REG - Morgan Stanley SecsCarillion PLCBalfour Beatty PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">BALF.L</Origin> <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 12:55

RNS Number : 1431P
Morgan Stanley Securities Limited
14 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
13 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
520,944
2.4030 GBP
2.3570 GBP
50P ORDINARY
SALES
735,708
2.4030 GBP
2.3580 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
PURCHASES
2,000,000
98.3400 GBP
98.3400 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
12,064
2.3648 GBP
50P ORDINARY
CFD
LONG
5,095
2.3650 GBP
50P ORDINARY
CFD
LONG
251,339
2.3652 GBP
50P ORDINARY
CFD
LONG
15,880
2.3658 GBP
50P ORDINARY
CFD
LONG
31,469
2.3705 GBP
50P ORDINARY
CFD
LONG
20,936
2.3710 GBP
50P ORDINARY
CFD
LONG
97,484
2.3723 GBP
50P ORDINARY
CFD
LONG
15,548
2.3723 GBP
50P ORDINARY
CFD
LONG
32,000
2.3730 GBP
50P ORDINARY
CFD
LONG
843
2.3784 GBP
50P ORDINARY
CFD
LONG
306
2.3807 GBP
50P ORDINARY
CFD
LONG
2,241
2.3807 GBP
50P ORDINARY
CFD
LONG
490
2.3807 GBP
50P ORDINARY
CFD
LONG
75
2.3808 GBP
50P ORDINARY
CFD
LONG
59
2.3808 GBP
50P ORDINARY
CFD
LONG
1,665
2.3840 GBP
50P ORDINARY
CFD
LONG
2,155
2.3861 GBP
50P ORDINARY
CFD
LONG
319
2.3861 GBP
50P ORDINARY
CFD
SHORT
2,000
2.3620 GBP
50P ORDINARY
CFD
SHORT
125,674
2.3650 GBP
50P ORDINARY
CFD
SHORT
6,472
2.3660 GBP
50P ORDINARY
CFD
SHORT
72,872
2.3697 GBP
50P ORDINARY
CFD
SHORT
44,903
2.3698 GBP
50P ORDINARY
CFD
SHORT
39,949
2.3720 GBP
50P ORDINARY
CFD
SHORT
1,500
2.3722 GBP
50P ORDINARY
CFD
SHORT
4,900
2.3722 GBP
50P ORDINARY
CFD
SHORT
2,900
2.3722 GBP
50P ORDINARY
CFD
SHORT
1,700
2.3722 GBP
50P ORDINARY
CFD
SHORT
23,917
2.3722 GBP
50P ORDINARY
CFD
SHORT
50,314
2.3724 GBP
50P ORDINARY
CFD
SHORT
97,484
2.3724 GBP
50P ORDINARY
CFD
SHORT
29,602
2.3735 GBP
50P ORDINARY
CFD
SHORT
15,200
2.3753 GBP
50P ORDINARY
CFD
SHORT
8,226
2.3753 GBP
50P ORDINARY
CFD
SHORT
4,832
2.3765 GBP
50P ORDINARY
CFD
SHORT
2,242
2.3779 GBP
50P ORDINARY
CFD
SHORT
68
2.3779 GBP
50P ORDINARY
CFD
SHORT
319
2.3810 GBP
50P ORDINARY
CFD
SHORT
3,171
2.3822 GBP
50P ORDINARY
CFD
SHORT
66
2.3830 GBP
50P ORDINARY
CFD
SHORT
564
2.3830 GBP
50P ORDINARY
CFD
SHORT
69
2.3943 GBP
50P ORDINARY
CFD
SHORT
4,511
2.3681 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
14 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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