GBP
Ordinary NPV CFD Long 401 23.3237032431671 GBP
Ordinary NPV CFD Long 168 23.275 GBP
Ordinary NPV CFD Long 539 45.23260668 AUD
Ordinary NPV CFD Long 13972 45.2835202520255 AUD
Ordinary NPV CFD Long 453 546.7969 ZAR
Ordinary NPV CFD Long 4 546.2934 ZAR
Ordinary NPV CFD Long 22539 45.371682 AUD
Ordinary NPV CFD Long 34721 45.257842 AUD
Ordinary NPV CFD Long 534 23.324616 GBP
Ordinary NPV CFD Long 4579 45.175073 AUD
Ordinary NPV CFD Long 33777 45.220546 AUD
Ordinary NPV CFD Long 527 45.38797 AUD
Ordinary NPV CFD Long 17 45.14 AUD
Ordinary NPV CFD Long 6965 45.1301684992821 AUD
Ordinary NPV CFD Long 9163 45.234387 AUD
Ordinary NPV CFD Long 6484 23.35 GBP
Ordinary NPV CFD Long 26331 45.234644 AUD
Ordinary NPV CFD Long 25 23.24 GBP
Ordinary NPV CFD Short 3157 30.110182 USD
Ordinary NPV CFD Short 16601 45.121507 AUD
Ordinary NPV CFD Short 8120 45.080384 AUD
Ordinary NPV CFD Short 411 547.01 ZAR
Ordinary NPV CFD Short 1699 546.83696881 ZAR
Ordinary NPV CFD Short 2110 546.77306635 ZAR
Ordinary NPV CFD Short 4 546.2934 ZAR
Ordinary NPV CFD Short 453 546.7969 ZAR
Ordinary NPV CFD Short 95 45.127684 AUD
Ordinary NPV CFD Short 3701 45.148146 AUD
Ordinary NPV CFD Short 230472 45.235091 AUD
Ordinary NPV CFD Short 112599 45.157379 AUD
Ordinary NPV CFD Short 2929 45.151789 AUD
Ordinary NPV CFD Short 4391 45.1652379867912 AUD
Ordinary NPV CFD Short 4334 45.1966797415782 AUD
Ordinary NPV CFD Short 10000 45.113662 AUD
Ordinary NPV CFD Short 34445 546.96973378 ZAR
Ordinary NPV CFD Short 18 546.4166 ZAR
Ordinary NPV CFD Short 55623 45.264846 AUD
Ordinary NPV CFD Short 3655 45.109978 AUD
Ordinary NPV CFD Short 7861 45.130564 AUD
Ordinary NPV CFD Short 170 23.34145446 GBP
Ordinary NPV CFD Short 109 23.350934 GBP
Ordinary NPV CFD Short 19827 45.1938827549352 AUD
Ordinary NPV CFD Short 12259 45.0800000699568 AUD
Ordinary NPV CFD Short 1793 45.199052 AUD
Ordinary NPV CFD Short 382 45.24141361 AUD
Ordinary NPV CFD Short 25000 44.6177978 AUD
Ordinary NPV CFD Short 3815 45.281308 AUD
Ordinary NPV CFD Short 6373 45.134514 AUD
ADR CFD Short 1847 59.5559 USD
ADR CFD Short 35 59.5600 USD
ADR CFD Short 35 59.6000 USD
ADR CFD Short 4222 59.6031 USD
ADR CFD Short 1890 59.6050 USD
ADR CFD Short 2305 59.6415 USD
ADR CFD Short 3282 59.6720 USD
ADR CFD Short 3368 59.6722 USD
ADR CFD Short 86 59.6800 USD
ADR CFD Long -1847 59.5559 USD
ADR CFD Long -35 59.5600 USD
ADR CFD Long -35 59.6000 USD
ADR CFD Long -4222 59.6031 USD
ADR CFD Long -1890 59.6050 USD
ADR CFD Long -3282 59.6720 USD
ADR CFD Long -3368 59.6722 USD
ADR CFD Long -3368 59.6722 USD
ADR CFD Long -86 59.6800 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 29 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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