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    REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

    Picture of Carillion logoCarillionAnnouncement
    29/10/2014 11:50
    RNS Number : 7788O
    Bank of America Merrill Lynch
    11 August 2014
    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Balfour Beatty PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    08/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0000961622
    Purchase
    252,715
    2.384 GBP
    2.33 GBP
    Common - ISIN GB0000961622
    Sale
    519,139
    2.386 GBP
    2.346 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0000961622
    Swaps
    Long
    4,100
    2.376 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    4,100
    2.33 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    979
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    540
    2.368 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    540
    2.378 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    200
    2.371 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    275
    2.371 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,527
    2.368 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,217
    2.374 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    412
    2.375 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    895
    2.365 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    275
    2.375 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,146
    2.364 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    1,702
    2.366 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    779
    2.365 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    619
    2.374 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,290
    2.368 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    3,014
    2.361 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,290
    2.376 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    9,872
    2.376 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    95,553
    2.346 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    9,168
    2.366 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    74,229
    2.366 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    1,501
    2.374 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    325
    2.374 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    960
    2.36 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    332
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    2,269
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    7,625
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,355
    2.372 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    2,565
    2.377 GBP
    Common - ISIN GB0000961622
    Swaps
    Short
    381
    2.374 GBP
    Common - ISIN GB0000961622
    Swaps
    Long
    3,659
    2.376 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    11/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 


    FORM 8.5 (EPT/RI)
    PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
    Rule 8.5 of the Takeover Code (the "Code")
    1.
    KEY INFORMATION
    (a) 
    Name of exempt principal trader: 
    Bank of America Merrill Lynch
    (b) 
    Name of offeror/offeree in relation to whose
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
    Carillion PLC
    (c) 
    Name of the party to the offer with which exempt principal trader is connected: 
    Balfour Beatty PLC
    (d) 
    Date dealing undertaken: 
    08/08/2014
    (e) 
    Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
    Yes 
    2.
    DEALINGS BY THE EXEMPT PRINCIPAL TRADER
    (a)
    Purchases and sales
    Class of relevant security
    Purchases/
    sales 
    Total number of securities
    Highest price 
    per unit 
    paid/received 
    Lowest price 
    per unit 
    paid/received 
    Common - ISIN GB0007365546
    Purchase
    118,265
    3.217 GBP
    3.144 GBP
    Common - ISIN GB0007365546
    Sale
    124,943
    3.216 GBP
    3.146 GBP
    (b)
    Derivatives transactions (other than options)
    Class of 
    relevant security 
    Product description
    e.g. CFD
    Nature of dealing
    e.g. opening/closing a 
    long/short position, increasing/reducing a 
    long/short position 
    Number of reference securities
    Price per unit
    Common - ISIN GB0007365546
    Swaps
    Short
    944
    3.172 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    944
    3.194 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    1,868
    3.168 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    25
    3.208 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    977
    3.194 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    955
    3.2 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,793
    3.197 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    194
    3.152 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    191
    3.194 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    980
    3.196 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    754
    3.201 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,058
    3.201 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    751
    3.197 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,636
    3.197 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    751
    3.2 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5,831
    3.205 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    223
    3.199 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    3
    3.2 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    3,713
    3.195 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,061
    3.206 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    11,770
    3.172 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    7,478
    3.171 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    35,178
    3.184 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    5,512
    3.171 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    418
    3.162 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    418
    3.16 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    137
    3.16 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    70
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    281
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    4,235
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,830
    3.208 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    646
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,807
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,315
    3.208 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,605
    3.208 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    8,488
    3.208 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,204
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    3,015
    3.208 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    249
    3.201 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    174
    3.201 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    2,975
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    1,961
    3.157 GBP
    Common - ISIN GB0007365546
    Swaps
    Long
    36,332
    3.207 GBP
    Common - ISIN GB0007365546
    Swaps
    Short
    6,880
    3.153 GBP
    (c)
    Options transactions in respect of existing securities
    (i)
    Writing, selling, purchasing or varying
    Class 
    of
    relevant security 
    Product description e.g. call option
    Writing, purchasing, selling, varying etc.
    Number 
    of
    securities to which option relates 
    Exercise 
    price
    per unit 
    Type
    e.g. American, European etc.
    Expiry date
    Option money paid/ received per unit
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    N/A
    (ii)
    Exercising
    Class of relevant security
    Product description
    e.g. call option
    Number of 
    securities 
    Exercise Price per 
    unit 
    N/A
    N/A
    N/A
    N/A
    (d)
    Other dealings (including subscribing for new securities)
    Class of relevant security
    Nature of dealing
    e.g. subscription, conversion
    Details
    Price per unit (if applicable)
    N/A
    N/A
    N/A
    N/A
    The currency of all prices and other monetary amounts should be stated.

    Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
    of relevant security dealt in. 
    3.
    OTHER INFORMATION
    (a)
    Indemnity and other dealing arrangements
    Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
    or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    (b)
    Agreements, arrangements or understandings relating to options or derivatives
    Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
    (i) the voting rights of any relevant securities under any option; or 
    (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
    If there are no such agreements, arrangements or understandings, state "none"
    None
    Date of disclosure:
    11/08/2014
    Contact name:
    Stacy Otieno
    Telephone number:
    0207 995 1335
    Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
    Service and must also be emailed to the Takeover Panel at     monitoring@disclosure.org.uk.
    The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
    dealing disclosure requirements on +44 (0)20 7638 0129.

    The Code can be viewed on the Panel's website at     www.thetakeoverpanel.org.uk. 

    This information is provided by RNS
    The company news service from the London Stock Exchange
      END
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