REG - Morgan Stanley SecsCarillion PLC - Form 8.5 (EPT/RI) - Balfour Beatty Plc <Origin Href="QuoteRef">CLLN.L</Origin>

CarillionAnnouncement

29/10/2014 09:54

RNS Number : 5797O
Morgan Stanley Securities Limited
07 August 2014
AMENDMENT (Section 2 (a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley Securities Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
BALFOUR BEATTY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:
CARILLION PLC
(d) Date dealing undertaken:
01 AUGUST 2014
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
YES 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
50P ORDINARY
PURCHASES
858,972
2.4290 GBP
2.3400 GBP
50P ORDINARY
SALES
1,058,841
2.4310 GBP
2.3410 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
PURCHASES
4,000,000
97.9380 GBP
97.9380 GBP
CONVERTIBLE BONDS DUE DECEMBER 2018
SALES
2,000,000
98.5000 GBP
98.5000 GBP
(b) Derivatives transactions (other than options)
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
50P ORDINARY
CFD
LONG
80
2.3435 GBP
50P ORDINARY
CFD
LONG
1,960
2.3435 GBP
50P ORDINARY
CFD
LONG
23,942
2.3435 GBP
50P ORDINARY
CFD
LONG
10,262
2.3435 GBP
50P ORDINARY
CFD
LONG
16,414
2.3435 GBP
50P ORDINARY
CFD
LONG
29,959
2.3505 GBP
50P ORDINARY
CFD
LONG
8,193
2.3526 GBP
50P ORDINARY
CFD
LONG
27,275
2.3526 GBP
50P ORDINARY
CFD
LONG
11,132
2.3545 GBP
50P ORDINARY
CFD
LONG
15,546
2.3748 GBP
50P ORDINARY
CFD
LONG
9,300
2.3770 GBP
50P ORDINARY
CFD
LONG
21,087
2.3873 GBP
50P ORDINARY
CFD
LONG
20,300
2.3889 GBP
50P ORDINARY
CFD
LONG
6,800
2.3889 GBP
50P ORDINARY
CFD
LONG
9,600
2.3889 GBP
50P ORDINARY
CFD
LONG
26,098
2.3905 GBP
50P ORDINARY
CFD
LONG
334,739
2.3905 GBP
50P ORDINARY
CFD
LONG
10,998
2.3972 GBP
50P ORDINARY
CFD
LONG
5,629
2.3980 GBP
50P ORDINARY
CFD
LONG
1
2.4000 GBP
50P ORDINARY
CFD
LONG
26
2.4020 GBP
50P ORDINARY
CFD
LONG
3,164
2.4039 GBP
50P ORDINARY
CFD
LONG
225
2.4059 GBP
50P ORDINARY
CFD
LONG
44
2.4068 GBP
50P ORDINARY
CFD
LONG
321
2.4081 GBP
50P ORDINARY
CFD
LONG
67,468
2.4085 GBP
50P ORDINARY
CFD
LONG
60
2.4105 GBP
50P ORDINARY
CFD
SHORT
1,796
2.3442 GBP
50P ORDINARY
CFD
SHORT
435
2.3590 GBP
50P ORDINARY
CFD
SHORT
1,718
2.3640 GBP
50P ORDINARY
CFD
SHORT
674
2.3650 GBP
50P ORDINARY
CFD
SHORT
707
2.3710 GBP
50P ORDINARY
CFD
SHORT
2,059
2.3730 GBP
50P ORDINARY
CFD
SHORT
2,092
2.3740 GBP
50P ORDINARY
CFD
SHORT
758
2.3750 GBP
50P ORDINARY
CFD
SHORT
2,187
2.3780 GBP
50P ORDINARY
CFD
SHORT
3,662
2.3790 GBP
50P ORDINARY
CFD
SHORT
638
2.3800 GBP
50P ORDINARY
CFD
SHORT
764
2.3810 GBP
50P ORDINARY
CFD
SHORT
793
2.3860 GBP
50P ORDINARY
CFD
SHORT
681
2.3880 GBP
50P ORDINARY
CFD
SHORT
334,738
2.3881 GBP
50P ORDINARY
CFD
SHORT
646
2.3890 GBP
50P ORDINARY
CFD
SHORT
82,407
2.3890 GBP
50P ORDINARY
CFD
SHORT
698
2.3910 GBP
50P ORDINARY
CFD
SHORT
2,024
2.3920 GBP
50P ORDINARY
CFD
SHORT
1,403
2.3930 GBP
50P ORDINARY
CFD
SHORT
7,093
2.3939 GBP
50P ORDINARY
CFD
SHORT
3,470
2.3940 GBP
50P ORDINARY
CFD
SHORT
1,372
2.3940 GBP
50P ORDINARY
CFD
SHORT
25,733
2.3980 GBP
50P ORDINARY
CFD
SHORT
1,308
2.3980 GBP
50P ORDINARY
CFD
SHORT
3,070
2.3995 GBP
50P ORDINARY
CFD
SHORT
13,338
2.3995 GBP
50P ORDINARY
CFD
SHORT
12,840
2.4022 GBP
50P ORDINARY
CFD
SHORT
42,745
2.4022 GBP
50P ORDINARY
CFD
SHORT
20,119
2.4051 GBP
50P ORDINARY
CFD
SHORT
1,349
2.4077 GBP
50P ORDINARY
CFD
SHORT
12,429
2.4077 GBP
50P ORDINARY
CFD
SHORT
4,508
2.4129 GBP
50P ORDINARY
CFD
SHORT
1,933
2.4280 GBP
50P ORDINARY
CFD
SHORT
775
2.4280 GBP
50P ORDINARY
CFD
LONG
14,515
2.3915 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A 
N/A
N/A
N/A
N/A
N/A 
(ii) Exercising
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
07 AUGUST 2014
Contact name:
Darren Wickert 
Telephone number:
+44 (0)20 7425 6578
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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