REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

31/08/2016 16:45

RNS Number : 6081I
Deutsche Bank AG
31 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
09/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
128,827
75.61
74.0
Ordinary
Sale
43,748
75.601673
74.04
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
22,095
75.68
74.83
Tendered Ords
Sale
4,037
74.93
74.24


(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
93
74.86506
Ordinary
CFD
LONG
140
75.52678
Ordinary
CFD
LONG
145
74.84332
Ordinary
CFD
LONG
251
75.60167
Ordinary
CFD
LONG
461
75.19842
Ordinary
CFD
LONG
1,421
74.86511
Ordinary
CFD
LONG
1,495
74.86511
Ordinary
CFD
LONG
1,691
75.48788
Ordinary
CFD
SHORT
140
75.59151
Ordinary
CFD
SHORT
230
74.72224
Ordinary
CFD
SHORT
361
74.47068
Ordinary
CFD
SHORT
3,872
75.61227
Ordinary
CFD
SHORT
3,925
74.62013
Ordinary
CFD
SHORT
4,993
74.58392
Ordinary
CFD
SHORT
5,400
75.64781
Ordinary
CFD
SHORT
6,095
75.64781
Ordinary
CFD
SHORT
12,393
74.66539
Ordinary
CFD
SHORT
15,924
74.68548
Ordinary
CFD
SHORT
17,437
74.71665
Ordinary
CFD
SHORT
19,520
74.69977
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
951
74.7775
Tendered Ords
CFD
LONG
1,170
74.2469
Tendered Ords
CFD
LONG
1,916
74.69974
Tendered Ords
CFD
SHORT
301
74.70534
Tendered Ords
CFD
SHORT
324
74.79903
Tendered Ords
CFD
SHORT
610
75.59292
Tendered Ords
CFD
SHORT
1,047
74.25774
Tendered Ords
CFD
SHORT
1,779
74.78014
Tendered Ords
CFD
SHORT
2,783
74.90263
Tendered Ords
CFD
SHORT
7,691
74.96093
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
31/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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