REG - Morgan Stanley SecsCarillion PLCBalfour Beatty PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 10:17

RNS Number : 2809O
Morgan Stanley Securities Limited
05 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
04 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
YES 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
679,262
2.4770 GBP
2.4210 GBP
50P ORDINARY
SALES
879,113
2.4780 GBP
2.4040 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
PURCHASES
10,000,000
98.6600 GBP
98.6600 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
SALES
12,000,000
98.9500 GBP
98.7500 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
342
2.4040 GBP
50P ORDINARY
CFD
LONG
62
2.4346 GBP
50P ORDINARY
CFD
LONG
12,310
2.4370 GBP
50P ORDINARY
CFD
LONG
664
2.4400 GBP
50P ORDINARY
CFD
LONG
117,279
2.4400 GBP
50P ORDINARY
CFD
LONG
3,227
2.4402 GBP
50P ORDINARY
CFD
LONG
4,133
2.4402 GBP
50P ORDINARY
CFD
LONG
12,059
2.4433 GBP
50P ORDINARY
CFD
LONG
3,700
2.4492 GBP
50P ORDINARY
CFD
LONG
4,936
2.4500 GBP
50P ORDINARY
CFD
LONG
190
2.4512 GBP
50P ORDINARY
CFD
LONG
199
2.4522 GBP
50P ORDINARY
CFD
LONG
2,073
2.4522 GBP
50P ORDINARY
CFD
LONG
19,694
2.4522 GBP
50P ORDINARY
CFD
LONG
25,329
2.4522 GBP
50P ORDINARY
CFD
LONG
17,365
2.4522 GBP
50P ORDINARY
CFD
LONG
10,857
2.4522 GBP
50P ORDINARY
CFD
LONG
97,135
2.4535 GBP
50P ORDINARY
CFD
LONG
207
2.4593 GBP
50P ORDINARY
CFD
LONG
282,595
2.4596 GBP
50P ORDINARY
CFD
LONG
353
2.4600 GBP
50P ORDINARY
CFD
LONG
93
2.4615 GBP
50P ORDINARY
CFD
LONG
59
2.4625 GBP
50P ORDINARY
CFD
LONG
26,900
2.4639 GBP
50P ORDINARY
CFD
LONG
335
2.4640 GBP
50P ORDINARY
CFD
LONG
17,577
2.4648 GBP
50P ORDINARY
CFD
LONG
1,036
2.4673 GBP
50P ORDINARY
CFD
LONG
16,854
2.4676 GBP
50P ORDINARY
CFD
LONG
9,122
2.4676 GBP
50P ORDINARY
CFD
LONG
2,745
2.4676 GBP
50P ORDINARY
CFD
LONG
5,057
2.4676 GBP
50P ORDINARY
CFD
SHORT
2,455
2.3980 GBP
50P ORDINARY
CFD
SHORT
4,176
2.4391 GBP
50P ORDINARY
CFD
SHORT
1,211
2.4391 GBP
50P ORDINARY
CFD
SHORT
14,926
2.4400 GBP
50P ORDINARY
CFD
SHORT
2,544
2.4400 GBP
50P ORDINARY
CFD
SHORT
285
2.4400 GBP
50P ORDINARY
CFD
SHORT
1,037
2.4400 GBP
50P ORDINARY
CFD
SHORT
3,014
2.4400 GBP
50P ORDINARY
CFD
SHORT
3,296
2.4400 GBP
50P ORDINARY
CFD
SHORT
157
2.4400 GBP
50P ORDINARY
CFD
SHORT
5,945
2.4450 GBP
50P ORDINARY
CFD
SHORT
1,911
2.4460 GBP
50P ORDINARY
CFD
SHORT
1,245
2.4471 GBP
50P ORDINARY
CFD
SHORT
7,247
2.4471 GBP
50P ORDINARY
CFD
SHORT
4,382
2.4490 GBP
50P ORDINARY
CFD
SHORT
2,745
2.4490 GBP
50P ORDINARY
CFD
SHORT
14,606
2.4490 GBP
50P ORDINARY
CFD
SHORT
9,122
2.4490 GBP
50P ORDINARY
CFD
SHORT
654
2.4530 GBP
50P ORDINARY
CFD
SHORT
3,745
2.4533 GBP
50P ORDINARY
CFD
SHORT
290,938
2.4537 GBP
50P ORDINARY
CFD
SHORT
26,098
2.4537 GBP
50P ORDINARY
CFD
SHORT
778
2.4540 GBP
50P ORDINARY
CFD
SHORT
336
2.4565 GBP
50P ORDINARY
CFD
SHORT
625
2.4565 GBP
50P ORDINARY
CFD
SHORT
797
2.4570 GBP
50P ORDINARY
CFD
SHORT
2,577
2.4575 GBP
50P ORDINARY
CFD
SHORT
715
2.4580 GBP
50P ORDINARY
CFD
SHORT
690
2.4590 GBP
50P ORDINARY
CFD
SHORT
1,491
2.4600 GBP
50P ORDINARY
CFD
SHORT
353
2.4600 GBP
50P ORDINARY
CFD
SHORT
644
2.4620 GBP
50P ORDINARY
CFD
SHORT
341
2.4620 GBP
50P ORDINARY
CFD
SHORT
1,478
2.4630 GBP
50P ORDINARY
CFD
SHORT
2,750
2.4640 GBP
50P ORDINARY
CFD
SHORT
2,578
2.4648 GBP
50P ORDINARY
CFD
SHORT
767
2.4650 GBP
50P ORDINARY
CFD
SHORT
2,043
2.4660 GBP
50P ORDINARY
CFD
SHORT
645
2.4670 GBP
50P ORDINARY
CFD
SHORT
1,477
2.4680 GBP
50P ORDINARY
CFD
SHORT
668
2.4700 GBP
50P ORDINARY
CFD
SHORT
1,618
2.4710 GBP
50P ORDINARY
CFD
SHORT
342
2.4740 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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