REG - Caerus Mineral Res. - Major Holdings Notification & Total Voting Rights
05/01/2023 18:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20230105:nRSE8663La&default-theme=true
RNS Number : 8663L Caerus Mineral Resources PLC 05 January 2023
05 January 2023
Caerus Mineral Resources PLC
('Caerus' or the 'Company')
Notification of Major Holdings and Total Voting Rights
An aggregate total of 10,685,313 Ordinary Shares (the "Transferred Shares")
have been transferred to the Company by way of gift ("Transfers"). The Company
will be required to dispose of these shares or cancel these shares within a
period of three years from the date of the transfer. Whilst the shares
continue to be held by the Company, the Company will not be permitted to
exercise the voting rights attaching to the Ordinary Shares. There are no
shares held in Treasury.
The Company has in issue a total of 61,211,258 Ordinary Shares. The
Transferred Shares represented a total of 17.46 per cent of the total voting
rights based upon the total number of Ordinary Shares currently in issue
("Current Issued Share Capital"). The notification of the Company's interest
in the voting rights of the Company (as set out in the TR-1 below) has been
prepared based on the Current Issued Share Capital as the denominator, but
shareholders should note the following paragraph.
Noting that the Company is not permitted to vote the Transferred Shares, the
total number of listed voting rights in the Company for the purpose of
Disclosure and Transparency Rule 5.6.1 (calculated in accordance with
Disclosure and Transparency Rule 5.6.2) is 50,525,945 ("Total Voting Rights").
This number should be used by shareholders as the denominator for the
calculations by which they will determine if they are required to notify their
interest in, or a change to their interest in Caerus, under the FCA's
Disclosure and Transparency Rules.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to Caerus Mineral Resources
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv)
Name Caerus Mineral Resources
City and country of registered office (if applicable) London UK
4. Full name of shareholder(s) (if different from 3.) (v)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached (vi): 5(th) January 2023
6. Date on which issuer notified (DD/MM/YYYY): 5(th) January 2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 17.46 0 17.46 10,685,313
Position of previous notification (if 8.04 0 8.04
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BMDQ4L78 10,685,313 17.46
SUBTOTAL 8. A 10,685,313 17.46%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Caerus Mineral Resources Plc 17.46 0 17.46%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
The shares have been gifted to the Company for nil consideration and
the Company may not exercise any voting rights in respect of those shares.
The percentage of voting rights has been calculated using the Current Issued
Share Capital of 61,211,258.
Place of completion Outside of trading venue, London UK
Date of completion 5(th) January 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to Caerus Mineral Resources
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii):
3. Details of person subject to the notification obligation (iv)
Name Ploutonic Metals Limited
City and country of registered office (if applicable) Larnaca, Cyprus
4. Full name of shareholder(s) (if different from 3.) (v)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached (vi): 5(th) January 2023
6. Date on which issuer notified (DD/MM/YYYY): 5(rd) January 2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 1.3% 0.00% 1.3% 656,695
Position of previous notification (if 11.9% 0.00% 11.9%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BMDQ4L78 656,695 1.3%
SUBTOTAL 8. A 656,695 1.3%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Andrew Daniels 1.3% 1.3% 1.3%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
The percentage of voting rights has been calculated using the Total Voting
Rights of 50,525,945.
Place of completion Outside of a trading venue, London UK
Date of completion 5(th) January 2023
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END HOLUPUWPGUPWGRARecent news on Critical Mineral Resources
See all newsREG - Critical Mineral - Notification of Major Holdings
AnnouncementREG - Critical Mineral - Notice of AGM and Notice of GM
AnnouncementREG - Critical Mineral - Cornerstone copper transaction and investment
AnnouncementREG - Critical Mineral - Notification of Major Holdings
AnnouncementREG - Critical Mineral - Total Voting Rights
Announcement