REG - Morgan Stanley SecsCarillion PLCBalfour Beatty PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 10:42

RNS Number : 4076O
Morgan Stanley Securities Limited
06 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
05 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
YES 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
380,301
2.4440 GBP
2.3560 GBP
50P ORDINARY
SALES
465,330
2.4590 GBP
2.3530 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
PURCHASES
2,600,000
99.2500 GBP
99.2500 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
SALES
4,500,000
99.2600 GBP
99.0520 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
10,188
2.3620 GBP
50P ORDINARY
CFD
LONG
3,110
2.3629 GBP
50P ORDINARY
CFD
LONG
5,832
2.3638 GBP
50P ORDINARY
CFD
LONG
1,951
2.3670 GBP
50P ORDINARY
CFD
LONG
13,573
2.3760 GBP
50P ORDINARY
CFD
LONG
89,752
2.3800 GBP
50P ORDINARY
CFD
LONG
20,866
2.3828 GBP
50P ORDINARY
CFD
LONG
1,500
2.3869 GBP
50P ORDINARY
CFD
LONG
703
2.3990 GBP
50P ORDINARY
CFD
LONG
687
2.4000 GBP
50P ORDINARY
CFD
LONG
611
2.4007 GBP
50P ORDINARY
CFD
LONG
1,219
2.4020 GBP
50P ORDINARY
CFD
LONG
778
2.4030 GBP
50P ORDINARY
CFD
LONG
705
2.4050 GBP
50P ORDINARY
CFD
LONG
678
2.4060 GBP
50P ORDINARY
CFD
LONG
13,286
2.4067 GBP
50P ORDINARY
CFD
LONG
30,999
2.4067 GBP
50P ORDINARY
CFD
LONG
21,250
2.4067 GBP
50P ORDINARY
CFD
LONG
52,618
2.4067 GBP
50P ORDINARY
CFD
LONG
2,537
2.4067 GBP
50P ORDINARY
CFD
LONG
743
2.4070 GBP
50P ORDINARY
CFD
LONG
652
2.4090 GBP
50P ORDINARY
CFD
LONG
695
2.4120 GBP
50P ORDINARY
CFD
LONG
1,757
2.4130 GBP
50P ORDINARY
CFD
LONG
314
2.4150 GBP
50P ORDINARY
CFD
LONG
746
2.4170 GBP
50P ORDINARY
CFD
LONG
252
2.4180 GBP
50P ORDINARY
CFD
LONG
2,668
2.4200 GBP
50P ORDINARY
CFD
LONG
4,914
2.4210 GBP
50P ORDINARY
CFD
LONG
72
2.4531 GBP
50P ORDINARY
CFD
LONG
900
2.4590 GBP
50P ORDINARY
CFD
SHORT
6,004
2.3620 GBP
50P ORDINARY
CFD
SHORT
182
2.3620 GBP
50P ORDINARY
CFD
SHORT
1,522
2.3634 GBP
50P ORDINARY
CFD
SHORT
35
2.3640 GBP
50P ORDINARY
CFD
SHORT
108
2.3640 GBP
50P ORDINARY
CFD
SHORT
2,473
2.3644 GBP
50P ORDINARY
CFD
SHORT
12,765
2.3690 GBP
50P ORDINARY
CFD
SHORT
1,544
2.3690 GBP
50P ORDINARY
CFD
SHORT
83,901
2.3749 GBP
50P ORDINARY
CFD
SHORT
46,890
2.3805 GBP
50P ORDINARY
CFD
SHORT
25,976
2.3823 GBP
50P ORDINARY
CFD
SHORT
7,802
2.3823 GBP
50P ORDINARY
CFD
SHORT
2,324
2.3840 GBP
50P ORDINARY
CFD
SHORT
378
2.3840 GBP
50P ORDINARY
CFD
SHORT
8,400
2.3882 GBP
50P ORDINARY
CFD
SHORT
288
2.4232 GBP
50P ORDINARY
CFD
SHORT
935
2.4400 GBP
50P ORDINARY
CFD
SHORT
1
2.4440 GBP
50P ORDINARY
CFD
SHORT
4,889
2.3764 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
CFD
SHORT
10
165,999.4223 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
06 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
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