REG - Deutsche Bank AG Deutsche Borse - Form 8.5 (EPT/RI) Deutsche Borse AG <Origin Href="QuoteRef">DBKGn.DE</Origin>

Deutsche Bank AGAnnouncement

31/08/2016 17:05

RNS Number : 6120I
Deutsche Bank AG
31 August 2016
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
AMENDMENT
1. KEY INFORMATION
(a) Name of exempt principal trader:
Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Deutsche Boerse AG
(c) Name of the party to the offer with which exempt principal trader is connected:
Deutsche Boerse AG
(d) Date dealing undertaken:
12/08/2016
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
Yes
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Ordinary
Purchase
63,492
75.83
75.08
Ordinary
Sale
53,068
75.88
74.98
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
EUR
Lowest price per unit paid/received
EUR
Tendered Ords
Purchase
6,472
75.74
75.564469
Tendered Ords
Sale
7,034
75.84
75.415


(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary
CFD
LONG
13
75.85772
Ordinary
CFD
LONG
30
75.46818
Ordinary
CFD
LONG
84
75.81606
Ordinary
CFD
LONG
96
75.79137
Ordinary
CFD
LONG
824
75.49882
Ordinary
CFD
LONG
1,085
75.52964
Ordinary
CFD
LONG
2,310
75.49881
Ordinary
CFD
LONG
3,057
75.49882
Ordinary
CFD
SHORT
94
75.32226
Ordinary
CFD
SHORT
328
75.41366
Ordinary
CFD
SHORT
657
75.55714
Ordinary
CFD
SHORT
658
75.65227
Ordinary
CFD
SHORT
848
75.5642
Ordinary
CFD
SHORT
30
75.76773
Ordinary
CFD
SHORT
1,458
75.52105
Ordinary
CFD
SHORT
2,307
75.65684
Ordinary
CFD
SHORT
9,901
75.46872
 
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Tendered Ords
CFD
LONG
125
75.66054
Tendered Ords
CFD
LONG
173
75.61566
Tendered Ords
CFD
LONG
999
75.65772
Tendered Ords
CFD
LONG
2,904
75.61382
Tendered Ords
CFD
SHORT
77
75.56756
Tendered Ords
CFD
SHORT
96
75.67798
Tendered Ords
CFD
SHORT
173
75.62839
Tendered Ords
CFD
SHORT
233
75.5419
Tendered Ords
CFD
SHORT
655
75.49969
Tendered Ords
CFD
SHORT
4,003
75.5779
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Disclosure Date
31/08/2016
Contact name:
Osamede Aigbe
Telephone number:
00 44 207 545 8515
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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