For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240205:nRSE0760Ca&default-theme=true
RNS Number : 0760C Capricorn Energy PLC 05 February 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
5. Date on which the threshold was crossed or reached
01-Feb-2024
6. Date on which Issuer notified
05-Feb-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 11.969582 2.832164 14.801746 13815606
Position of previous notification (if applicable) 11.146186 3.557171 14.703357
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BRJ7R218 11172131 11.969582
Sub Total 8.A 11172131 11.969582%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 1849796 1.981832
Sub Total 8.B1 1849796 1.981832%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swap 13-Jan-2033 Cash 236143 0.252999
Swap 20-Jun-2033 Cash 214058 0.229337
Swap 20-Jun-2033 Cash 121388 0.130052
Swap 21-Jun-2033 Cash 61755 0.066163
Swap 21-Jun-2033 Cash 54254 0.058127
Swap 21-Jun-2033 Cash 49155 0.052664
Swap 07-Mar-2029 Cash 23267 0.024928
Swap 26-Oct-2026 Cash 20446 0.021906
Swap 08-Dec-2033 Cash 7144 0.007654
Swap 15-Dec-2033 Cash 3415 0.003659
Swap 09-Jan-2034 Cash 2654 0.002843
Sub Total 8.B2 793679 0.850332%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C. 11.969582 2.832161 14.801743%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited 11.969582 2.832161 14.801743%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International 11.969582 2.832161 14.801743%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error. General email
contact: gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
05-Feb-2024
13. Place Of Completion
Warsaw
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END HOLUVONRSWUURAR