REG-ECR Minerals plc Holding(s) in Company <Origin Href="QuoteRef">ECRE.L</Origin>
Holding(s) in Company
For filings with the FCA include the annex | |||||||||||
For filings with issuer exclude the annex | |||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | ECR Minerals Plc | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | X | ||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
An event changing the breakdown of voting rights | |||||||||||
Other (please specify): | |||||||||||
3. Full name of person(s) subject to the notification obligation: iii | 1Yorkville Advisors Global, LLC 2 Yorkville Advisors Global, LP 3 YA Global Master SPV, Ltd. | ||||||||||
4. Full name of shareholder(s) (if different from 3.):iv | Jarvis Investment Management Ltd (Registered Holder) | ||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached:v | April 7, 2016 | ||||||||||
6. Date on which issuer notified: | April 8, 2016 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii | Below 3.00% |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to sharesviii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
| Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||||||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||
Ordinary Shares | 328,785,694 | 328,785,694 | Below 3.00% | ||||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||
| Nominal | Delta | |||||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||
Below 3% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |||||
Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd. | |||||
Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will cease to hold: | |||||
12. Date on which proxy holder will cease to hold voting rights: | |||||
13. Additional information: | |||||
14. Contact name: | Troy Rillo | ||||
15. Contact telephone number: | 001.908.906.5127 |
View source version on businesswire.com: http://www.businesswire.com/news/home/20160411005477/en/
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