REG - BkofA Merrill LynchBalfour Beatty PLCCarillion PLC - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 13:16

RNS Number : 2787P
Bank of America Merrill Lynch
15 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Balfour Beatty PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
14/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
Yes 
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0000961622
Purchase
3,694,269
2.419 GBP
2.374 GBP
Common - ISIN GB0000961622
Sale
3,648,412
2.425 GBP
2.369 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0000961622
Swaps
Short
1,500
2.38 GBP
Common - ISIN GB0000961622
Swaps
Long
5,100
2.385 GBP
Common - ISIN GB0000961622
Swaps
Short
3,600
2.378 GBP
Common - ISIN GB0000961622
Swaps
Long
244
2.388 GBP
Common - ISIN GB0000961622
Swaps
Long
2,003
2.395 GBP
Common - ISIN GB0000961622
Swaps
Short
615
2.407 GBP
Common - ISIN GB0000961622
Swaps
Short
177
2.383 GBP
Common - ISIN GB0000961622
Swaps
Short
2,247
2.407 GBP
Common - ISIN GB0000961622
Swaps
Long
177
2.388 GBP
Common - ISIN GB0000961622
Swaps
Long
22
2.407 GBP
Common - ISIN GB0000961622
Swaps
Long
24
2.407 GBP
Common - ISIN GB0000961622
Swaps
Long
2,742
2.407 GBP
Common - ISIN GB0000961622
Swaps
Short
12
2.391 GBP
Common - ISIN GB0000961622
Swaps
Short
10
2.391 GBP
Common - ISIN GB0000961622
Swaps
Short
13
2.391 GBP
Common - ISIN GB0000961622
Swaps
Long
22
2.407 GBP
Common - ISIN GB0000961622
Swaps
Long
52
2.407 GBP
Common - ISIN GB0000961622
Swaps
Short
27
2.391 GBP
Common - ISIN GB0000961622
Swaps
Long
31,578
2.408 GBP
Common - ISIN GB0000961622
Swaps
Long
7,620
2.401 GBP
Common - ISIN GB0000961622
Swaps
Long
1,626
2.401 GBP
Common - ISIN GB0000961622
Swaps
Long
7,198
2.401 GBP
Common - ISIN GB0000961622
Swaps
Short
16
2.405 GBP
Common - ISIN GB0000961622
Swaps
Long
71
2.408 GBP
Common - ISIN GB0000961622
Swaps
Short
200,000
2.421 GBP
Common - ISIN GB0000961622
Swaps
Long
12,500
2.388 GBP
Common - ISIN GB0000961622
Swaps
Long
13,161
2.401 GBP
Common - ISIN GB0000961622
Swaps
Short
1,598
2.397 GBP
Common - ISIN GB0000961622
Swaps
Short
2,806
2.397 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
15/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1.
KEY INFORMATION
(a) 
Name of exempt principal trader: 
Bank of America Merrill Lynch
(b) 
Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
Carillion PLC
(c) 
Name of the party to the offer with which exempt principal trader is connected: 
Balfour Beatty PLC
(d) 
Date dealing undertaken: 
14/08/2014
(e) 
Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? 
Yes 
2.
DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a)
Purchases and sales
Class of relevant security
Purchases/
sales 
Total number of securities
Highest price 
per unit 
paid/received 
Lowest price 
per unit 
paid/received 
Common - ISIN GB0007365546
Purchase
1,555,204
3.503 GBP
3.219 GBP
Common - ISIN GB0007365546
Sale
1,753,734
3.499 GBP
3.198 GBP
(b)
Derivatives transactions (other than options)
Class of 
relevant security 
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a 
long/short position, increasing/reducing a 
long/short position 
Number of reference securities
Price per unit
Common - ISIN GB0007365546
Swaps
Long
3,400
3.467 GBP
Common - ISIN GB0007365546
Swaps
Short
9,183
3.366 GBP
Common - ISIN GB0007365546
Swaps
Long
12,452
3.427 GBP
Common - ISIN GB0007365546
Swaps
Short
384
3.475 GBP
Common - ISIN GB0007365546
Swaps
Long
7,216
3.456 GBP
Common - ISIN GB0007365546
Swaps
Short
399
3.475 GBP
Common - ISIN GB0007365546
Swaps
Short
504
3.479 GBP
Common - ISIN GB0007365546
Swaps
Short
660
3.479 GBP
Common - ISIN GB0007365546
Swaps
Long
384
3.456 GBP
Common - ISIN GB0007365546
Swaps
Short
277
3.473 GBP
Common - ISIN GB0007365546
Swaps
Short
244
3.473 GBP
Common - ISIN GB0007365546
Swaps
Long
2
3.283 GBP
Common - ISIN GB0007365546
Swaps
Long
2
3.283 GBP
Common - ISIN GB0007365546
Swaps
Long
2
3.283 GBP
Common - ISIN GB0007365546
Swaps
Long
9,272
3.334 GBP
Common - ISIN GB0007365546
Swaps
Long
2,732
3.334 GBP
Common - ISIN GB0007365546
Swaps
Short
99,680
3.435 GBP
Common - ISIN GB0007365546
Swaps
Long
411
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
6,697
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
4,141
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
14,974
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
324
3.467 GBP
Common - ISIN GB0007365546
Swaps
Long
281
3.467 GBP
Common - ISIN GB0007365546
Swaps
Long
353
3.467 GBP
Common - ISIN GB0007365546
Swaps
Long
4,047
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
6,544
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
401
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
14,317
3.468 GBP
Common - ISIN GB0007365546
Swaps
Long
22,320
3.465 GBP
Common - ISIN GB0007365546
Swaps
Long
22,323
3.467 GBP
Common - ISIN GB0007365546
Swaps
Long
29,561
3.47 GBP
Common - ISIN GB0007365546
Swaps
Long
607
3.467 GBP
Common - ISIN GB0007365546
Swaps
Long
12,500
3.413 GBP
Common - ISIN GB0007365546
Swaps
Long
2,975
3.471 GBP
Common - ISIN GB0007365546
Swaps
Long
14,080
3.468 GBP
(c)
Options transactions in respect of existing securities
(i)
Writing, selling, purchasing or varying
Class 
of
relevant security 
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number 
of
securities to which option relates 
Exercise 
price
per unit 
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Class of relevant security
Product description
e.g. call option
Number of 
securities 
Exercise Price per 
unit 
N/A
N/A
N/A
N/A
(d)
Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in. 
3.
OTHER INFORMATION
(a)
Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal 
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none"
None
(b)
Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
15/08/2014
Contact name:
Stacy Otieno
Telephone number:
0207 995 1335
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 

This information is provided by RNS
The company news service from the London Stock Exchange
  END
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