REG - Close Bros Grp PLC - Director/PDMR Shareholding
06/10/2023 14:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20231006:nRSF0219Pa&default-theme=true
RNS Number : 0219P Close Brothers Group PLC 06 October 2023
Close Brothers Group plc
Notification of transactions by
persons discharging managerial responsibilities
in Ordinary shares of the Company of 25p each (Shares)
Close Brothers Group plc (the "Company") notifies that on 4 October 2023,
share awards under the Company's Omnibus Share Incentive Plan (the "Plan")
were granted to the executive directors and other persons discharging
managerial responsibilities ("PDMRs") noted below under the long term
incentive plan ("LTIP") and the deferred annual bonus plan ("DAB"). A share
price of £8.719 per share has been applied to determine the number of shares
awarded under the plans.
Long Term Incentive Plan Awards
These awards are subject to performance conditions which are measured over a
three-year period between 1 August 2023 and 31 July 2026. Participants can
call for some of the award shares at any time between 4 October 2026 and 4
October 2027 at their option, at nil cost. Certain other award shares are
subject to an additional two year deferral period, meaning that participants
can call for those award shares at any time between 4 October 2028 and 4
October 2029.
Deferred Annual Bonus Plan Share Awards
These awards entitle participants to call for their award shares at their
option and at nil cost at any time between 4 October 2025 and 4 October 2026.
The following notifications, made pursuant to Article 19(3) of the Market
Abuse Regulation, provide further details.
Name of authorised official of issuer responsible for making notification
Sarah Peazer-Davies
Company Secretary
Close Brothers Group plc
6 October 2023
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Adrian Sainsbury
2 Reason for the notification
a) Position/status Group Chief Executive
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 135,997
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Mike Morgan
2 Reason for the notification
a) Position/status Group Finance Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 81,891
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
-e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Rebekah Etherington
2 Reason for the notification
a) Position/status Group Head of Human Resources
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 51,612
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Nazrul Kazi
2 Reason for the notification
a) Position/status Group Head of Internal Audit
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 11,470
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Frank Pennal
2 Reason for the notification
a) Position/status Chief Executive Officer Property
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 28,674
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Matt Roper
2 Reason for the notification
a) Position/status Chief Executive Officer Commercial
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan:
1. Deferred Annual Bonus ('DAB')
2. Long Term Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Award(s) Price(s) Volume(s)
1. DAB Nil 5,162
2. LTIP Nil 28,388
d) Aggregated information
- Aggregated volume 33,550
- Price Nil
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
33,550
Nil
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Robert Sack
2 Reason for the notification
a) Position/status Group Chief Risk Officer
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 51,612
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name Angela Yotov
2 Reason for the notification
a) Position/status Group General Counsel
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Close Brothers Group plc
b) LEI 213800W73SYHR14I3X91
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Ordinary Shares of 25p each
Identification code
GB0007668071
b) Nature of the transaction 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term
Incentive Plan ('LTIP')
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 40,144
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
e) Date of the transaction 4 October 2023
f) Place of the transaction Outside of a trading venue
d)
Aggregated information
- Aggregated volume
- Price
N/A - single transaction
e)
Date of the transaction
4 October 2023
f)
Place of the transaction
Outside of a trading venue
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END DSHFLFSFILLRIIVRecent news on Close Brothers
See all newsREG - Close Bros Grp PLC - Total Voting Rights
AnnouncementREG - Close Bros Grp PLC - Director/PDMR Shareholding
AnnouncementREG - Close Bros Grp PLC - Notice of Quarterly Trading Update
AnnouncementREG - Close Bros Grp PLC - Director/PDMR Shareholding
AnnouncementREG - Close Bros Grp PLC - Director/PDMR Shareholding
Announcement