Brief: CDL Investments NZ Acknowledges Announcement Released By NZ Markets Disciplinary Tribunal

CDL Investments New Zealand

15/11/2023 19:38

Nov 16 (Reuters) - CDL Investments New Zealand Ltd
 CDI.NZ :
    * ACKNOWLEDGES DETERMINATION AND PUBLIC ANNOUNCEMENT
RELEASED BY
NZ MARKETS DISCIPLINARY TRIBUNAL
    * ACCEPTS RESPONSIBILITY FOR BREACHES AND FULLY COMPLIED
WITH NZ
REGCO'S INVESTIGATION.
    * COMMITTED TO ENSURE THAT NO SUCH BREACHES OCCUR IN FUTURE
    * CDI BEEN ORDERED TO PAY FINANCIAL PENALTY OF NZ$50,000 AND
TO
MEET NZ REGCO'S AND TRIBUNAL'S COSTS IN CONNECTION WITH MATTER

Further company coverage:  CDI.NZ 

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