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RNS Number : 3198K Close Brothers Group PLC 11 April 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007668071
Issuer Name
CLOSE BROTHERS GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
09-Apr-2024
6. Date on which Issuer notified
10-Apr-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 1.324244 6.594517 7.918761 11916748
Position of previous notification (if applicable) 2.544122 7.667423 10.211545
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB0007668071 1992523 1.324045
US1890621022 300 0.000199
Sub Total 8.A 1992823 1.324244%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Right to Recall n/a n/a 43662 0.029014
Physical Swap 15/05/2024 n/a 1524264 1.012884
Sub Total 8.B1 1567926 1.041898%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swaps 18/04/2024 N/A Cash 1430494 0.950573
Swaps 23/07/2024 N/A Cash 434000 0.288396
Swaps 31/07/2024 N/A Cash 194509 0.129253
Swaps 23/09/2024 N/A Cash 31557 0.020970
Swaps 23/10/2024 N/A Cash 1115245 0.741088
Swaps 31/10/2024 N/A Cash 27277 0.018126
Swaps 18/11/2024 N/A Cash 47956 0.031867
Swaps 21/02/2025 N/A Cash 3008000 1.998837
Swaps 28/02/2025 N/A Cash 1775375 1.179749
Swaps 01/04/2025 N/A Cash 239551 0.159183
Swaps 30/04/2025 N/A Cash 3049 0.002026
Swaps 06/05/2025 N/A Cash 264 0.000175
Swaps 26/05/2026 N/A Cash 30212 0.020076
Swaps 15/10/2026 N/A Cash 5339 0.003548
Swaps 15/02/2028 N/A Cash 13171 0.008752
Sub Total 8.B2 8355999 5.552619%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation Bank of America, National Association
Bank of America Corporation Managed Account Advisors, LLC
Bank of America Corporation Merrill Lynch International 3.796164 5.120209%
Bank of America Corporation BofA Securities Europe SA
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
10-Apr-2024
13. Place Of Completion
United Kingdom
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