REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

26/08/2016 11:30

RNS Number : 2646I
Deutsche Bank AG
26 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
25/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
10,585
73.91
73.04
Ordinary
Sale
19,462
73.99
72.07
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
70,865
77.1833
76.47
Tendered Ords
Sale
5,982
77.18
76.67
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
72
73.40029
Ordinary
CFD
LONG
96
73.86778
Ordinary
CFD
LONG
106
73.40023
Ordinary
CFD
LONG
118
73.69154
Ordinary
CFD
LONG
144
72.95448
Ordinary
CFD
LONG
240
73.07581
Ordinary
CFD
LONG
257
73.59421
Ordinary
CFD
LONG
306
73.40028
Ordinary
CFD
LONG
341
73.69158
Ordinary
CFD
LONG
576
73.60779
Ordinary
CFD
LONG
864
73.05898
Ordinary
CFD
LONG
1,004
73.19454
Ordinary
CFD
LONG
2,154
73.30582
Ordinary
CFD
LONG
8,437
73.22359
Ordinary
CFD
SHORT
48
73.2522
Ordinary
CFD
SHORT
172
73.14312
Ordinary
CFD
SHORT
187
73.86911
Ordinary
CFD
SHORT
240
73.2382
Ordinary
CFD
SHORT
352
73.37537
Ordinary
CFD
SHORT
417
73.37537
Ordinary
CFD
SHORT
453
73.33041
Ordinary
CFD
SHORT
1,667
73.23844
Ordinary
CFD
SHORT
2,302
73.28779
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
1
76.77822
Tendered Ords
CFD
LONG
240
76.77822
Tendered Ords
CFD
LONG
551
76.81393
Tendered Ords
CFD
LONG
608
77.13829
Tendered Ords
CFD
LONG
780
76.97492
Tendered Ords
CFD
SHORT
9
76.70993
Tendered Ords
CFD
SHORT
240
76.70993
Tendered Ords
CFD
SHORT
780
77.01202
Tendered Ords
CFD
SHORT
3,559
76.80205
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
26/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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