REG - Capricorn Energy PLC Goldman Sachs Group. - Holding(s) in Company

Capricorn EnergyAnnouncement

26/01/2024 16:00

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RNS Number : 1112B  Capricorn Energy PLC  26 January 2024

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

 Name                         City of registered office  Country of registered office
 Goldman Sachs International  London                     United Kingdom

5. Date on which the threshold was crossed or reached

24-Jan-2024

6. Date on which Issuer notified

26-Jan-2024

7. Total positions of person(s) subject to the notification obligation

                                                                            % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer
 Resulting situation on the date on which threshold was crossed or reached  11.002281                                             3.665222                                                                   14.667503                       13710534
 Position of previous notification (if applicable)                          11.097407                                             3.566628                                                                   14.664035

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)
 GB00BRJ7R218                                                                          10284446                                                                         11.002281
 Sub Total 8.A                                10284446                                                                              11.002281%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is  % of voting rights
                                                                            exercised/converted
 Securities Lending            Open                                         2566363                                                            2.745490
 Sub Total 8.B1                                                             2566363                                                            2.745490%

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights
 Swap                          21-Jun-2033                                  Cash                         242040                   0.258934
 Swap                          09-Jan-2034                                  Cash                         212976                   0.227841
 Swap                          15-Dec-2033                                  Cash                         173007                   0.185083
 Swap                          20-Jun-2033                                  Cash                         61755                    0.066065
 Swap                          07-Mar-2029                                  Cash                         54270                    0.058058
 Swap                          26-Oct-2026                                  Cash                         49169                    0.052601
 Swap                          13-Jan-2033                                  Cash                         27354                    0.029263
 Swap                          21-Jun-2033                                  Cash                         24883                    0.026620
 Swap                          21-Jun-2033                                  Cash                         7917                     0.008469
 Swap                          08-Dec-2033                                  Cash                         3640                     0.003894
 Swap                          20-Jun-2033                                  Cash                         2714                     0.002904
 Sub Total 8.B2                                                                                          859725                   0.919732%

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person              Name of controlled undertaking  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                                                      than the notifiable threshold
 The Goldman Sachs Group, Inc. (Chain 1)
 The Goldman Sachs Group, Inc. (Chain 1)  Goldman Sachs (UK) L.L.C.       10.989568                                                                   3.665222                                                                    14.654790%
 The Goldman Sachs Group, Inc. (Chain 1)  Goldman Sachs Group UK Limited  10.989568                                                                   3.665222                                                                    14.654790%
 The Goldman Sachs Group, Inc. (Chain 1)  Goldman Sachs International     10.989568                                                                   3.665222                                                                    14.654790%
 The Goldman Sachs Group, Inc. (Chain 2)
 The Goldman Sachs Group, Inc. (Chain 2)  Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error. General email
contact: gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)

12. Date of Completion

26-Jan-2024

13. Place Of Completion

Warsaw

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