REG-ECR Minerals plc Holding(s) in Company <Origin Href="QuoteRef">ECRE.L</Origin>
Holding(s) in Company
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | ECR Minerals Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii | 1Yorkville Advisors Global, LLC 2 Yorkville Advisors Global, LP 3 YA Global Master SPV, Ltd. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Jarvis Investment Management Ltd (Registered Holder) | ||||
5. Date of the transaction and date on which the threshold is crossed or reached:v | November 10, 2015 | ||||
6. Date on which issuer notified: | November 10, 2015 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii | 4.00 % | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to sharesviii, ix | ||||||||||||||||
Class/type of shares
| Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary Shares | 0 | 0 | 264,623,917 | 264,623,917 | 4.86% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Exercise | Expiration | Exercise/ | Number of voting rights | % of voting rights xix, xx | |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
264,623,917 | 4.86% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: | ||
14. Contact name: | Troy Rillo | |
15. Contact telephone number: | 001.908.906.5127 | |
View source version on businesswire.com: http://www.businesswire.com/news/home/20151111006557/en/
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