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RNS Number : 9723A Capricorn Energy PLC 25 January 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
5. Date on which the threshold was crossed or reached
23-Jan-2024
6. Date on which Issuer notified
25-Jan-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 11.097407 3.566628 14.664035 13709524
Position of previous notification (if applicable) 10.796975 6.787846 17.584821
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BRJ7R218 10375054 11.097407
Sub Total 8.A 10375054 11.097407%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 2469358 2.641285
Sub Total 8.B1 2469358 2.641285%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swap 21-Jun-2033 Cash 242040 0.258891
Swap 09-Jan-2034 Cash 212828 0.227646
Swap 15-Dec-2033 Cash 178486 0.190913
Swap 20-Jun-2033 Cash 61755 0.066054
Swap 07-Mar-2029 Cash 54270 0.058048
Swap 26-Oct-2026 Cash 49169 0.052593
Swap 13-Jan-2033 Cash 27410 0.029319
Swap 21-Jun-2033 Cash 24883 0.026615
Swap 21-Jun-2033 Cash 7917 0.008468
Swap 08-Dec-2033 Cash 3640 0.003893
Swap 20-Jun-2033 Cash 2714 0.002903
Sub Total 8.B2 865112 0.925343%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C. 11.097272 3.566628 14.663900%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited 11.097272 3.566628 14.663900%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International 11.097272 3.566628 14.663900%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs & Co. LLC
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error. General email
contact: gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
25-Jan-2024
13. Place Of Completion
Warsaw
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