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RNS Number : 5857H Capricorn Energy PLC 20 March 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name City of registered office Country of registered office
Goldman Sachs International London United Kingdom
5. Date on which the threshold was crossed or reached
15-Mar-2024
6. Date on which Issuer notified
19-Mar-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 7.408987 2.700477 10.109464 9301934
Position of previous notification (if applicable) 6.284204 3.828859 10.113063
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BRJ7R218 6817168 7.408987
Sub Total 8.A 6817168 7.408987%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities Lending Open 1775688 1.929841
Sub Total 8.B1 1775688 1.929841%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swap 21-Jun-2033 Cash 266398 0.289525
Swap 20-Feb-2034 Cash 107489 0.116821
Swap 26-Oct-2026 Cash 78439 0.085248
Swap 20-Jun-2033 Cash 76836 0.083506
Swap 07-Mar-2029 Cash 67248 0.073086
Swap 13-Mar-2034 Cash 43688 0.047481
Swap 21-Jun-2033 Cash 25830 0.028073
Swap 06-Mar-2034 Cash 16236 0.017646
Swap 13-Jan-2033 Cash 11318 0.012300
Swap 21-Jun-2033 Cash 8080 0.008782
Swap 27-Feb-2034 Cash 4376 0.004756
Swap 20-Jun-2033 Cash 2845 0.003092
Swap 15-Mar-2034 Cash 295 0.000320
Sub Total 8.B2 709078 0.770636%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C. 7.408987 2.700478 10.109465%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited 7.408987 2.700478 10.109465%
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International 7.408987 2.700478 10.109465%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error. General email
contact: gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
19-Mar-2024
13. Place Of Completion
Warsaw
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