REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 12:10

RNS Number : 8949O
Bank of America Merrill Lynch
12 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Balfour Beatty PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
11/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
Yes
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0000961622
Purchase
308,970
2.442 GBP
2.382 GBP
Common - ISIN GB0000961622
Sale
274,095
2.444 GBP
2.394 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0000961622
Swaps
Short
12
2.409 GBP
Common - ISIN GB0000961622
Swaps
Long
12
2.444 GBP
Common - ISIN GB0000961622
Swaps
Short
5,800
2.433 GBP
Common - ISIN GB0000961622
Swaps
Short
557
2.435 GBP
Common - ISIN GB0000961622
Swaps
Long
1,190
2.409 GBP
Common - ISIN GB0000961622
Swaps
Short
52
2.42 GBP
Common - ISIN GB0000961622
Swaps
Short
22
2.42 GBP
Common - ISIN GB0000961622
Swaps
Short
24
2.42 GBP
Common - ISIN GB0000961622
Swaps
Short
22
2.421 GBP
Common - ISIN GB0000961622
Swaps
Long
1,928
2.441 GBP
Common - ISIN GB0000961622
Swaps
Long
2,014
2.442 GBP
Common - ISIN GB0000961622
Swaps
Long
2,729
2.441 GBP
Common - ISIN GB0000961622
Swaps
Long
1,193
2.439 GBP
Common - ISIN GB0000961622
Swaps
Long
36,121
2.407 GBP
Common - ISIN GB0000961622
Swaps
Short
13,728
2.439 GBP
Common - ISIN GB0000961622
Swaps
Long
871
2.43 GBP
Common - ISIN GB0000961622
Swaps
Short
1,403
2.43 GBP
Common - ISIN GB0000961622
Swaps
Long
850
2.43 GBP
Common - ISIN GB0000961622
Swaps
Short
28,405
2.382 GBP
Common - ISIN GB0000961622
Swaps
Short
18,827
2.43 GBP
Common - ISIN GB0000961622
Swaps
Short
52,974
2.434 GBP
Common - ISIN GB0000961622
Swaps
Short
19,119
2.438 GBP
Common - ISIN GB0000961622
Swaps
Long
28,500
2.43 GBP
Common - ISIN GB0000961622
Swaps
Long
30,662
2.426 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
12/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Carillion PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
11/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
Yes
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0007365546
Purchase
210,102
3.252 GBP
3.222 GBP
Common - ISIN GB0007365546
Sale
128,511
3.249 GBP
3.222 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0007365546
Swaps
Short
5,152
3.239 GBP
Common - ISIN GB0007365546
Swaps
Long
2,665
3.239 GBP
Common - ISIN GB0007365546
Swaps
Short
8,100
3.245 GBP
Common - ISIN GB0007365546
Swaps
Long
262
3.238 GBP
Common - ISIN GB0007365546
Swaps
Long
808
3.238 GBP
Common - ISIN GB0007365546
Swaps
Short
385
3.236 GBP
Common - ISIN GB0007365546
Swaps
Long
385
3.238 GBP
Common - ISIN GB0007365546
Swaps
Long
437
3.238 GBP
Common - ISIN GB0007365546
Swaps
Short
437
3.235 GBP
Common - ISIN GB0007365546
Swaps
Long
1,152
3.233 GBP
Common - ISIN GB0007365546
Swaps
Long
222
3.227 GBP
Common - ISIN GB0007365546
Swaps
Short
775
3.25 GBP
Common - ISIN GB0007365546
Swaps
Short
3,436
3.25 GBP
Common - ISIN GB0007365546
Swaps
Short
242
3.251 GBP
Common - ISIN GB0007365546
Swaps
Short
458
3.251 GBP
Common - ISIN GB0007365546
Swaps
Short
20,421
3.235 GBP
Common - ISIN GB0007365546
Swaps
Short
6,697
3.24 GBP
Common - ISIN GB0007365546
Swaps
Short
353
3.24 GBP
Common - ISIN GB0007365546
Swaps
Short
6,544
3.24 GBP
Common - ISIN GB0007365546
Swaps
Short
3,819
3.24 GBP
Common - ISIN GB0007365546
Swaps
Short
291
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
3,596
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
527
3.244 GBP
Common - ISIN GB0007365546
Swaps
Short
6,825
3.244 GBP
Common - ISIN GB0007365546
Swaps
Short
2,244
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
3,983
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
5,649
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
5,650
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
1,557
3.244 GBP
Common - ISIN GB0007365546
Swaps
Short
9,524
3.244 GBP
Common - ISIN GB0007365546
Swaps
Short
1,102
3.238 GBP
Common - ISIN GB0007365546
Swaps
Long
5,000
3.241 GBP
Common - ISIN GB0007365546
Swaps
Long
10,000
3.241 GBP
Common - ISIN GB0007365546
Swaps
Short
5,679
3.245 GBP
Common - ISIN GB0007365546
Swaps
Long
3,971
3.24 GBP
Common - ISIN GB0007365546
Swaps
Short
309
3.238 GBP
Common - ISIN GB0007365546
Swaps
Short
2,738
3.234 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
12/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 

This information is provided by RNS
The company news service from the London Stock Exchange
  END
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