REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

25/08/2016 11:30

RNS Number : 1514I
Deutsche Bank AG
25 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
24/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
2,771
75.09
73.86
Ordinary
Sale
11,208
75.84
74.045242
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
4,529
79.19
77.04
Tendered Ords
Sale
9,391
79.12
77.330039
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
1
74.6234
Ordinary
CFD
LONG
7
74.6234
Ordinary
CFD
LONG
17
75.23624
Ordinary
CFD
LONG
81
75.17322
Ordinary
CFD
LONG
92
75.79349
Ordinary
CFD
LONG
111
74.09213
Ordinary
CFD
LONG
164
74.41207
Ordinary
CFD
LONG
215
75.17322
Ordinary
CFD
LONG
228
75.1327
Ordinary
CFD
LONG
320
74.09208
Ordinary
CFD
LONG
322
75.77664
Ordinary
CFD
LONG
352
75.62
Ordinary
CFD
LONG
434
74.49187
Ordinary
CFD
LONG
475
74.41205
Ordinary
CFD
LONG
510
74.41206
Ordinary
CFD
LONG
521
74.6534
Ordinary
CFD
LONG
580
74.72107
Ordinary
CFD
LONG
617
74.51676
Ordinary
CFD
LONG
640
74.65226
Ordinary
CFD
LONG
858
73.85778
Ordinary
CFD
LONG
4,555
74.88997
Ordinary
CFD
SHORT
1
74.6234
Ordinary
CFD
SHORT
7
74.6234
Ordinary
CFD
SHORT
38
74.11722
Ordinary
CFD
SHORT
59
74.17121
Ordinary
CFD
SHORT
81
75.26115
Ordinary
CFD
SHORT
117
75
Ordinary
CFD
SHORT
2,273
74.30029
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
1
77.08846
Tendered Ords
CFD
LONG
50
77.08846
Tendered Ords
CFD
LONG
1,510
77.80144
Tendered Ords
CFD
LONG
4,051
78.07065
Tendered Ords
CFD
LONG
21,326
77.76
Tendered Ords
CFD
SHORT
1
77.09154
Tendered Ords
CFD
SHORT
50
77.09154
Tendered Ords
CFD
SHORT
689
78.98647
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
25/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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