REG-ECR Minerals plc Holding(s) in Company <Origin Href="QuoteRef">ECRE.L</Origin>
. Holding(s) in Company
For filings with the FCA include the annex | |||||||||||||||||||
For filings with issuer exclude the annex | |||||||||||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | ECR Minerals plc | ||||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
An acquisition or disposal of voting rights | X | ||||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||||||||
An event changing the breakdown of voting rights | |||||||||||||||||||
Other (please specify): | |||||||||||||||||||
3. Full name of person(s) subject to the notification obligation: iii | Stephen Clayson | ||||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):iv | JIM Nominees Ltd | ||||||||||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 29 November 2016 | ||||||||||||||||||
6. Date on which issuer notified: | 1 December 2016 | ||||||||||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii | 4% |
8. Notified details: | |||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||
Class/type of shares | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||
Ordinary Shares | 5,452,482 | 5,452,482 | 5,149,982 | 5,149,982 | 3.99 | ||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||
| Nominal | Delta | |||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||
5,700,910 | 3.99% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |||||
| |||||
Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will cease to hold: | |||||
12. Date on which proxy holder will cease to hold voting rights: | |||||
13. Additional information: | |||||
14. Contact name: | Stephen Clayson | ||||
15. Contact telephone number: | +44 (0)7771 871 847 |
View source version on businesswire.com: http://www.businesswire.com/news/home/20161202005423/en/
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